Access Provider Connection AgreementAccess Provider Connection Agreement • July 1st, 2022 • New York
ACCESS PROVIDER CONNECTION AGREEMENT The undersigned (“User”), as a condition and in consideration of being permitted to connect to the NYSE Pillar technology platform (“Pillar”), for the purposes of connection to one or more market (as identified below), agrees with the NYSE Entity(ies) indicated below as set forth in this Access Provider Connection Agreement (“Connection Agreement”). Platform: NYSE Entity(ies) NYSE Arca Equities NYSE Arca, LLC1 NYSE American NYSE American LLC NYSE National NYSE National, Inc. New York Stock Exchange New York Stock Exchange LLC NYSE Chicago NYSE Chicago, Inc. NYSE American Options NYSE Amex Options LLC NYSE Arca Options NYSE Arca, Inc. General Information Name of Firm or Company (“User”): (If User changes its name, a new Connection Agreement is required.) AKA Name / Formerly Known As: Address: Contact Person: Title: Phone: Email: Web Address: User represents that it is an access provider acting on behalf of an approved member/participant/permit hold
ContractAccess Provider Connection Agreement • September 15th, 2022
User, as identified below, has already entered into an Access Provider Connection Agreement (“Connection Agreement”) with at least one NYSE Entity. User is aware that NYSE rules specify certain trading activity (such as, but not limited to, activity related to usage of Floor Broker-specific order types and access to Auction Imbalance Information) that is available only to Floor Brokers when they are physically present on the Trading Floor (as defined below) (this activity, the “Floor Restricted Activity”). User would like to provide connectivity for Floor Brokers who may utilize that connectivity to engage in or in connection with Floor Restricted Activity and therefore agrees to the additional restrictions set forth herein. This Addendum incorporates all the terms and conditions of the Connection Agreement, located at www.nyse.com, as amended from time to time in accordance with the terms of the Connection Agreement.
ContractAccess Provider Connection Agreement • June 30th, 2022
User, as identified below, has already entered into an Access Provider Connection Agreement (“Connection Agreement”) with at least one NYSE Entity. User is aware that NYSE rules specify certain trading activity (such as, but not limited to, activity related to usage of Floor Broker-specific order types and access to Auction Imbalance Information) that is available only to Floor Brokers when they are physically present on the Trading Floor (as defined below) (this activity, the “Floor Restricted Activity”). User would like to provide connectivity for Floor Brokers who may utilize that connectivity to engage in or in connection with Floor Restricted Activity and therefore agrees to the additional restrictions set forth herein. This Addendum incorporates all the terms and conditions of the Connection Agreement, located at www.nyse.com, as amended from time to time in accordance with the terms of the Connection Agreement.
