FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT This FIRST AMENDMENT (the "Amendment"), dated as of March 11, 1997, is by and among ALLIANCE CAPITAL MANAGEMENT L.P. (the "Borrower"), the lenders listed on the signature pages hereto (the "Banks"), THE...Revolving Credit Agreement • March 27th, 1997 • Alliance Capital Management Lp • Investment advice • New York
EXHIBIT (a)(1) AGREEMENT AND PLAN OF REORGANIZATION dated as of August 20, 1999Agreement and Plan of Reorganization • September 28th, 2000 • Alliance Capital Management Holding Lp • Investment advice • Delaware
EXCHANGE AGREEMENTExchange Agreement • April 9th, 1999 • Alliance Capital Management Lp • Investment advice • Delaware
REVOLVING CREDIT AGREEMENTRevolving Credit Agreement • March 30th, 1999 • Alliance Capital Management Lp • Investment advice • New York
EXHIBIT (a)(6) AMENDED AND RESTATED INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT AMENDED AND RESTATED INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT THIS AGREEMENT, dated as of January 1, 1999 (this "Agreement"), is made by and between Alliance Capital...Investment Advisory and Management Agreement • September 28th, 2000 • Alliance Capital Management Holding Lp • Investment advice • New York
REIMBURSEMENT AGREEMENT Reimbursement Agreement, dated as of August 16, 1999, between Alliance Capital Management L.P., a Delaware limited partnership (the "Company"), and The Equitable Life Assurance Society of the United States, a New York stock...Reimbursement Agreement • August 16th, 1999 • Alliance Capital Management Lp • Investment advice • New York
AMENDMENT TO THE TRANSACTION AGREEMENT This Amendment to the Transaction Agreement (this "Amendment") is made effective as of January 1, 1997, by and among (1) Alliance Capital Management L.P. ("Alliance," referred to in the Agreement as "Buyer"), (2)...Transaction Agreement • March 30th, 1998 • Alliance Capital Management Lp • Investment advice
Commercial Paper Dealer Agreement 4(a)(2) Program Between: AllianceBernstein L.P., as Issuer, and Credit Suisse Securities (USA) LLC, as Dealer Concerning Notes to be issued pursuant to the Amended and Restated Issuing and Paying Agency Agreement...Commercial Paper Dealer Agreement • February 11th, 2016 • Alliancebernstein Holding L.P. • Investment advice • New York
This agreement (the “Agreement”) sets forth the understandings between the Issuer and the Dealer, each named on the cover page hereof, in connection with the issuance and sale by the Issuer of its short-term promissory notes (the “Notes”) through the Dealer. Certain terms used in this Agreement are defined in Section 6 hereof.
WITNESSETH:Lease Modification Agreement • March 27th, 1997 • Alliance Capital Management Lp • Investment advice
AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF ALLIANCE CAPITAL MANAGEMENT L.P. AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF ALLIANCE CAPITAL MANAGEMENT L.P.Limited Partnership Agreement • September 28th, 2000 • Alliance Capital Management Holding Lp • Investment advice • Delaware
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 27th, 2003 • Alliance Capital Management Holding Lp • Investment advice • New York
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTUnit Option Plan Agreement • March 27th, 2003 • Alliance Capital Management Holding Lp • Investment advice • New York
AGREEMENT, dated December 6, 2002 between Alliance Capital Management L.P. (the “Partnership”), Alliance Capital Management Holding L.P. (“Alliance Holding”) and Gerald M. Lieberman (the “Participant”), an employee of the Partnership or a subsidiary of the Partnership (an “Employee Participant”).
AWARD AGREEMENT FOR THE YEAR 2002 OFFERING UNDER THE SCB DEFERRED COMPENSATION AWARD PLANAward Agreement • March 27th, 2003 • Alliance Capital Management Holding Lp • Investment advice
You have been granted an Award under the SCB Deferred Compensation Award Plan (the “Plan”) pursuant to the year 2002 offering under the Plan, as specified below:
AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF ALLIANCE CAPITAL MANAGEMENT HOLDING L.P. AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF ALLIANCE CAPITAL MANAGEMENT HOLDING L.P.Limited Partnership Agreement • September 28th, 2000 • Alliance Capital Management Holding Lp • Investment advice • Delaware
RESTRICTED UNIT AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLAN You have been granted restricted Units under the Amended and Restated Alliance Partners Compensation Plan (the "Plan"), as specified below, in...Restricted Unit Award Agreement • March 28th, 2000 • Alliance Capital Management Holding Lp • Investment advice • New York
FINAXA 23, avenue Matignon (Reporting Person through its interest in AXA) 75008 Paris, France Claude Bebear, Henri de Castries, and Francoise 25, avenue Matignon Colloc'h (collectively, the "AXA Voting 75008 Paris, France Trustees") pursuant to the...Voting Trust Agreement • March 23rd, 2004 • Alliance Capital Management Holding Lp • Investment advice
Claude Bebear, Henri de Castries, and Francoise 25, avenue Matignon Colloc'h (collectively, the "AXA Voting 75008 Paris, France Trustees") pursuant to the Amended and Restated Voting Trust Agreement dated as of May 12, 2002, with AXA.
