AMENDMENT TOAp Representative Confidentiality & Undertakings Agreement • December 19th, 2024 • Northern Lights Fund Trust IV • New York
WHEREAS, Cantor Fitzgerald & Co. (the “AP Representative”) and Northern Lights Fund Trust IV (the “Trust”) have entered into an AP Representative Confidentiality and Undertakings Agreement dated as of January 7, 2022 (the “AP Representative Agreement”).
ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTAp Representative Confidentiality & Undertakings Agreement • February 19th, 2021 • Alger ETF Trust • New York
This AP Representative Confidentiality & Undertakings Agreement (this “Agreement”) is entered into by and among (the “AP Representative”), (the “Clearing Broker”), as clearing broker for the AP Representative, and The Alger ETF Trust (the “Trust”), an open-end management investment company registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”), which are listed on Exhibit A hereto, as such Exhibit may be amended by the Trust, from time to time, upon notice to the AP Representative and the Clearing Broker, to reflect newly-launched or liquidated, renamed, or merged Funds. Capitalized terms used herein and not otherwise defined have the meanings assigned to them in Section 6 of this Agreement.
