FEF DISTRIBUTORS, LLC 1345 AVENUE OF THE AMERICAS NEW YORK, NY 10105 (212) 698-3000 FIRST EAGLE FUNDS SELLING GROUP AGREEMENT As Distributor and principal underwriter of the Shares (the "Shares") of beneficial interest of First Eagle Funds, a Delaware...Selling Group Agreement • April 29th, 2019 • Aul American Unit Trust • New York
Contract Type FiledApril 29th, 2019 Company Jurisdiction
SELLING GROUP AGREEMENT – DWS Distributors, Inc.Selling Group Agreement • November 30th, 2022 • Deutsche DWS Global/International Fund, Inc. • Illinois
Contract Type FiledNovember 30th, 2022 Company JurisdictionAs principal underwriter and distributor, we invite you to join a Selling Group for the distribution of Shares (as defined below) of the DWS Funds (“Funds”), subject to the terms of this Selling Group Agreement (“Agreement”). For purposes of this Agreement, the Funds shall include Class A, Class C, Class R, Class R6, Class S and Institutional Class shares of the Funds and such additional classes as we may from time to time specify by supplement hereto (the “Shares”). In our capacity as exclusive agent of each Fund, we offer to sell to you Shares of the Funds subject to the following terms:
Dear Financial Services Firm (“you” or “Intermediary”), As principal underwriter of the DWS Funds, we (or a predecessor firm) or our affiliate have entered into a selling group or other agreement or agreements (the "Agreement") with you to permit you,...Selling Group Agreement • August 1st, 2012 • Investors Cash Trust
Contract Type FiledAugust 1st, 2012 CompanyThis amendment to the Agreement is entered into as of the date indicated in the signature block below, with an effective date of October 16, 2007, or such earlier date as of which you begin providing the Shareholder information described below, and includes the following provisions:
Exhibit (h)(3) [FORM OF SELLING GROUP AGREEMENT]Selling Group Agreement • April 30th, 2001 • Pilgrim Growth & Income Fund Inc • Arizona
Contract Type FiledApril 30th, 2001 Company Jurisdiction
Selling Group AgreementSelling Group Agreement • October 31st, 2016 • American Funds Income Series • California
Contract Type FiledOctober 31st, 2016 Company JurisdictionWe have entered into a principal underwriting agreement with each Fund in The American Funds group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the Financial Industry Regulatory Authority (FINRA). In addition, we are the distributor of CollegeAmerica (Program), a college savings program as described in Section 529 of the Internal Revenue Code and The Recordkeeper Direct (multi-fund) Program which offers group fixed and variable annuity contracts (Contract or Contracts), using the Funds and certain other mutual funds as underlying investments. The Contracts are issued by Great-West Life & Annuity Insurance Company and First Great-West Life & Annuity Insurance Company (collectively, Great-West). Unless the context denotes
2 3 10. All communications to us should be sent to the address in the heading above. Any notice to you shall be duly given if mailed or telegraphed to you at the address specified by you below.Selling Group Agreement • January 23rd, 2001 • Scudder Weisel Capital Entrepreneurs Fund • Delaware
Contract Type FiledJanuary 23rd, 2001 Company Jurisdiction
Exhibit 99.2h(ii) SELLING GROUP AGREEMENT Scudder Distributors, Inc. 222 South Riverside Plaza Chicago, IL 60606 Dear Financial Services Firm: As principal underwriter and distributor, we invite you to join a Selling Group for the distribution of...Selling Group Agreement • December 24th, 2003 • Topiary Benefit Plan Investor Fund LLC • New York
Contract Type FiledDecember 24th, 2003 Company Jurisdiction
SELLING GROUP AGREEMENT KEMPER DISTRIBUTORS, INC. Dear Financial Services Firm: As principal underwriter and distributor, we invite you to join a Selling Group for the distribution of shares of the Kemper Funds (herein called "Funds"), but only in...Selling Group Agreement • January 29th, 1999 • Kemper Value Series Inc
Contract Type FiledJanuary 29th, 1999 Company
American Funds Distributors, Inc.Selling Group Agreement • November 30th, 2010 • New Perspective Fund Inc
Contract Type FiledNovember 30th, 2010 CompanyWe have entered into a principal underwriting agreement with each Fund in The American Funds group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the NASD. In addition, we are the distributor of CollegeAmerica (Program), a college savings program as described in Section 529 of the Internal Revenue Code.
