Client Margin Agreement Sample Contracts

Client Margin Agreement Accounts carried by:
Client Margin Agreement • July 24th, 2001 • Alabama

In consideration of Sterne, Agee, & Leach, Inc. (“Sterne Agee”) accepting my account and agreeing to act as my carrying broker, I agree to the following with respect to any of my accounts with you for extensions of credit and the purchase and sale of securities, put & call options, and other property. This agreement shall not become effective until accepted by you in your Birmingham, Alabama office. Acceptance may be evidenced by internal records maintained by you. Throughout this agreement “I,” “me,” “my,” “we,” and “us” refer to the client and all others who are legally obligated on my accounts. “You” and “your” refer to Sterne Agee, its subsidiaries, correspondents, parents and any and all divisions or other entities, their officers, directors, agents and/or employees.

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CLIENT MARGIN AGREEMENT
Client Margin Agreement • December 22nd, 2020 • Alabama
Client Margin Agreement
Client Margin Agreement • October 31st, 2012

In consideration of INTL FCStone Financial Inc. (“INTL FCStone”) accepting my account and agreeing to act as my carrying broker, I agree to the following with respect to any of my accounts with you for extensions of credit and the purchase and sale of securities, put & call options, and other property. This agreement shall not become effective until you in your Birmingham, Alabama office. Acceptance may be evidenced by internal records maintained by you. Throughout this agreement “I,” “me,” “my,” “we,” and “us” refer to the client and all others who are legally obligated on my accounts. “You” and “your” refer to INTL FCStone, its subsidiaries, correspondents, parents and any and all divisions or other entities, their officers, directors, agents and/or employees.

CLIENT MARGIN AGREEMENT
Client Margin Agreement • December 28th, 2020 • Alabama

In consideration of StoneX Financial Inc. accepting and carrying, or continuing to maintain and carry for my benefit, one or more securities accounts introduced to you by my broker-dealer, bank or other introducing firm (“Introducing Firm”), which Introducing Firm is intended to have the benefit, and is a third-party beneficiary of, this Agreement, I agree to the following with respect to my securities accounts held by held by you.

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