Cash Client’s Agreement Sample Contracts

CASH CLIENT'S AGREEMENT
Cash Client's Agreement • July 2nd, 2024 • Hong Kong

In consideration of the Company's opening and maintaining at the Client's request one or more cash securities trading account(s) ("the Account") for the Client and the Company's agreeing to act as the Client's agent or broker for the execution of orders for the purchase or sale of securities of every type and description, the Client hereby agrees to effect Transactions as hereinafter defined subject to the following terms and conditions of this Cash Client's Agreement (“the Agreement”): -

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CE No.中央編號:BGV 434
Cash Client’s Agreement • July 15th, 2019

□ Basic Documents基本文件 Cash Client’s Agreement 現金客戶協議書 Signature Form 簽名印鑑表 ID Card / Passport Copy 身份證/護照副本 Proof of Address (within 3 months) 地址證明(三個月內) □ For Sole Proprietor全東公司 Certified Copy of Valid Business Registration Certificate 有效商業登記證認證副本 Business Registration Search 商業登記證查冊 □ For Partnership合夥公司 Certified Copy of Partnership Resolution for Open Account合夥公司董事開戶決議認證副本 Certified Copy of Valid Business Registration Certificate 有效商業登記證認證副本 Business Registration Search 商業登記證查冊 □ For Limited Company有限公司 Certified Copy of Board Resolution for Opening Account董事開戶決議認證副本 Certified Copy of Valid Business Registration Certificate有效商業登記證認證副本 Certified Copy of Certificate of Incorporation公司註冊證書認證副本 Certified Copy of the Memorandum & Articles of Association of the Company公司組織大綱及章程認證副本 Certified Copy of Audited Accounts for the latest financial years最近財政年度已經審核之帳目認證副本 Certified Copy of Latest Annual Return (Form NAR1)最近一期周年申報表(表格NAR1

現金客戶協議 CASH CLIENT’S AGREEMENT
Cash Client’s Agreement • March 31st, 2021 • Hong Kong

Registered with the Securities and Futures Commission (hereinafter refer to as “SFC”) as a licensed corporation (CE No. ACS876) for Type 1 regulated activity (Dealing in Securities) and an exchange participant of The Stock Exchange of Hong Kong Limited (hereinafter refer to as “the Exchange”).

Cash Client's Agreement
Cash Client's Agreement • June 28th, 2017 • Hong Kong

Registered with the Securities and Futures Commission ("SFC") as a licensed corporation (CE Number AAB291) for Type 1 regulated activities and an exchange participant of The Stock Exchange of Hong Kong Limited ("SEHK").

Jimei Securities Limited
Cash Client's Agreement • November 28th, 2024

If client opens an individual or corporate cash account with Jimei Securities Limited, please complete and sign the following documents and provide the following supporting documents:

Cash Client's Agreement
Cash Client's Agreement • March 26th, 2015 • Hong Kong

Registered with the Securities and Futures Commission ("SFC") as a licensed corporation (CE Number AAB291) for Type 1 regulated activities and an exchange participant of The Stock Exchange of Hong Kong Limited ("SEHK").

CASH CLIENT’S AGREEMENT
Cash Client's Agreement • May 11th, 2012 • Hong Kong

(Registered with the Securities and Futures Commission (“SFC”) as a securities dealer and a Participant of the Stock Exchange of Hong Kong Limited (the “Exchange”).

Metro Capital Securities Limited
Cash Client’s Agreement • September 7th, 2011 • Hong Kong

Registered with the Securities and Futures Commission (the “SFC”) as a licensed corporation with Central Entity Number (CE No.) ADW500 in carrying on Type 1 regulated activity, (i.e. dealing in securities) and an Exchange Participant of The Stock Exchange of Hong Kong Limited (the “Exchange”)

Power Securities Company Limited
Cash Client's Agreement • October 14th, 2020 • Hong Kong

(Licensed with the Securities and Futures Commission as a licensed corporation) (CE No. AFE798) for dealing in securities under Type 1 of Part 1 in Schedule 5 to the Securities and Futures Ordinance and an exchange participant of The Stock Exchange of Hong Kong Limited.)

NEW REGION SEC. CO. LTD
Cash Client's Agreement • December 3rd, 2020 • Hong Kong

In consideration of your opening and maintaining at my/our request one or more cash securities trading account(s) (“the Account”) for me/us and your agreeing to act as my/our agent or broker for the execution of orders for the purchase or sales of securities of every type and description, I/we, the undersigned of, hereby agree to effect Transactions as

CASH CLIENT'S AGREEMENT (INDIVIDUAL)
Cash Client's Agreement • February 1st, 2017 • Hong Kong

In consideration of your opening and maintaining at my/our request one or more cash securities trading account(s) ("the Account") for me/us and your agreeing to act as my/our agent or broker for the execution of orders for the purchase or sale of securities of every type and description, I/we the undersigned of

Cash Client’s Agreement
Cash Client’s Agreement • February 14th, 2018

Party A : CMB INTERNATIONAL SECURITIES LIMITED (CE No. AUZ441), being a Licensed Corporation to carry on Type 1 (dealing in securities) and Type 4 (advising on securities) regulated activities pursuant to the Securities and Futures Ordinance Cap. 571 and an Exchange Participant of the SEHK, whose registered address is located at Room 45-46/F., Champion Tower, 3 Garden Road, Central, Hong Kong (the “Company” or “CMBIS”); and

CASH CLIENT'S AGREEMENT (INDIVIDUAL)
Cash Client's Agreement • November 23rd, 2021 • Hong Kong

In consideration of your opening and maintaining at my/our request one or more cash securities trading account(s) ("the Account") for me/us and your agreeing to act as my/our agent or broker for the execution of orders for the purchase or sale of securities of every type and description,.

Tung Yat Securities Limited
Cash Client’s Agreement • January 3rd, 2020

□ Basic Documents基本文件 Cash Client’s Agreement 現金客戶協議書 Signature Form 簽名印鑑表 ID Card / Passport Copy 身份證/護照副本 Proof of Address (within 3 months) 地址證明(三個月內) □ For Sole Proprietor全東公司 Certified Copy of Valid Business Registration Certificate 有效商業登記證認證副本 Business Registration Search 商業登記證查冊 □ For Partnership合夥公司 Certified Copy of Partnership Resolution for Open Account 合夥公司董事開戶決議認證副本 Certified Copy of Valid Business Registration Certificate 有效商業登記證認證副本 Business Registration Search 商業登記證查冊 □ For Limited Company有限公司 Certified Copy of Board Resolution for Opening Account 董事開戶決議認證副本 Certified Copy of Valid Business Registration Certificate 有效商業登記證認證副本 Certified Copy of Certificate of Incorporation 公司註冊證書認證副本 Certified Copy of the Memorandum & Articles of Association of the Company公司組織大綱及章程認證副本 Certified Copy of Audited Accounts for the latest financial years 近財政年度已經審核之帳目認證副本 Certified Copy of Latest Annual Return (Form NAR1) 近一期周年申報表(表格

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