CMT User Agreement Sample Contracts

CMT User Agreement for FINRA/NYSE TRF Subscribers
CMT User Agreement • March 11th, 2020 • New York

NYSE ArcaSM CMT Authorization NYSE Arca Equities Inc. (“NYSE Arca”), on behalf of the Business Member of the FINRA/NYSE Trade Reporting Facility LLC (“TRF”), agrees to provide access to its Client Management Tool (“CMT”) to the company set forth below (“Company”). General Information Firm Name: Business Address: City: State: Zip: Business Phone: CRD #: CMT User First/Last Name: Email Address: Static IP Address: CMT Read Only CMT User (Read / Cancel) Specify MPID(s) CMT User First/Last Name: Email Address: Static IP Address: CMT Read Only CMT User (Read / Cancel) Specify MPIDs : CMT User* First/Last Name: Email Address: Static IP Address: CMT Read Only CMT User (Read / Cancel) Specify : *If additional users are required, please attach multiple copies of this form. Authorization and Acceptance By (Signature) Name: Title: Phone: Email Address: Date:

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