PARTICIPATION AGREEMENT -----------------------Participation Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C • Massachusetts
Contract Type FiledJuly 29th, 1997 Company Jurisdiction
UNDERWRITING AGREEMENT This Agreement made as of April 1, 1997 by and between the Dean Family of Funds, an Ohio business trust (the "Trust"), and 2480 Securities LLC, an Ohio corporation ("Underwriter"). WHEREAS, the Trust is an open-end management...Underwriting Agreement • October 1st, 1997 • Dean Family of Funds • Ohio
Contract Type FiledOctober 1st, 1997 Company Jurisdiction
June 16, 1997 State Street Bank and Trust Company 1776 Heritage Drive North Quincy, Massachusetts 02171 Ladies and Gentlemen: This is to advise you that Artisan Funds, Inc. has established a new series of shares to be known as Artisan Mid Cap Fund. In...Transfer Agency and Service Agreement • June 25th, 1997 • Artisan Funds Inc
Contract Type FiledJune 25th, 1997 CompanyThis is to advise you that Artisan Funds, Inc. has established a new series of shares to be known as Artisan Mid Cap Fund. In accordance with the Additional Funds provision in Article 10 of the Transfer Agency and Service Agreement dated March 7, 1997, between Artisan Funds, Inc. and State Street Bank and Trust Company, as amended by Amendment to Transfer Agency and Service Agreement, dated January 9, 1997, Artisan Funds, Inc. hereby requests that you act as Transfer Agent for the new series under the terms of the Transfer Agency and Service Agreement.
CUSTODY AGREEMENT This AGREEMENT, dated as of December 4, 1996, by and between THE GANNETT WELSH & KOTLER FUNDS (the "Trust"), a business trust organized under the laws of the Commonwealth of Massachusetts, acting with respect to the GW&K EQUITY FUND...Custody Agreement • June 17th, 1997 • Gannett Welsh & Kotler Funds • Massachusetts
Contract Type FiledJune 17th, 1997 Company Jurisdiction
FOR MUTUAL FUNDSCustodian Agreement • October 1st, 1997 • Dean Family of Funds • Ohio
Contract Type FiledOctober 1st, 1997 Company Jurisdiction
ARTICLE I DEFINITIONSFund Participation Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C • New York
Contract Type FiledJuly 29th, 1997 Company Jurisdiction
TRANSFER AGENCY AGREEMENT AGREEMENT made this 1st day of October, 1996, between THE EMPIRE BUILDER TAX FREE BOND FUND (the "Trust"), a Massachusetts business trust having its principal place of business at 237 Park Avenue, New York, New York 10017,...Transfer Agency Agreement • June 30th, 1997 • Empire Builder Tax Free Bond Fund • Ohio
Contract Type FiledJune 30th, 1997 Company Jurisdiction
C.H. Dean & Associates, Inc. 2480 Kettering Tower Dayton, Ohio 45423 Re: Advisory Agreement Ladies and Gentlemen: The Dean Family of Funds (the "Trust") is an open-end management investment company registered under the Investment Company Act of 1940,...Advisory Agreement • October 1st, 1997 • Dean Family of Funds • Ohio
Contract Type FiledOctober 1st, 1997 Company Jurisdiction
ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 1st day of October, 1996, by and between THE EMPIRE BUILDER TAX FREE BOND FUND, a Massachusetts business trust (the "Trust"), and BISYS FUND SERVICES LIMITED PARTNERSHIP, d/b/a BISYS FUND...Administration Agreement • June 30th, 1997 • Empire Builder Tax Free Bond Fund • Ohio
Contract Type FiledJune 30th, 1997 Company Jurisdiction
INDEX TO EXHIBITS (1) Agreement and Declaration of Trust*Investment Advisory Agreement • August 1st, 1997 • Pragma Investment Trust
Contract Type FiledAugust 1st, 1997 Company
SUB-ADVISORY AGREEMENT Newton Capital Management Limited 71 Queen Victoria Street London EC4V 4DR Ladies and Gentlemen: Dean Family of Funds (the "Trust"), an Ohio business trust, is a diversified open-end management investment company registered...Sub-Advisory Agreement • October 1st, 1997 • Dean Family of Funds • Ohio