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENT AGREEMENT, dated December 6, 1999 between Alliance Capital Management L.P. (the "Partnership"), Alliance Capital Management Holding L.P. ("Alliance Holding") and Robert H. Joseph, Jr. (the...Unit Option Plan Agreement • March 28th, 2000 • Alliance Capital Management Holding Lp • Investment advice • New York
AllianceBernstein Incentive Compensation Award Program, Deferred Cash Compensation Program and AB 2017 Long Term Incentive Plan Award Agreement for 2023 AwardsAward Agreement • February 9th, 2024 • Alliancebernstein Holding L.P. • Investment advice • New York
Award Agreement, dated as of December 31, 2023, among AllianceBernstein L.P. (together with its subsidiaries, “AB”), AllianceBernstein Holding L.P. (“AB Holding”) and <PARTC_NAME> (the “Participant”), an employee of AB.
AB 2017 Long Term Incentive Plan Award AgreementAward Agreement • February 10th, 2023 • Alliancebernstein Holding L.P. • Investment advice • New York
Award Agreement, dated as of May 19, 2022, among AllianceBernstein L.P. (“AB”), AllianceBernstein Holding L.P. (“AB Holding”) and DIRECTOR (the “Participant”), a member of the Board of Directors (the “Board”) of AllianceBernstein Corporation (the “Corporation”), the general partner of AB and AB Holding.
AMENDMENT NO. 1 TO THE AMENDED AND RESTATED REVOLVING AGREEMENTRevolving Credit Agreement • February 9th, 2024 • Alliancebernstein Holding L.P. • Investment advice
CREDIT AGREEMENT (this “Amendment”) by and among ALLIANCEBERNSTEIN L.P., a Delaware limited partnership (together with its permitted successors, the “Company”), SANFORD C. BERNSTEIN & CO., LLC, a Delaware limited liability company (together with its permitted successors, “Sanford Bernstein” and together with the Company, the “Borrowers”), the financial institutions from time to time party hereto (collectively, the “Banks”), and BANK OF AMERICA, N.A., as administrative agent for the Banks (in such capacity, the “Administrative Agent”).
ALLIANCE CAPITAL MANAGEMENT L.P. UNIT OPTION PLAN AGREEMENTUnit Option Plan Agreement • March 27th, 2003 • Alliance Capital Management Holding Lp • Investment advice • New York
AGREEMENT, dated December 6, 2002 between Alliance Capital Management L.P. (the “Partnership”), Alliance Capital Management Holding L.P. (“Alliance Holding”) and Robert H. Joseph, Jr. (the “Employee”), an employee of the Partnership or a subsidiary of the Partnership.
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 28th, 2002 • Alliance Capital Management Holding Lp • Investment advice • New York
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCE PARTNERS COMPENSATION PLANAward Agreement • March 28th, 2002 • Alliance Capital Management Holding Lp • Investment advice • New York
You have been granted an award under the Amended and Restated Alliance Partners Compensation Plan (the “Plan”), as specified below:
DEFERRAL AGREEMENTDeferral Agreement • March 28th, 2002 • Alliance Capital Management Holding Lp • Investment advice • New York
This agreement (the “Plan Agreement”) is entered into between David Brewer (“you”) and Alliance Capital Management L.P. (the “Company”) with respect to your elective deferral of a portion of your Bonus or Year End Commission Payments for the year 2001 under the Alliance Capital Management L.P. Annual Elective Deferral Plan (the “Plan”). You have elected to defer a portion of your year 2001 Bonus or Year End Commission Payments as set forth in the Deferral Election signed by you and submitted with this Plan Agreement (your “Elective Deferral”) and in connection with that deferral you agree to the terms set forth in this Plan Agreement. The Plan provides a description of the terms and conditions governing your Elective Deferral and all other aspects of your participation in the Plan. If there is any inconsistency between the terms of this Plan Agreement and the terms of the Plan, the Plan’s terms completely supercede and replace the conflicting terms of this Plan Agreement. All capitaliz
Employment Agreement Between Peter S. Kraus and AllianceBernstein Corporation, AllianceBernstein Holding L.P. and AllianceBernstein L.P.Employment Agreement • June 26th, 2012 • Alliancebernstein Holding L.P. • Investment advice • New York
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 21st day of June, 2012, between AllianceBernstein L.P. (the “Private Partnership”), AllianceBernstein Holding L.P. (“Holding,” and together with the Private Partnership, the “Partnership”) and AllianceBernstein Corporation (the “Corporation”, and together with the Partnership, the “Company”) and Peter S. Kraus (the “Executive”).
