Broker-Dealer Supervisory and Service Agent Agreement Sample Contracts

BROKER-DEALER SUPERVISORY AND SERVICE AGENT AGREEMENT
Broker-Dealer Supervisory and Service Agent Agreement • January 2nd, 2002 • Lb Variable Insurance Account I • Wisconsin

AGREEMENT by and between Aid Association for Lutherans (“AAL”), a fraternal benefit Society organized under the laws of Wisconsin, Lutheran Brotherhood Securities Corp. (“LBSC”), a registered broker-dealer with the Securities and Exchange Commission under the Securities Exchange Act of 1934 and a member of the National Association of Securities Dealers Inc.; and AAL Capital Management Corporation (Broker-Dealer), also a registered broker-dealer with the Securities and Exchange Commission under the Securities Act of 1934 and a member of the National Association of Securities Dealers Inc.

AutoNDA by SimpleDocs
BROKER-DEALER SUPERVISORY AND SERVICE AGENT AGREEMENT
Broker-Dealer Supervisory and Service Agent Agreement • April 26th, 2002 • Aal Variable Annuity Account Ii • Wisconsin

AGREEMENT by and between Aid Association for Lutherans (“AAL”), a fraternal benefit Society organized under the laws of Wisconsin, AAL Capital Management Corporation (“CMC”), a registered broker-dealer with the Securities and Exchange Commission under the Securities Exchange Act of 1934 and a member of the National Association of Securities Dealers Inc.; and (Broker-Dealer), also a registered broker-dealer with the Securities and Exchange Commission under the Securities Act of 1934 and a member of the National Association of Securities Dealers Inc.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!