And Shareholder Services Agreement Sample Contracts

2 3 Termination of this Agreement shall not affect the right of Scudder Weisel to receive payments on any unpaid balance of the compensation described in Section 3 hereof earned prior to such termination. This Agreement shall terminate automatically...
And Shareholder Services Agreement • January 22nd, 2001 • Scudder Weisel Capital Entrepreneurs Fund • Delaware
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ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MML American Funds International Fund
And Shareholder Services Agreement • August 13th, 2008 • MML Series Investment Fund • Massachusetts

This ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT (the “Agreement”), dated as of the 15th day of August, 2008 (the “Effective Date”) is by and between MML Series Investment Fund (the “Trust”) on behalf of MML American Funds International Fund (the “Fund”) and Massachusetts Mutual Life Insurance Company (the “Manager”).

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AMENDMENT DATED DECEMBER 16, 2020 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MML Series Investment Fund
And Shareholder Services Agreement • April 30th, 2021 • MML Series Investment Fund

The Trust, on behalf of each Fund, and the Manager wish to amend the Agreement by replacing Article II: Expenses in its entirety with the following:

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dated FEBRUARY 1, 2023 to amended and restated administrative and shareholder services agreement
And Shareholder Services Agreement • January 31st, 2023 • Massmutual Select Funds

WHEREAS, MassMutual Select Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of April 1, 2014 (the “Agreement”).

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FORM OF FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • July 27th, 2017 • Franklin California Tax Free Trust • California

The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent formerly known as Franklin Administrative Services, Inc. This Agreement supersedes prior Shareholder Services Agreements between the parties, as stated below in section 16(d).

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FORM OF AMENDMENT DATED MAY 15, 2015 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MML Series Investment Fund II
And Shareholder Services Agreement • April 30th, 2015 • MML Series Investment Fund II

WHEREAS, MML Series Investment Fund II (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of May 1, 2015 (the “Agreement”).

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ADMINISTRATION AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • February 12th, 2007 • Investors Cash Trust • Illinois

AGREEMENT made this day of , 2006, by and between INVESTORS CASH TRUST, a Massachusetts business trust (the “Fund”), and DWS Scudder DISTRIBUTORS, INC., a Delaware corporation (“DWS-SDI”).

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FRANKLIN TEMPLETON INVESTOR SERVICES, LLC
And Shareholder Services Agreement • August 26th, 2019 • Franklin Strategic Series • California

o Maintain records of (i) issued Shares and (ii) number of Shareholders and their aggregate Shareholdings classified according to their residence in each State of the United States or foreign country;

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DODGE & COX FUNDS ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT (the “AGREEMENT”)
And Shareholder Services Agreement • April 28th, 2022 • Dodge & Cox Funds • Delaware

Dodge & Cox Funds (the “Trust”) has been established as a Delaware statutory trust to engage in the business of an investment company. Pursuant to the Trust’s Trust Instrument, as amended from time-to-time (the “Trust Instrument”), the Board of Trustees (the “Board”) has divided the Trust’s shares of beneficial interest, par value $0.01 per share (the “Shares”) into separate series, or funds, which are listed on Annex A hereto (each, a “Fund” and together, the “Funds”). The Funds may be abolished and dissolved, and additional series established, from time-to-time by action of the Trustees. The Trust, on behalf of the Funds and their Share Classes, has selected you to act as the provider of the administrative and shareholder services described in Annex B hereto, and of any other administrative and shareholder services necessary for operating as an open-end investment company and not provided by persons not party to this Agreement (collectively, the “Services”), and you have indicated th

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AMENDMENT DATED JANUARY 10, 2018 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MassMutual Select Funds
And Shareholder Services Agreement • January 31st, 2018 • Massmutual Select Funds

WHEREAS, MassMutual Select Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of April 1, 2014 (the “Agreement”).

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AMENDMENT DATED DECEMBER 31, 2020 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • January 29th, 2021 • Massmutual Select Funds

WHEREAS, MassMutual Select Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each a “Fund”Jan) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of April 1, 2014 (the “Agreement”).

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Form of ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for DLB [ ] FUND ----------
And Shareholder Services Agreement • August 6th, 2004 • DLB Fund Group • Massachusetts
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Amendment No. 3 To Transfer Agency And Shareholder Services Agreement
And Shareholder Services Agreement • February 26th, 2016 • GuideStone Funds

This Amendment No. 3 To Transfer Agency and Shareholder Services Agreement, dated as of May 1, 2016 (“Amendment No. 3”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and GuideStone Funds (the “Trust”).

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AMENDMENT TO FRANKLIN TEMPLETON INVESTOR SERVICES, LLC TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • July 29th, 2008 • Templeton Global Investment Trust

Effective as of May 22, 2007, the undersigned parties hereby amend Schedule C, attached hereto and incorporated herein by reference, of the Transfer Agent and Shareholder Services Agreement between Templeton Global Investment Trust and Franklin Templeton Investor Services, LLC (“FTIS”).