ALLIANCEBERNSTEIN L.P. FINANCIAL ADVISOR WEALTH ACCUMULATION PLAN INCENTIVE AWARD AGREEMENTIncentive Award Agreement • February 25th, 2008 • Alliancebernstein Holding L.P. • Investment advice • New York
THIS AGREEMENT, made as of the 1st day of December, 2006, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Company”), and (the “Participant”).
AWARD AGREEMENTAward Agreement • February 13th, 2018 • Alliancebernstein Holding L.P. • Investment advice • New York
AWARD AGREEMENT, dated as of May 16, 2017, among AllianceBernstein L.P. (“AB”), AllianceBernstein Holding L.P. (“AB Holding”) and Robert B. Zoellick (“Participant”), a member of the Board of Directors (“Board”) of AllianceBernstein Corporation (“Corporation”), the general partner of AB and AB Holding.
ContractIncentive Compensation Award Agreement • February 10th, 2012 • Alliancebernstein Holding L.P. • Investment advice • New York
AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT [4(2) Commercial Paper Program]Commercial Paper Dealer Agreement • February 23rd, 2009 • Alliancebernstein Holding L.P. • Investment advice • New York
This Amended and Restated Commercial Paper Dealer Agreement, dated as of February 10, 2009, confirms the agreement among Banc of America Securities LLC (“BAS”), Merrill Lynch Money Markets Inc. (“Merrill”), Deutsche Bank Securities Inc. (“Deutsche Bank”) and AllianceBernstein L.P., formerly known as Alliance Capital Management L.P. (the “Partnership”), whereby each of BAS, Merrill and Deutsche Bank, severally and not jointly, will act as a dealer with respect to the promissory notes to be issued by the Partnership, which will be issued either in physical bearer form or book-entry form, and amends and restates the Amended and Restated Commercial Paper Dealer Agreement, dated as of May 3, 2006 (the “2006 Dealer Agreement”) among BAS, Merrill and the Partnership. Each of BAS, Merrill and Deutsche Bank is also sometimes referred to herein as a “Dealer” and collectively as the “Dealers.” Notes in book-entry form will be represented by master notes registered in the name of a nominee of The
Special Option Program under the Option Award AgreementOption Award Agreement • February 23rd, 2009 • Alliancebernstein Holding L.P. • Investment advice • New York
Agreement, dated as of January 23, 2009, among AllianceBernstein L.P. (“Partnership”), AllianceBernstein Holding L.P. (“Holding”) and <PARTC_NAME> (“Participant”), an employee of the Partnership or a subsidiary of the Partnership.
UNCOMMITTED LINE OF CREDIT AGREEMENTUncommitted Line of Credit Agreement • February 25th, 2008 • Alliancebernstein Holding L.P. • Investment advice • New York
Uncommitted Line of Credit Agreement (as amended or otherwise modified from time to time, this “Agreement”), dated as of January 23, 2008, is between AllianceBernstein L.P., a Delaware limited partnership (the “Borrower”), and Citibank, N.A. (the “Lender”).
April 30, 2001 Dave H. Williams Alliance Capital Management Corporation New York, NY 10105 Dear Dave:Employment Agreement • March 28th, 2002 • Alliance Capital Management Holding Lp • Investment advice
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”) in connection with your new role and responsibilities.
ALLIANCEBERNSTEIN L.P. FINANCIAL ADVISOR WEALTH ACCUMULATION PLAN INCENTIVE AWARD AGREEMENTIncentive Award Agreement • February 23rd, 2009 • Alliancebernstein Holding L.P. • Investment advice • New York
THIS AGREEMENT, made as of the 1st day of December, 2007, by and between AllianceBernstein L.P., a Delaware limited partnership (the “Company”), and (the “Participant”).
AWARD AGREEMENT UNDER THE AMENDED AND RESTATED ALLIANCEBERNSTEIN PARTNERS COMPENSATION PLANAward Agreement • February 23rd, 2009 • Alliancebernstein Holding L.P. • Investment advice • New York
You have been granted an award under the Amended and Restated AllianceBernstein Partners Compensation Plan (the "Plan"), as specified below:
December 28, 2004 Mr. Bruce W. Calvert Alliance Capital Management Corporation New York, NY 10105 Dear Bruce:Employment Agreement • March 15th, 2005 • Alliance Capital Management Holding Lp • Investment advice • New York
This letter sets forth the terms of your agreement with Alliance Capital Management Corporation (the “Company”) and Alliance Capital Management L.P. (the “Partnership”).