Contract Type FiledOctober 1st, 1997 Company Jurisdiction
FUND ACCOUNTING AGREEMENT AGREEMENT made this 1st day of October, 1996, between THE EMPIRE BUILDER TAX FREE BOND FUND (the "Trust"), a Massachusetts business trust having its principal place of business at 237 Park Avenue, New York, New York 10017,...Fund Accounting Agreement • June 30th, 1997 • Empire Builder Tax Free Bond Fund • Ohio
Contract Type FiledJune 30th, 1997 Company Jurisdiction
OWNER: Reggie Jackson CONTRACT DATE: January 1, 1996 CONTRACT NUMBER: 1000033Annuity Contract • April 30th, 1997 • First Ing of New York Separate Account A1
Contract Type FiledApril 30th, 1997 Company
Exhibit 8(a) PARTICIPATION AGREEMENT THIS AGREEMENT, made and entered into this 15th day of November, 1996 by and between WANGER ADVISORS TRUST, an unincorporated business trust formed under the laws of Massachusetts (the "Trust"), and FIRST PROVIDIAN...Participation Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C • Massachusetts
Contract Type FiledJuly 29th, 1997 Company Jurisdiction
ACCOUNTING SERVICES AGREEMENT AGREEMENT dated as of April 1, 1997 between the Dean Family of Funds, an Ohio business trust (the "Trust"), and Countrywide Fund Services, Inc. ("Countrywide"), an Ohio corporation. WHEREAS, the Trust is an investment...Accounting Services Agreement • October 1st, 1997 • Dean Family of Funds • Ohio
Contract Type FiledOctober 1st, 1997 Company Jurisdiction
By and AmongParticipation Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C • New York
Contract Type FiledJuly 29th, 1997 Company Jurisdiction
2 Representations and Warranties.................... 3 3 Contracts, Sales Material 5 and Information...............Marketing Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C • Kentucky
Contract Type FiledJuly 29th, 1997 Company Jurisdiction
ADMINISTRATION AGREEMENT AGREEMENT dated as of April 1, 1997 between the Dean Family of Funds, an Ohio business trust (the "Trust"), and Countrywide Fund Services, Inc. ("Countrywide"), an Ohio corporation. WHEREAS, the Trust is an investment company...Administration Agreement • October 1st, 1997 • Dean Family of Funds • Ohio
Contract Type FiledOctober 1st, 1997 Company Jurisdiction
1 EXHIBIT 8.3(a) [JANUS CAPITAL CORPORATION LETTERHEAD] Janus Capital Corporation September 4, 1996 Mr. Otis R. Heldman, Jr. Marketing Officer Kemper Investors Life Insurance Company 1 Kemper Drive Long Grove, IL 60049-0001 Dear Mr. Heldman: This...Administrative Services Agreement • April 28th, 1997 • Kilico Variable Annuity Separate Account • Colorado
Contract Type FiledApril 28th, 1997 Company Jurisdiction
INDEX TO EXHIBITS (1) (i) Agreement and Declaration of Trust* (ii) Amendment No. 1 to Agreement & Declaration of Trust* (2) Bylaws* (3) Inapplicable (4) Inapplicable (5) Advisory Agreement (6) Inapplicable (7) Inapplicable (8) Custody Agreement (9)...Agreement and Declaration of Trust • June 17th, 1997 • Gannett Welsh & Kotler Funds
Contract Type FiledJune 17th, 1997 Company
1 EXHIBIT 99.B6(b) SELLING GROUP AGREEMENT KEMPER DISTRIBUTORS, INC. 222 South Riverside Plaza, Chicago, Illinois 60606 Dear Financial Services Firm: As principal underwriter and distributor, we invite you to join a Selling Group for the distribution...Selling Group Agreement • April 22nd, 1997 • Kemper Dreman Fund Inc • Illinois
Contract Type FiledApril 22nd, 1997 Company Jurisdiction
