10b5-1 Trading Plan Agreement Sample Contracts

10b5-1 Trading Plan Agreement
10b5-1 Trading Plan Agreement • February 25th, 2020 • ALLIED PHYSICIANS OF CALIFORNIA, a PROFESSION MEDICAL Corp • Services-management consulting services

This 10b5-1 Trading Plan Agreement dated December 12, 2019 (the “Trading Plan”) is between Allied Physicians of California, A Professional Medical Corporation, with its principal place of business at 1668 S. Garfield Avenue, 3rd Floor, Alhambra, CA 91801 (“Purchaser”), and Dougherty & Company LLC (“D&Co”), a limited liability company organized under the laws of Delaware and registered as a broker dealer under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), acting as agent.

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10b5-1 Trading Plan Agreement
10b5-1 Trading Plan Agreement • December 23rd, 2019 • Transcat Inc • Instruments for meas & testing of electricity & elec signals

This 10b5-1 Trading Plan Agreement dated December 18, 2019 (the “Trading Plan”) is between Lee D. Rudow (“Seller”) and Dougherty & Company LLC (“D&Co”), a limited liability company organized under the laws of Delaware and registered as a broker dealer under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), acting as agent.

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