Exhibit 23(h)(2)(e) THIRD AMENDMENT TO ADMINISTRATION AGREEMENT AMENDMENT made as of the 20th day of June, 2007, between THE EMPIRE BUILDER TAX FREE BOND FUND, (the "Trust"), a Massachusetts business trust having its place of business at 237 Park...Administration Agreement • June 28th, 2007 • Empire Builder Tax Free Bond Fund
Exhibit 23(g)(4) AMENDMENT TO CUSTODY AGREEMENT THIS AMENDMENT TO CUSTODY AGREEMENT (the "Amendment") is made and entered into as of June 29, 2006 by and among THE EMPIRE BUILDER TAX FREE BOND FUND ("Fund"), a Massachusetts trust, and STATE STREET...Custody Agreement • June 28th, 2007 • Empire Builder Tax Free Bond Fund
Exhibit 23(h)(1)(e) FOURTH AMENDMENT TO TRANSFER AGENCY AGREEMENT AMENDMENT made as of the 20th day of June, 2007, between THE EMPIRE BUILDER TAX FREE BOND FUND, (the "Trust"), a Massachusetts business trust having its place of business at 237 Park...Transfer Agency Agreement • June 28th, 2007 • Empire Builder Tax Free Bond Fund
Exhibit 23(h)(1)(f) ASSIGNMENT AGREEMENT This Assignment Agreement (this "Agreement") is made as of October 1, 2008, by and among Citi Fund Services Ohio, Inc., an Ohio corporation ("Citi Ohio"), Citi Funds Services, Inc., formerly known as BISYS Fund...Assignment Agreement • June 29th, 2009 • Empire Builder Tax Free Bond Fund • Ohio
Exhibit 23(h)(3)(c) SECOND AMENDMENT TO FUND ACCOUNTING AGREEMENT AMENDMENT made as of the 20th day of June, 2007, between THE EMPIRE BUILDER TAX FREE BOND FUND, (the "Trust"), a Massachusetts business trust having its place of business at 237 Park...Fund Accounting Agreement • June 28th, 2007 • Empire Builder Tax Free Bond Fund
AMENDMENT TOAdministration Agreement • June 28th, 2006 • Empire Builder Tax Free Bond Fund
1 Exhibit (d) INVESTMENT ADVISORY AGREEMENT AGREEMENT, made as of this 1st day of July, 1988, by and between THE EMPIRE BUILDER TAX FREE BOND FUND (the "Fund"), a Massachusetts business trust, and GLICKENHAUS & COMPANY (the "Adviser"), a partnership...Investment Advisory Agreement • April 20th, 1999 • Empire Builder Tax Free Bond Fund
ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 1st day of October, 1996, by and between THE EMPIRE BUILDER TAX FREE BOND FUND, a Massachusetts business trust (the "Trust"), and BISYS FUND SERVICES LIMITED PARTNERSHIP, d/b/a BISYS FUND...Administration Agreement • June 30th, 1997 • Empire Builder Tax Free Bond Fund • Ohio
CUSTODY AGREEMENTCustody Agreement • June 28th, 2011 • Empire Builder Tax Free Bond Fund • Minnesota
THIS AGREEMENT is made and entered into as of this 29th day of July, 2010, by and between EMPIRE BUILDER TAX FREE BOND FUND, a Massachusetts business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
ADMINISTRATION AGREEMENTAdministration Agreement • April 29th, 2010 • Empire Builder Tax Free Bond Fund • Ohio
THIS AGREEMENT is made as of this 16th day of April, 2010, by and between THE EMPIRE BUILDER TAX FREE BOND FUND (the "Trust"), a Massachusetts business trust having its principal place of business at 546 Fifth Avenue, 7th Floor, New York, New York 10036, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • April 29th, 2010 • Empire Builder Tax Free Bond Fund • Ohio
THIS AGREEMENT is made as of this 16th day of April, 2010, by and between THE EMPIRE BUILDER TAX FREE BOND FUND (the "Trust"), a Massachusetts business trust having its principal place of business at 546 Fifth Avenue, 7th Floor, New York, New York 10036, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTTransfer Agent and Shareholder Services Agreement • April 29th, 2010 • Empire Builder Tax Free Bond Fund • Ohio
THIS AGREEMENT is made as of this 16th day of April, 2010, by and between THE EMPIRE BUILDER TAX FREE BOND FUND (the "Trust"), a Massachusetts business trust having its principal place of business at 546 Fifth Avenue, 7th Floor, New York New York, 10036, and ULTIMUS FUND SOLUTIONS, LLC ("Ultimus"), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
Exhibit 23(h)(5) COMPLIANCE SERVICES AGREEMENT AGREEMENT effective as of the 1st day of October, 2004, between The Empire Builder Tax Free Bond Fund, a Massachusetts business trust having its principal place of business at 3435 Stelzer Road, Columbus,...Compliance Services Agreement • April 29th, 2005 • Empire Builder Tax Free Bond Fund • Ohio
BYLAWS OF INVESTMENT TRUST OF BOSTON - NEW YORK TAX FREE INCOME FUNDEmpire Builder Tax Free Bond Fund • April 20th, 1999
1 EXHIBIT (A) THE EMPIRE BUILDER TAX FREE BOND FUND (ORIGINALLY ITB EMPIRE TAX FREE INCOME FUND) AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • April 20th, 1999 • Empire Builder Tax Free Bond Fund • Massachusetts
GLICKENHAUS & CO.Empire Builder Tax Free Bond Fund • April 20th, 1999
MOSELEY CAPITAL MANAGEMENT INC. 60 State Street Boston, Massachusetts 02109 December 19, 1983Empire Builder Tax Free Bond Fund • April 20th, 1999
1 Exhibit (g)(2) PROCEDURAL AGREEMENT AMONG MERRILL LYNCH FUTURES, INC., EMPIRE BUILDER TAX FREE BOND FUND, INVESTORS FIDUCIARY TRUST COMPANY AND UNITED MISSOURI BANK OF KANSAS CITY, N.A. THIS AGREEMENT is made by and among Empire Builder Tax Free...Procedural Agreement • April 20th, 1999 • Empire Builder Tax Free Bond Fund • New York
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • April 29th, 2010 • Empire Builder Tax Free Bond Fund • Ohio
THIS AGREEMENT is made as of this 16th day of April, 2010, by and between THE EMPIRE BUILDER TAX FREE BOND FUND (the “Trust”), a Massachusetts business trust having its principal place of business at 546 Fifth Avenue, 7th Floor, New York, New York 10036, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.
1 Exhibit (h)(4) SERVICING AGREEMENT Empire Builder Tax Free Bond Fund 230 Park Avenue New York, New York 10169 Gentlemen: We wish to enter into an Agreement with you to service shareholders of, and administer shareholder accounts in, Empire Builder...Servicing Agreement • April 20th, 1999 • Empire Builder Tax Free Bond Fund • New York
Exhibit 99.(g)(4) [LOGO] [STATE STREET LETTERHEAD] 801 Pennsylvania Kansas City, MO 64105 Telephone (816) 871 4100 February 28, 2000 Ms. Suzy Alpert Empire Builders Tax Free Bond Fund Glickenhaus and Company Six East 43rd Street New York, NY...Empire Builder Tax Free Bond Fund • June 15th, 2001
