Broker/Dealer Terms and Conditions Sample Contracts
SECURITIES AMERICA BROKER/DEALER TERMS AND CONDITIONSBroker/Dealer Terms and Conditions • April 23rd, 2021 • Nebraska
The following is a legally binding agreement (the “Agreement”) between you and Securities America, Inc. (“SAI”) with regard to your account whether or not you and your account receive advisory services under a separate agreement. Please review the Agreement as it contains important information regarding your risks and responsibilities. Do not return it with your account application and keep it with your records.