FORM N-4, ITEM 24(b)(8.66) Form of Selling Group Agreement between AUL, OAS & Victory Capital Advisers, Inc. VICTORY CAPITAL ADVISERS, INC., DISTRIBUTOR FORM OF SELLING GROUP MEMBER AGREEMENT Ladies and Gentlemen: As the distributor of the shares...Selling Group Agreement • April 24th, 2013 • Aul American Unit Trust • Massachusetts
Contract Type FiledApril 24th, 2013 Company Jurisdiction
Dear Financial Services Firm (“you” or “Intermediary”), As principal underwriter of the Deutsche Funds, we (or a predecessor firm) or our affiliate have entered into a selling group or other agreement or agreements (the "Agreement") with you to permit...Selling Group Agreement • February 29th, 2016 • Deutsche Value Series, Inc
Contract Type FiledFebruary 29th, 2016 CompanyThis amendment to the Agreement is entered into as of the date indicated in the signature block below, with an effective date of October 16, 2007, or such earlier date as of which you begin providing the Shareholder information described below, and includes the following provisions:
American Funds Distributors, Inc.Selling Group Agreement • January 31st, 2011 • Capital World Growth & Income Fund Inc
Contract Type FiledJanuary 31st, 2011 CompanyWe have entered into a principal underwriting agreement with each Fund in The American Funds group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the NASD. In addition, we are the distributor of CollegeAmerica (Program), a college savings program as described in Section 529 of the Internal Revenue Code.
4. We shall furnish you without charge a "copy ready" Prospectus, with any supplements currently in effect, and "copy ready" sales materials issued by us from time to time. In theSelling Group Agreement • April 7th, 1998 • Senior Retirement Communities Inc • Services-nursing & personal care facilities
Contract Type FiledApril 7th, 1998 Company Industry
Selling Group AgreementSelling Group Agreement • December 31st, 2015 • American Funds College Target Date Series • California
Contract Type FiledDecember 31st, 2015 Company JurisdictionWe have entered into a principal underwriting agreement with each Fund in The American Funds group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the Financial Industry Regulatory Authority (FINRA). In addition, we are the distributor of CollegeAmerica (Program), a college savings program as described in Section 529 of the Internal Revenue Code and The Recordkeeper Direct (multi-fund) Program which offers group fixed and variable annuity contracts (Contract or Contracts), using the Funds and certain other mutual funds as underlying investments. The Contracts are issued by Great-West Life & Annuity Insurance Company and First Great-West Life & Annuity Insurance Company (collectively, Great-West). Unless the context denotes
EXHIBIT 3(b) SELLING GROUP AGREEMENT AMERICAN GENERAL DISTRIBUTORS, INC. AND AMERICAN GENERAL LIFE INSURANCE COMPANY This Selling Group Agreement ("Agreement") is made among American General Distributors, Inc., a registered broker-dealer and the...Selling Group Agreement • October 11th, 2000 • Agl Separate Account Vl R • Texas
Contract Type FiledOctober 11th, 2000 Company Jurisdiction
ARNHOLD AND S. BLEICHROEDER, INC. 1345 AVENUE OF THE AMERICAS NEW YORK, NY 10105 (212) 698-3000 FIRST EAGLE TRUST SELLING GROUP AGREEMENT As Distributor and principal underwriter of the shares of beneficial interest (the "Shares") of First Eagle Trust...Selling Group Agreement • February 27th, 1998 • First Eagle Trust • New York
Contract Type FiledFebruary 27th, 1998 Company Jurisdiction
1 EX-99.B6-selling SELLING GROUP AGREEMENT JACKSON NATIONAL FINANCIAL SERVICES, INC. 5901 Executive Drive, P. O. Box 24068 Lansing, Michigan 48909Selling Group Agreement • February 28th, 1996 • Jackson National Capital Management Funds • Michigan
Contract Type FiledFebruary 28th, 1996 Company Jurisdiction
SELLING GROUP AGREEMENTSelling Group Agreement • July 31st, 2014 • Pear Tree Funds • Massachusetts
Contract Type FiledJuly 31st, 2014 Company JurisdictionWe are hereby inviting you to participate in the selling group and, subject to the terms and conditions set forth below, to make available to your customers the Shares. By your acceptance hereof, you agree to find purchasers for the Shares, to purchase Shares only from us or from your customers, and to act only as agent for your customers or dealer for your own account, with no authority to act as agent for the Funds, for us or for any other dealer in any respect.
