Ceros Financial Services, Inc. Rockville, MD 20850Ceros Financial • July 6th, 2023 • MedTech Acquisition Corp • Services-medical laboratories • New York
Contract Type FiledJuly 6th, 2023 Company Industry JurisdictionThis letter agreement (the “Agreement”) confirms our agreement that MedTech Acquisition Corporation, a Delaware corporation (collectively with its owned or controlled subsidiaries, the “Company”) has engaged Ceros Financial Services, Inc. ( “Ceros” and together with its affiliates, the “Placement Agent”) to act as the Company’s placement agent in connection with the Company’s proposed private placement offering to existing qualified customers of Ceros (the “Offering”) of shares of the Company’s common stock (the “Securities”) in connection with the Company’s proposed business combination (the “Business Combination”) with TriSalus Life Sciences, Inc., a privately held oncology therapeutics company (“Target”), pursuant to that certain Agreement and Plan of Merger by and among the Company, the Target and MTAC Merger Sub, Inc., dated November 11, 2022 (the “Merger Agreement”). The precise terms of the Offering and the gross proceeds of such Offering will be negotiated by the Placement Agen
CEROS FINANCIAL SERVICES, INC. DISTRIBUTION AGREEMENT Amended APPENDIX –Ceros Financial • September 19th, 2024 • Advisors Preferred Trust
Contract Type FiledSeptember 19th, 2024 CompanyIN WITNESS WHEREOF, the parties hereto have caused this amended Appendix to be executed by their duly authorized officers with effect as to funds identified by and described above.
CEROS FINANCIAL SERVICES, INC. DISTRIBUTION AGREEMENT Amended APPENDIX –Ceros Financial • February 24th, 2021 • Advisors Preferred Trust
Contract Type FiledFebruary 24th, 2021 CompanyIN WITNESS WHEREOF, the parties hereto have caused this amended Appendix to be executed by their duly authorized officers with effect as to funds identified by and described in footnote 1 written above.
CEROS FINANCIAL SERVICES, INC. DISTRIBUTION AGREEMENTCeros Financial • October 18th, 2023 • Advisors Preferred Trust
Contract Type FiledOctober 18th, 2023 CompanyIN WITNESS WHEREOF, the parties hereto have caused this amended Appendix to be executed by their duly authorized officers with effect as to funds identified by and described in footnote 1 written above.
CEROS FINANCIAL SERVICES, INC. DISTRIBUTION AGREEMENTCeros Financial • June 30th, 2023 • Advisors Preferred Trust
Contract Type FiledJune 30th, 2023 CompanyIN WITNESS WHEREOF, the parties hereto have caused this amended Appendix to be executed by their duly authorized officers with effect as to funds identified by and described in footnote 1 written above.
CEROS FINANCIAL SERVICES, INC. DISTRIBUTION AGREEMENT Amended APPENDIX –Ceros Financial • April 9th, 2021 • Advisors Preferred Trust
Contract Type FiledApril 9th, 2021 CompanyIN WITNESS WHEREOF, the parties hereto have caused this amended Appendix to be executed by their duly authorized officers with effect as to funds identified by and described in footnote 1 written above.