CAPITAL PROTECTION AGREEMENT Dated as of January 3, 2012 Among JANUS ASPEN SERIES, on behalf of its series, Janus Aspen Protected Series — Growth, as the Fund BNP PARIBAS PRIME BROKERAGE INC., as Capital Protection Provider and BNP PARIBAS PRIME...Capital Protection Agreement • December 30th, 2011 • Janus Aspen Series • New York
CAPITAL PROTECTION AGREEMENT, dated as of January 3, 2012 (this “Agreement”), among Janus Aspen Series (the “Trust”), a statutory trust organized and existing under the laws of Delaware, on behalf of its series (the “Series”), Janus Aspen Protected Series — Growth (the “Fund”); BNP Paribas Prime Brokerage Inc., a Delaware corporation and a registered broker-dealer under the Securities Act (as defined below) as the Capital Protection Provider (in such capacity, the “Capital Protection Provider”) and the Agent (in such capacity, the “Agent”); solely for purposes of Section 4.02 and Section 9.18, Janus Capital Management, LLC, a Delaware limited liability company, as investment adviser to the Fund (the “Adviser”); and, solely for purposes of Sections 2.07, 4.04, 6.02, 9.16, and 9.18, BNP Paribas (the “Guarantor”).
WAIVER AND AMENDMENT No. 1 to the Capital Protection AgreementCapital Protection Agreement • January 28th, 2013 • Janus Investment Fund • New York
This amendment and waiver (the “Waiver and Amendment”) is made as of November 8, 2012, among BNP Paribas Prime Brokerage Inc. (the “Capital Protection Provider” and “Agent”), and Janus Investment Fund (the “Trust”), on behalf of its series, Janus Protected Series – Global (the “Fund”).
WAIVER AND AMENDMENT No. 3 to the Capital Protection AgreementCapital Protection Agreement • January 28th, 2013 • Janus Investment Fund • New York
This amendment and waiver (the “Waiver and Amendment”) is made as of November 8, 2012, among BNP Paribas Prime Brokerage Inc. (the “Capital Protection Provider” and “Agent”), and Janus Investment Fund (the “Trust”), on behalf of its series, Janus Protected Series – Growth (the “Fund”).
WAIVER AND AMENDMENT No. 2 to the Capital Protection AgreementCapital Protection Agreement • January 28th, 2013 • Janus Investment Fund • New York
This amendment and waiver (the “Waiver and Amendment”) is made as of November 4, 2011, among BNP Paribas Prime Brokerage Inc. (the “Capital Protection Provider” and “Agent”), and Janus Investment Fund (the “Trust”), on behalf of its series, Janus Protected Series – Growth (the “Fund”).
AMENDMENT No. 1 to the Capital Protection AgreementCapital Protection Agreement • January 28th, 2013 • Janus Investment Fund • New York
This amendment (the “Amendment”) is made as of August 31, 2011, among BNP Paribas Prime Brokerage Inc. (the “Capital Protection Provider” and “Agent”), and Janus Investment Fund (the “Trust”), on behalf of its series, Janus Protected Series – Growth (the “Fund”).
WAIVER AND AMENDMENT No. 1 to the Capital Protection AgreementCapital Protection Agreement • February 15th, 2013 • Janus Aspen Series • New York
This amendment and waiver (the “Waiver and Amendment”) is made as of November 8 2012, among BNP Paribas Prime Brokerage Inc. (the “Capital Protection Provider” and “Agent”), and Janus Aspen Series (the “Trust”), on behalf of its series, Janus Aspen Protected Series – Growth (the “Fund”).