FORM OF SELLING GROUP AGREEMENTSelling Group Agreement • February 5th, 2010 • Salient Absolute Return Institutional Fund • New York
Contract Type FiledFebruary 5th, 2010 Company Jurisdiction
American Funds Distributors, Inc.Selling Group Agreement • February 26th, 2010 • International Growth & Income Fund
Contract Type FiledFebruary 26th, 2010 CompanyWe have entered into a principal underwriting agreement with each Fund in The American Funds group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the NASD. In addition, we are the distributor of CollegeAmerica (Program), a college savings program as described in Section 529 of the Internal Revenue Code.
12. This agreement is subject to the Additional Stipulations and Conditions on the reverse side hereof, all of which are a part of this agreement. Kemper Distributors, Inc.Selling Group Agreement • April 29th, 1997 • Kemper International Bond Fund • Illinois
Contract Type FiledApril 29th, 1997 Company Jurisdiction
Exhibit 3 SELLING GROUP AGREEMENT AMERICAN LEGACY SUITE OF PRODUCTS This Selling Group Agreement applies to the duly registered and licensed broker/dealer, which by signing below does evidence its desire to distribute certain Individual and Group...Selling Group Agreement • June 9th, 2003 • Lincoln National Variable Annuity Account H • Indiana
Contract Type FiledJune 9th, 2003 Company Jurisdiction
EXHIBIT 3(c) SELLING GROUP AGREEMENT AMERICAN GENERAL SECURITIES INCORPORATED AND THE UNITED STATES LIFE INSURANCE COMPANY IN THE CITY OF NEW YORK This Selling Group Agreement ("Agreement") is made among American General Securities Incorporated, a...Selling Group Agreement • May 27th, 1999 • U S Life Insurance Co in City of Ny Sep Act Usl Va-R • Texas
Contract Type FiledMay 27th, 1999 Company Jurisdiction
SELLING GROUP AGREEMENT -----------------------------------: As principal underwriter for the Issuers on Exhibit I, which is made a part of this agreement, we invite you to participate in the distribution of any or all such bonds subject to the...Selling Group Agreement • August 29th, 2001 • Village at Oakwood LLC
Contract Type FiledAugust 29th, 2001 Company
Selling Group AgreementSelling Group Agreement • November 30th, 2016 • American High Income Trust • California
Contract Type FiledNovember 30th, 2016 Company JurisdictionWe have entered into a principal underwriting agreement with each Fund in The American Funds group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the Financial Industry Regulatory Authority (FINRA). In addition, we are the distributor of CollegeAmerica (Program), a college savings program as described in Section 529 of the Internal Revenue Code and The Recordkeeper Direct (multi-fund) Program which offers group fixed and variable annuity contracts (Contract or Contracts), using the Funds and certain other mutual funds as underlying investments. The Contracts are issued by Great-West Life & Annuity Insurance Company and First Great-West Life & Annuity Insurance Company (collectively, Great-West). Unless the context denotes
EXHIBIT (e)(2) FORM OF SELLING GROUP AGREEMENT PACIFIC SELECT DISTRIBUTORS, INC. 700 Newport Center Drive Newport Beach, California 92660 Dear Financial Services Firm: As distributor, we invite you to join a selling group ("Selling Group") for the...Selling Group Agreement • September 26th, 2001 • Pacific Funds • Delaware
Contract Type FiledSeptember 26th, 2001 Company Jurisdiction
Selling group agreement Ladies and Gentlemen:Selling Group Agreement • December 23rd, 2009 • Primerica, Inc. • Fire, marine & casualty insurance • California
Contract Type FiledDecember 23rd, 2009 Company Industry JurisdictionWe have entered into a principal underwriting agreement with each Fund in The American Funds Group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the National Association of Securities Dealers, Inc. (NASD).