CONTRACT SCHEDULE OWNER: JOHN DOE AGE AND SEX: 35, MALE ------------------------------------------------------------ ANNUITANT: JOHN DOE AGE AND SEX: 35, MALE ------------------------------------------------------------ CONTRACT DATE: JULY 1, 1995...Insurance Contract • April 30th, 1997 • Southland Separate Account A1
Contract Type FiledApril 30th, 1997 Company
TRANSFER, DIVIDEND DISBURSING, SHAREHOLDER SERVICE AND PLAN AGENCY AGREEMENT AGREEMENT dated as of April 1, 1997 between the Dean Family of Funds, an Ohio business trust (the "Trust"), and Countrywide Fund Services, Inc. ("Countrywide"), an Ohio...Transfer, Dividend Disbursing, Shareholder Service and Plan Agency Agreement • October 1st, 1997 • Dean Family of Funds • Ohio
Contract Type FiledOctober 1st, 1997 Company Jurisdiction
EXHIBIT 8(d) PARTICIPATION AGREEMENTParticipation Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C • Kentucky
Contract Type FiledJuly 29th, 1997 Company Jurisdiction
SOUTHLAND LIFE INSURANCE COMPANY (A TEXAS CORPORATION) 5780 POWERS FERRY ROAD, N.W., ATLANTA, GEORGIA 30327-4390 MAILING ADDRESS P. O. BOX 105006, ATLANTA, GEORGIA 30348-5006 A STOCK COMPANY - ESTABLISHED 1908 [JOHN Q. DOE]Life Insurance Policy • April 30th, 1997 • Southland Separate Account L1
Contract Type FiledApril 30th, 1997 Company
Exhibit 1.A (5)(a)(iii) SECURITY LIFE OF DENVER INSURANCE COMPANY INSURED: JOHN DOE POLICY DATE: May 27, 1997 POLICY NUMBER: 60000001 STATED DEATH BENEFIT: $150,000.00Insurance Policy • May 1st, 1997 • Security Life Separate Account L1
Contract Type FiledMay 1st, 1997 Company
AGREEMENT RELATING TO INITIAL CAPITALAgreement Relating to Initial Capital • October 1st, 1997 • Dean Family of Funds
Contract Type FiledOctober 1st, 1997 Company
EXHIBIT 8(b) AMENDMENT NO. 1 TO PARTICIPATION AGREEMENTParticipation Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C
Contract Type FiledJuly 29th, 1997 Company
EXHIBIT 8(c) PARTICIPATION AGREEMENTParticipation Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C • Kentucky
Contract Type FiledJuly 29th, 1997 Company Jurisdiction
EXHIBIT 8(b) PARTICIPATION AGREEMENTParticipation Agreement • July 29th, 1997 • First Providian Life & Health Insur Co Separate Account C • Kentucky
Contract Type FiledJuly 29th, 1997 Company Jurisdiction
ii) Form of Advisory Agreement for the International Value Fund (iii) Form of Sub-Advisory Agreement for the International Value FundAdvisory Agreement • October 1st, 1997 • Dean Family of Funds
Contract Type FiledOctober 1st, 1997 Company
EXHIBIT 3(c) MARKETING SERVICES AGREEMENT ---------------------------- This Agreement is entered into effective September ______, 1995 among Security Life of Denver Insurance Company ("Security Life"), ING America Equities, Inc., a broker-dealer...Marketing Services Agreement • April 30th, 1997 • Security Life Separate Account A1
Contract Type FiledApril 30th, 1997 Company
RECITALSBroker-Dealer Supervisory and Selling Agreement • May 1st, 1997 • Security Life Separate Account L1 • Colorado
Contract Type FiledMay 1st, 1997 Company Jurisdiction
ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT dated as of February 28, 1997 between PRAGMA INVESTMENT TRUST (the "Trust"), an Ohio business trust, PRAGMA, INC. ("PRAGMA"), a Texas corporation, and COUNTRYWIDE FUND SERVICES, INC. ("Countrywide"), an Ohio...Administrative Services Agreement • August 1st, 1997 • Pragma Investment Trust • Ohio
Contract Type FiledAugust 1st, 1997 Company Jurisdiction
MANAGEMENT CONTRACT AGREEMENT, made this 26 day of May, 1997 by and between Bridgeway Fund, Inc., a Maryland corporation (hereinafter called the "Fund"), and Bridgeway Capital Management, Inc., a Texas corporation (hereinafter sometimes called the...Management Contract • July 14th, 1997 • Bridgeway Fund Inc
Contract Type FiledJuly 14th, 1997 Company