Cash Client’s Securities Agreement Sample Contracts

勝緻證券有限公司 Excel Precise Securities Limited
Cash Client’s Securities Agreement • August 16th, 2017 • Hong Kong

Cash Client’s Securities Agreement Excel Precise Securities Limited (hereinafter called “the Company” or “EPSL”) is registered with the Securities and Futures Commission (hereinafter called the “SFC”) as a licensed corporation permitted to carry on Type 1 (Dealing in securities) regulated activities for the purpose of the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong) (hereinafter called the “SFO”) whose CE number is BJX394, and an Exchange Participant of The Stock Exchange of Hong Kong Limited (hereinafter called the “SEHK”) whose Participant is 2124. Client (whose name(s) and particulars are stated in its relevant Account Opening Information Form and is approved by the Company as the Company’s client) (hereinafter called the “Client”) requests the Company to open and maintain a cash securities trading account (hereinafter called the “Account”) on the Client’s behalf and to purchase, invest in, sell, exchange, otherwise dispose of and generally deal in and with

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