FORM N-4, ITEM 24(b) 8.47 Form of Selling Group Agreement between Teachers Advisors, Inc., Teachers Personal Investors Services, Inc., OneAmerica Securities, Inc. and American United Life Insurance Company(R) ----------------...Selling Group Agreement • April 19th, 2010 • Aul American Unit Trust • New York
Contract Type FiledApril 19th, 2010 Company Jurisdiction
SELLING GROUP AGREEMENTSelling Group Agreement • December 28th, 2012 • Monteagle Funds • New York
Contract Type FiledDecember 28th, 2012 Company JurisdictionMatrix Capital Group, Inc. (“Matrix”) is the principal underwriter for the shares of the Monteagle Funds, a Delaware business trust ("Company") registered as an open-end management investment company under the Investment Company Act of 1940 (the "Act"). The shares of additional series or classes of the Company may become available for sale in the future, in which event, the terms and conditions of this Agreement will be fully applicable thereto.
FEF Distributors, LLC 1345 AVENUE OF THE AMERICAS NEW YORK, NY 10105 (212) 698-3000 FIRST EAGLE FUNDS SELLING GROUP AGREEMENTSelling Group Agreement • June 21st, 2011 • First Eagle Funds • New York
Contract Type FiledJune 21st, 2011 Company JurisdictionAs Distributor and principal underwriter of the Shares (the “Shares”) of beneficial interest of First Eagle Funds, a Delaware statutory trust (the “Fund”), and the series thereof as set forth in Exhibit A hereto, FEF Distributors, LLC, invites you to join a selling group for the distribution of the Shares of the Fund. As exclusive agent of the Fund, we offer to sell you Shares on the following terms:
Dear Financial Services Firm (“you” or “Intermediary”), As principal underwriter of the DWS Funds, we (or a predecessor firm) or our affiliate have entered into a selling group or other agreement or agreements (the "Agreement") with you to permit you,...Selling Group Agreement • December 17th, 2024 • Deutsche DWS Market Trust
Contract Type FiledDecember 17th, 2024 CompanyThis amendment to the Agreement is entered into as of the date indicated in the signature block below, with an effective date of October 16, 2007, or such earlier date as of which you begin providing the Shareholder information described below, and includes the following provisions:
SELLING GROUP AGREEMENTSelling Group Agreement • July 27th, 2007 • Quantitative Group of Funds • Massachusetts
Contract Type FiledJuly 27th, 2007 Company JurisdictionWe are hereby inviting you to participate in the selling group and, subject to the terms and conditions set forth below, to make available to your customers the Shares. By your acceptance hereof, you agree to find purchasers for the Shares, to purchase Shares only from us or from your customers, and to act only as agent for your customers or dealer for your own account, with no authority to act as agent for the Funds, for us or for any other dealer in any respect.
Selling Group AgreementSelling Group Agreement • December 29th, 2017 • American Mutual Fund • California
Contract Type FiledDecember 29th, 2017 Company JurisdictionWe have entered into a principal underwriting agreement with each Fund in The American Funds group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the Financial Industry Regulatory Authority (FINRA). In addition, we are the distributor of CollegeAmerica (Program), a college savings program as described in Section 529 of the Internal Revenue Code.
FEF Distributors, LLC NEW YORK, NY 10105 FIRST EAGLE FUNDS SELLING GROUP AGREEMENTSelling Group Agreement • November 28th, 2011 • First Eagle Funds • New York
Contract Type FiledNovember 28th, 2011 Company JurisdictionAs Distributor and principal underwriter of the Shares (the “Shares”) of beneficial interest of First Eagle Funds, a Delaware statutory trust (the “Fund”), and the series thereof as set forth in Exhibit A hereto, FEF Distributors, LLC, invites you to join a selling group for the distribution of the Shares of the Fund. As exclusive agent of the Fund, we offer to sell you Shares on the following terms:
Selling Group Agreement (Without Commitment)Selling Group Agreement • December 23rd, 2009 • Primerica, Inc. • Fire, marine & casualty insurance • Delaware
Contract Type FiledDecember 23rd, 2009 Company Industry JurisdictionTHIS AGREEMENT, made this 22 day of June, 1992 between AMERICAN CAPITAL MARKETING, INC., (the “Distributor”), principal distributor for shares of capital stock (the “Shares”) of certain mutual funds managed by American Capital Asset Management, Inc. and publicly distributed by the Distributor (the “Funds”) and PFS Investments Inc., a securities dealer. The Dealer is a member of the National Association of Securities Dealers, Inc. or, if a foreign dealer, agrees to abide by all of the rules and regulations of the National Association of Securities Dealers, Inc. for purposes of this Agreement. In consideration of the mutual covenants stated below, the parties hereto agree as follows: