Brokerage Agreement StandardsBrokerage Agreement Standards • January 4th, 2024
In these standards (including their special regulations, and rules based on these Rules; provided, however, that Chapter 3, Section 3-2 shall be excluded), stocks and other securities mean stocks and other securities as prescribed in Article 2, Paragraph 1 of the Financial Instruments and Exchange Act (Act No. 25 of 1948; hereinafter referred to as the "Act") and rights deemed to be such stocks and other securities pursuant to the provisions as prescribed in Paragraph 2 of the same rule.