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amended and restated administrative and shareholder services agreement
And Shareholder Services Agreement • December 2nd, 2022 • Massmutual Premier Funds

WHEREAS, MassMutual Premier Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of April 1, 2014 (the “Agreement”).

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AMENDMENT DATED MAY 1, 2021 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MML Series Investment Fund II
And Shareholder Services Agreement • April 30th, 2021 • MML Series Investment Fund II

The Trust, on behalf of each Fund, and the Manager wish to amend the Agreement by replacing Exhibit B in its entirety with the following:

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ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for Carlyle AlpInvest Private Markets Fund and any Subsidiary of the Fund set forth on Appendix A hereto
And Shareholder Services Agreement • October 5th, 2022 • Carlyle AlpInvest Private Markets Fund • Delaware

This ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT (the “Agreement”), dated as of the [__] day of [_______] 2022 (the “Effective Date”) is entered into by and between Carlyle AlpInvest Private Markets Fund (the “Fund”) and AlpInvest Private Equity Investment Management, LLC (the “Manager”).

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AMENDMENT TO ADMINISTRATION AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • April 24th, 2015 • PACIFIC FUNDS SERIES TRUST (Formerly Called PACIFIC LIFE FUNDS)

THIS AMENDMENT to the Administration and Shareholder Services Agreement, dated as of April 27, 2015 (the “Amendment”) is being entered into by and among Pacific Funds Series Trust, a Delaware statutory trust formerly named Pacific Life Funds (the “Trust”) and Pacific Life Insurance Company, a Nebraska corporation (the “Administrator”).

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Exhibit (h.1.) Transfer Agency and Shareholder Services Agreement Amendment No. 3 To Transfer Agency And Shareholder Services Agreement
And Shareholder Services Agreement • June 6th, 2016 • Sit Mutual Funds Inc

This Amendment No. 3 To Transfer Agency And Shareholder Services Agreement, dated as of May 19, 2016 (“Amendment No. 3”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each of the registered investment companies signing below (each, an “Investment Company”, and collectively, the “Investment Companies”), on their own behalf and, to the extent an Investment Company has one or more Portfolios listed on Exhibit B hereto, on their behalf as well.

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FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • April 27th, 2023 • Templeton Institutional Funds

The parties to this Agreement are the Investment Company named above ("Investment Company"), an open-end investment company registered as such under the Investment Company Act of 1940 ("1940 Act"), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a "Fund" and collectively, the "Funds") and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC ("FTIS"), a registered transfer agent. This Agreement supersedes the Amended and Restated Transfer Agent and Shareholder Services Agreement between the parties.

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ADMNISTRATION AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • July 26th, 2013 • Investors Cash Trust • Illinois

AGREEMENT made this 16th day of November, 1999, by and between INVESTORS CASH TRUST, a Massachusetts business trust (the “Fund”), and KEMPER DISTRIBUTORS, INC., a Delaware corporation (“KDI”).

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DATED FEBRUARY 1, 2024 TO ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • November 17th, 2023 • MassMutual Advantage Funds

WHEREAS, MassMutual Advantage Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Administrative and Shareholder Services Agreement dated as of December 1, 2021 (the “Agreement”).

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SUB-TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • January 30th, 2014 • First Pacific Mutual Fund Inc /Hi/ • Ohio

THIS AGREEMENT is made as of this 13th day of January, 2014, by and between LEE FINANCIAL RECORDKEEPING, INC. (“Lee Financial”), a Hawaii corporation having its principal place of business at 3113 Olu Street, Honolulu, Hawaii, 96816, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.

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FORM OF AMENDMENT DATED NOVEMBER 23, 2015 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT
And Shareholder Services Agreement • September 9th, 2015 • Massmutual Select Funds

WHEREAS, MassMutual Select Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of April 1, 2014 (the “Agreement”).

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FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED AND RESTATED
And Shareholder Services Agreement • June 28th, 2018 • Franklin Strategic Series • California

As the registered transfer agent and shareholder servicing agent for the Funds, FTIS is responsible for providing overall support for the customers of each Fund, including shareholders, financial advisors, distribution intermediaries, and other authorized representatives. FTIS controls the flow of the customer interactions, processes transactions, and handles inquiries while ensuring mitigation of operational, financial, regulatory, and reputational risk. FTIS is responsible for affecting activity in accordance with fund policies, (e.g. Rule 12b-1 payments, fund openings, reorganizations, closings), as well as required trade confirmations, statements, and tax reporting. FTIS maintains relationships with the back offices of intermediaries and ensures appropriate payments to intermediaries and other service vendors in accordance with this Agreement.

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AMENDMENT DATED NOVEMBER 29, 2017 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MassMutual Select Funds
And Shareholder Services Agreement • January 31st, 2018 • Massmutual Select Funds

WHEREAS, MassMutual Select Funds (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each, a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of April 1, 2014, as amended (the “Agreement”).

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