Standard Contracts
Basic Brokerage Account Agreement and DisclosureBrokerage Account Agreement • August 30th, 2023 • New York
Account(s) carried by First Clearing. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.
NEW ACCOUNT ENTITYBrokerage Account Agreement • May 26th, 2020
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • December 6th, 2018 • Massachusetts
You sponsor and maintain a retirement plan (“Plan”), which may or may not be qualified under section 401(a), 403(b), or 457(b) of the Internal Revenue Code of 1986 (“Code”), and/or subject to the Employee Retirement Income Security Act of 1974 (“ERISA”). The term “you” as used in this Agreement refers to the Plan sponsor, trustee or other authorized officer of the Plan that is identified on and that signs on behalf of the Plan in the Account Application Employer-Sponsored Retirement Plan – Held at LPL (“Account Application”).
FIDELITY BROKERAGE RETIREMENT CUSTOMER ACCOUNT AGREEMENTBrokerage Account Agreement • May 14th, 2010 • Massachusetts
Under this agreement, Fidelity has certain rights and responsibilities. When we accept your account application, we are agreeing to serve as your broker and to maintain an account for you. We agree, subject to our acceptance of an authorized order, to buy, sell, or otherwise dispose of, or acquire, securities for you according to your instructions. We also agree to provide various services and features, as described on the following pages.
Basic Brokerage Account Agreement and DisclosureBrokerage Account Agreement • August 6th, 2024 • New York
Account(s) carried by First Clearing. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.
BROKERAGE ACCOUNT AGREEMENT - INDIVIDUALSBrokerage Account Agreement • July 28th, 2020
Name (First. Middle. Last) Identification Number Type [I.D, Passport, etc. …] Issuing Date D/M/Y / / Expiry Date D/M/Y / / Issuing Place Date of Birth D/M/Y / / Citizenship Unified Code
BROKERAGE ACCOUNT AGREEMENTSBrokerage Account Agreement • July 16th, 2014 • New York
Brokerage Account Agreement - Individuals دارﻓأ - ﺔﯾﻟﺎﻣ قاروأ لوادﺗ بﺎﺳﺣ ﺢﺗﻓ ﺔﯾﻗﺎﻔﺗاBrokerage Account Agreement • October 4th, 2024
First- Thndr Securities Brokerage (S.A.E) established in accordance with the laws of the Arab Republic of Egypt and subject to the provisions of the Capital Markets Law No. 95 of 1992. The company is registered under commercial register number 27033, its head office is located at 70A El Nahda st. - Maadi - Cairo, Egypt; (referred to hereinafter as the “Company”).
Brokerage Account AgreementBrokerage Account Agreement • February 27th, 2023 • California
The terms and conditions of this Brokerage Account Agreement, together with any supplemental agreements (together, the “Agreement”), will control the brokerage account you are opening with us and any other brokerage account you open with us in the future. Each account you open is a cash account where all trades are fully paid for; we do not currently offer margin accounts.
Carta Capital Markets, LLC Brokerage Account AgreementBrokerage Account Agreement • November 3rd, 2021
NEW ACCOUNTBrokerage Account Agreement • October 16th, 2023
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • May 31st, 2019
FIDELITY BROKERAGE RETIREMENT CUSTOMER ACCOUNT AGREEMENTBrokerage Account Agreement • April 9th, 2015 • Massachusetts
Under this agreement, Fidelity has certain rights and responsibilities. When we accept your account application, we are agreeing to serve as your broker and to maintain an account for you. We agree, subject to our acceptance of an authorized order, to buy, sell, or otherwise dispose of, or acquire, securities for you according to your instructions. We also agree to provide various services and features, as described on the following pages.
Revised May 24, 2023Brokerage Account Agreement • May 24th, 2023 • California
The terms and conditions of this Jiko Brokerage Account Agreement, together with any supplemental agreements (together, the “Agreement”), will control the brokerage account(s) you are opening with us and any other brokerage account you open with us in the future. Each account you open is a cash account where all trades are fully paid for; we do not currently offer margin accounts.
Scottrade Brokerage Account Agreement Terms and ConditionsBrokerage Account Agreement • July 3rd, 2007 • Missouri
By opening a brokerage account or accounts at Scottrade, Inc. (“Scottrade,” “we,” “our” or “us”), you acknowledge and represent that you have read and understand the Scottrade Brokerage Account Agreement (the “Agreement”) below and agree to be bound by its terms. This Agreement includes the separate disclosures and notices (“Addendums”) referenced in and provided with this Agreement. This Agreement governs each brokerage account that you open or request to be opened with us (each “Account”).
