TRANSFER AGENCY AND SERVICES AGREEMENTAlps Series Trust • September 25th, 2018 • ALPS Series Trust • Colorado
Contract Type FiledSeptember 25th, 2018 Company JurisdictionTHIS AGREEMENT is made as of September 24, 2018, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CLARKSTON CAPITAL PARTNERS, LLC INVESTMENT ADVISORY AGREEMENTAlps Series Trust • January 28th, 2020 • ALPS Series Trust • Colorado
Contract Type FiledJanuary 28th, 2020 Company JurisdictionThis Agreement is made and entered into effective as of February 13, 2019, by and between the ALPS Series Trust (the “Trust”), a Delaware statutory trust, on behalf of the funds listed in APPENDIX A hereto, each a series of shares of the Trust (collectively, the “Funds” and individually, a “Fund”), and Clarkston Capital Partners, LLC, a Michigan limited liability company (the “Adviser”).
ALPS SERIES TRUST DISTRIBUTION AGREEMENTAlps Series Trust • September 29th, 2017 • ALPS Series Trust • Colorado
Contract Type FiledSeptember 29th, 2017 Company JurisdictionTHIS AGREEMENT is made as of October 2, 2017, between ALPS Series Trust (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CUPPS ALL CAP GROWTH FUND CUPPS MID CAP GROWTH FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAlps Series Trust • June 30th, 2014 • ALPS Series Trust • Colorado
Contract Type FiledJune 30th, 2014 Company JurisdictionTHIS AGREEMENT is made as of June 30, 2014, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND INVESTMENT ADVISORY AGREEMENTAlps Series Trust • August 29th, 2014 • ALPS Series Trust • Colorado
Contract Type FiledAugust 29th, 2014 Company JurisdictionThis Agreement is made and entered into effective as of August 29, 2014, by and between the ALPS Series Trust, a Delaware statutory trust (the “Trust”) on behalf of the New Sheridan Developing World Fund, a series of shares of the Trust (the “Fund”), and New Sheridan Advisors, LLC, a Delaware limited liability company (the “Adviser”).
ALPS SERIES TRUST AMERICAN INDEPENDENCE KANSAS TAX-EXEMPT BOND FUND INVESTMENT ADVISORY AGREEMENTAlps Series Trust • January 28th, 2020 • ALPS Series Trust • Delaware
Contract Type FiledJanuary 28th, 2020 Company JurisdictionThis Agreement is made and entered into effective as of September 23, 2019, by and between the ALPS Series Trust (“Trust”), a Delaware statutory trust, on behalf of the American Independence Kansas Tax-Exempt Bond Fund, a series of shares of the Trust (the “Fund”), and Carret Asset Management, LLC, a Delaware limited liability company (“Adviser”).
ALPS SERIES TRUST CUPPS ALL CAP GROWTH FUND CUPPS MID CAP GROWTH FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTAlps Series Trust • June 30th, 2014 • ALPS Series Trust • Colorado
Contract Type FiledJune 30th, 2014 Company JurisdictionThis Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of June 30, 2014 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST INVESTMENT ADVISORY AGREEMENTAlps Series Trust • February 11th, 2021 • ALPS Series Trust • Delaware
Contract Type FiledFebruary 11th, 2021 Company JurisdictionThis Agreement is made and entered into effective as of January 12, 2021, by and between the ALPS Series Trust (“Trust”), a Delaware statutory trust, on behalf of each series included on Exhibit A hereto, each a separate series of shares of the Trust (each, a “Fund”), and Hillman Capital Management, Inc., a Maryland corporation (“Adviser”).