Alliance Global PartnersAlliance Global Partners • February 26th, 2020 • Aptorum Group LTD • Pharmaceutical preparations • New York
Introduction. Subject to the terms and conditions herein (this “Agreement”), Aptorum Group Limited (the “Company”), hereby agrees to sell up to an aggregate of $10,000,000 of securities of the Company, including, but not limited to, an amount of the Company’s Class A Ordinary shares, par value $1.00 per share (the "Ordinary Shares”), and of warrants to purchase an amount of Class A Ordinary Shares (the “Warrants” and, together with the Ordinary Shares, the “Securities”) directly to certain affiliated investors, including affiliates of the Company, existing shareholders of the Company, and investors identified and referred by the Company (the “Affiliated Investors”) and investors who are not Affiliated Investors (the, “Unaffiliated Investors” and, together with the Affiliated Investors, the “Investors”) through A.G.P./Alliance Global Partners, as placement agent (the “Placement Agent”). The documents executed and delivered by the Company and the Investors in connection with the Offering