AGREEMENTBrokerage Account Agreement • December 10th, 2008 • Capital Ally Investments LTD • Blank checks • New York
AGREEMENT dated as of December 4, 2008 (this “Agreement”), by and between ARCH Digital Holdings Limited (the “ARCH BVI”), and Capital Ally Investments Limited (the “Capital Ally”).
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • April 2nd, 2020
BROKERAGE ACCOUNT AGREEMENT - INSTITUTIONSBrokerage Account Agreement • November 4th, 2015
Company Name: Entity Type: Place of Incorporation: City: Country: Company Address: City: Country: Telephone: Fax: Email Address: Nature of Business: Statement Frequency: Monthly Quarterly Orders By: Telephone Fax Written Email Investment Objective: Periodic revenue Short term capital profits Long term capital profits
Brokerage Account AgreementBrokerage Account Agreement • February 16th, 2023 • California
The terms and conditions of this Brokerage Account Agreement, together with any supplemental agreements (together, the “Agreement”), will control the brokerage account you are opening with us and any other brokerage account you open with us in the future. Each account you open is a cash account where all trades are fully paid for; we do not currently offer margin accounts.
BRANCH NUMBERBrokerage Account Agreement • March 16th, 2015
ContractBrokerage Account Agreement • October 19th, 2021 • New York
You will be required to electronically sign this agreement when your transaction is processed.Brokerage Account Agreement • December 30th, 2011
This agreement relates to your account and is part of the Account Agreement between each account holder and Ministry Partners Securities LLC (“MPS” or “we” or “us”). Please read and retain for your files.
BROKERAGE ACCOUNT AGREEMENT - RETAILBrokerage Account Agreement • June 2nd, 2020
Legal Guardian Custodianship/ Curator ship Name of Guardian /Custodian/Curator/Representative: Power of Attorney, or Custodianship and issuer:
STEP 14. PLEASE READ AND SIGNBrokerage Account Agreement • January 31st, 2024 • New York
Accounts. You request that Pershing Advisor Solutions open a brokerage account(s) in the names listed as account holders on this Agreement. You authorize Pershing Advisor Solutions to open additional brokerage accounts with the same registration using the address of record and other information that you provide in accordance with instructions received from your Investment Advisor(s). You acknowledge that this Agreement (including the Terms and Conditions incorporated by reference into this Agreement as a material part thereof) governs each account opened under this Agreement.
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • January 3rd, 2023
Ustocktrade Securities, Inc.Brokerage Account Agreement • January 8th, 2016 • Massachusetts
In consideration of Ustocktrade Securities, Inc. ("Ustocktrade Securities") and its agents and assigns (collectively "You" or "Your") opening a brokerage account (“Account”) on my behalf, I understand, acknowledge and agree to the terms and conditions set forth below (the “Agreement”). When used in this Agreement, the words "I", "Me" and/or "My" mean the owner of the Account.
BROKERAGE ACCOUNT AGREEMENT - CORPORATEBrokerage Account Agreement • September 5th, 2016
Company: EFG Hermes Brokerage - UAE (L.L.C). .)م م ذ ش�( ت�رامإلا� – لو�دتلل ش�يميره ةيلالم� ةعومجلم� :ةكشر� Regulated by Securities and Commodities Authority License No.: 604019 604019 مقر تتح ةئيهل� يدل ةص�خرمو علص�ل� و ةيلالم� ق�روألا� ةئيه ف�شر�لا ةعص�اخ ةكشر� Date of License: 22 November 2004 ٢004 برمفون ٢٢ :ش�يخترل� خيرات
BROKERAGE ACCOUNT AGREEMENT - RETAILBrokerage Account Agreement • September 5th, 2016
Company: EFG Hermes Brokerage - UAE (L.L.C). .)م م ذ ش�( ت�رامإلا� – لو�دتلل ش�يميره ةيلالم� ةعومجلم� :ةكشر� Regulated by Securities and Commodities Authority License No.: 604019 604019 مقر تتح ةئيهل� يدل ةص�خرمو علص�ل� و ةيلالم� ق�روألا� ةئيه ف�شر�لا ةعص�اخ ةكشر� Date of License: 22 November 2004 ٢004 برمفون ٢٢ :ش�يخترل� خيرات
LOYAL3® BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • December 9th, 2014
Agreement. This brokerage account agreement describes the legal obligations between our customers (“customers” or “you”) and LOYAL3 Securities, Inc. (“LOYAL3” or “we”) to open a LOYAL3 account (an “account”) and receive services – primarily your participation via the web, social media, and mobile application in securities offerings of companies (each a “company” or an “issuer”) making those offerings to their own customers, other persons connected with the company, and/or to the general public through the LOYAL3 web and mobile technology platforms (“LOYAL3 platform”).
