INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 15th, 2024 • Tidal Trust III • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of October 10, 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 15th, 2024 • Tidal Trust III • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this 10th day of October, 2024 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Ned Davis Research, Inc., a Florida Corporation, with its principal place of business at 3665 Bee Ridge Road, Suite 306, Sarasota, Florida 34233 (the “Sub-Adviser”), with respect to each series of Tidal Trust III (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
FIFTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • October 15th, 2024 • Tidal Trust III
THIS FIFTH AMENDMENT effective as of October 10, 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 1, 2023 by and between Tidal Trust III , a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.
FOURTH AMENDMENT TO THE TIDAL TRUST III CUSTODY AGREEMENTCustody Agreement • October 15th, 2024 • Tidal Trust III
THIS FOURTH AMENDMENT effective as October 10, 2024 (the “Effective Date”), to the Custody Agreement dated as of July 11, 2024, as amended (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
THIRD AMENDMENT TO THE TIDAL TRUST III CUSTODY AGREEMENTCustody Agreement • October 15th, 2024 • Tidal Trust III
THIS THIRD AMENDMENT effective as September 24, 2024 (the “Effective Date”), to the Custody Agreement dated as of July 11, 2024, as amended (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 15th, 2024 • Tidal Trust III • Delaware
This fourth amendment (“Amendment”) to the ETF Distribution Agreement dated as of June 18, 2024 (the “Agreement”), by and between Tidal Trust III (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of September 24, 2024 (the “Effective Date”).
FOURTH AMENDMENT TO THE TIDAL TRUST III FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • October 15th, 2024 • Tidal Trust III
THIS FOURTH AMENDMENT effective as of October 10, 2024 (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of July 11, 2024, as amended, (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
THIRD AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • October 15th, 2024 • Tidal Trust III
THIS THIRD AMENDMENT effective as of September 24, 2024 (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 11, 2024, as amended, is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FOURTH AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • October 15th, 2024 • Tidal Trust III
THIS FOURTH AMENDMENT effective as of October 10, 2024 (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 11, 2024, as amended, is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
THIRD AMENDMENT TO THE TIDAL TRUST III FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • October 15th, 2024 • Tidal Trust III
THIS THIRD AMENDMENT effective as of September 24, 2024 (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of July 11, 2024, as amended, (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 15th, 2024 • Tidal Trust III • Delaware
This fifth amendment (“Amendment”) to the ETF Distribution Agreement dated as of June 18, 2024 (the “Agreement”), by and between Tidal Trust III (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of October 10, 2024 (the “Effective Date”).
Tidal Trust III Fee Waiver AgreementWaiver Agreement • October 15th, 2024 • Tidal Trust III • Delaware
This Fee Waiver Agreement (the “Agreement”) is entered into on October 10, 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”), on behalf of its series set forth on Exhibit A attached hereto (each, a “Fund,” and collectively, the “Funds”), and Tidal Investments LLC (the “Adviser”), the investment adviser to each Fund.
FOURTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • October 15th, 2024 • Tidal Trust III
THIS FOURTH AMENDMENT effective as of September 24, 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 1, 2023 by and between Tidal Trust III , a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.
