FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • April 24th, 2024 • Federated Hermes Insurance Series
Contract Type FiledApril 24th, 2024 CompanyTHIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes Insurance Series, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes Managed Volatility Fund II (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • April 30th, 2024 • Federated Hermes ETF Trust
Contract Type FiledApril 30th, 2024 CompanyTHIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes Insurance Series, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes Managed Volatility Fund II (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • July 26th, 2024 • Federated Hermes ETF Trust
Contract Type FiledJuly 26th, 2024 CompanyTHIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes Income Securities Trust, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes Capital Income Fund (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • August 27th, 2024 • Federated Hermes ETF Trust
Contract Type FiledAugust 27th, 2024 CompanyTHIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes Income Securities Trust, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes Capital Income Fund (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • June 26th, 2024 • Federated Hermes Income Securities Trust
Contract Type FiledJune 26th, 2024 CompanyTHIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes Income Securities Trust, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes Capital Income Fund (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • September 25th, 2024 • Federated Hermes MDT Series
Contract Type FiledSeptember 25th, 2024 CompanyTHIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes MDT Series, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes MDT Balanced Fund (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • May 29th, 2024 • Federated Hermes Income Securities Trust
Contract Type FiledMay 29th, 2024 CompanyTHIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes Income Securities Trust, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes Capital Income Fund (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
FEDERATED HERMES RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • May 28th, 2024 • Federated Hermes MDT Series
Contract Type FiledMay 28th, 2024 CompanyTHIS AGREEMENT, dated as of January 25, 2023, between Federated Hermes MDT Series, a statutory business trust organized under the laws of the State of Massachusetts, on behalf of its series Federated Hermes MDT Balanced Fund (the “Acquiring Fund”), and Federated Hermes ETF Trust, a statutory trust organized under the laws of the State of Delaware, on behalf of its series identified on Schedule A, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”).
FORM OF HIGHLAND/NEXPOINT RULE 12d1-4 INVESTMENT AGREEMENT4 Investment Agreement • January 28th, 2022 • Highland Funds Ii • Delaware
Contract Type FiledJanuary 28th, 2022 Company JurisdictionTHIS AGREEMENT, dated as of January 19, 2022 between the Acquiring Fund(s) (each, an “Acquiring Fund”), and the Acquired Fund(s) (each, an “Acquired Fund” and together with the Acquiring Fund, the “Funds”), listed on Schedule A.