BROKERAGE ACCOUNT AGREEMENT - INSTITUTIONSBrokerage Account Agreement • October 18th, 2015
Hedge Fund Mutual Fund Pension Fund Portfolio Management Other Institutional Please read carefully and complete all of the enclosed documents and return them to your Account Officer.
BROKERAGE ACCOUNT AGREEMENTBrokerage Account Agreement • April 3rd, 2016
Full Name:(First. Middle. Last) ID Number: Residence Permit No. Date of Birth: D/M/Y / / Sex Male Female Passport No. Nationality Issuing Place: Issuing Date: D/M/Y / / Expiry Date: D/M/Y / / Full Address P.0.Box Postal Code City Country Home Telephone Home Fax Mobile Number Email Address Occupation Employed Self-Employed Years of experience in stock market Employer Name Employer Address City Country Business Telephone Business Fax Investment Objective: Periodic Revenue Short Term Capital Profits Long Term Capital Profits Current level of annual income (RO) < 25,000 < 50,000 > 50,000 Current market value of existing portfolio (RO) < 100,000 < 500,000 > 500,000 Initial amount of investment you propose to make in the stock market (RO): Current outstanding loans and liabilities if any: What is your tolerance for short term fluctuations in the value of your portfolio? None Low Medium High Number of dependents: Zero 1-2 Persons 3-4 Persons 5 or More Persons
BROKERAGE ACCOUNT AGREEMENT - RETAILBrokerage Account Agreement • February 19th, 2017
Brokerage Account Agreement – Individuals د ارفأا – ةيلام قاروأا لوادت باس�ح حتف ةيقافتا Date: :موي في هنإا This agreement is entered between: :نم لك ينب ةيقافتلاا هذه تررح The First Party: (Hereinafter referred to as (the Company) )ةكشر�لا( ب ةيقافتلاا هذه في هيلإا راس�يو :لوألاا فرطلا Company: EFG Hermes Brokerage - UAE (L.L.C). .)م م ذ ش�( تارامإلاا – لوادتلل ش�يميره ةيلالما ةعومجلما :ةكشر� Regulated by Securities and Commodities Authority License No.: 604019 604019 مقر تتح ةئيهلا يدل ةس�خرمو علس�لا و ةيلالما قاروألاا ةئيه فاشر�لا ةعس�اخ ةكشر� Date of License: 22 November 2004 ٢004 برمفون ٢٢ :ش�يخترلا خيرات Address: 1104, Boulevard Plaza, Tower 1, Downtown, P.O. Box 112736, Dubai, UAE. ،يبد ،11٢736 :ب.ش� ،نوات نواد ،1 جرب ،ازلاب دراڤيلوب ،1104 :اهناونعو.ةدحتلما ةيبرعلا تارامإلاا Office No.: 1104 – 11th Floor شر�ع يدالحا رودلا 1104 :مقر بتكم Telephone No.: +971 600 500 004 +971600500004 :مقر فتاه The Second Party: (Hereinafter referred to as (the Client)) ))ليمعلا( ـــب ةيقافتلاا
NEW ACCOUNT ENTITYBrokerage Account Agreement • November 8th, 2019 • New York
BROKERAGE ACCOUNT AGREEMENT - INDIVIDUALSBrokerage Account Agreement • November 4th, 2015
Home Address: City: Country: Home Telephone: Home Fax: Mobile Number: Email Address: Source of funds: Profession: Title: Number of years at Current position: Company Name: Company Field: Business Address: City: Country: Business Telephone: Business Fax: Select Mailing Address: Home Address Business Address Mailing Language: Arabic English Investment Objective: Periodic Revenue Short Term Capital Profits Long Term Capital Profits Orders by: Telephone Fax Written Email
Brokerage Account AgreementBrokerage Account Agreement • December 17th, 2014
