Co-Executive Chairman and Chief Executive Officer Compensation Plan Sample Contracts

AMENDMENT TO CO-EXECUTIVE CHAIRMAN AND CHIEF EXECUTIVE OFFICER COMPENSATION PLAN

Co-Executive Chairman and Chief Executive Officer Compensation Plan • June 6th, 2014 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services

• Contract Type
  Co-Executive Chairman and Chief Executive Officer Compensation Plan
• Filed
  June 6th, 2014
• Company
  National Holdings Corp
• Industry
  Security & commodity brokers, dealers, exchanges & services

This Amendment (this “Amendment”) to the Co-Executive Chairman and Chief Executive Officer Compensation Plan between National Holdings Corporation, a Delaware corporation (the “Company”) and Mark D. Klein (the “Executive”) dated June 7, 2013, including the Annexes thereto (the "Agreement") is entered into and effective on the 6th day of June 2014.

SECOND AMENDMENT TO CO-EXECUTIVE CHAIRMAN AND CHIEF EXECUTIVE OFFICER COMPENSATION PLAN

Co-Executive Chairman and Chief Executive Officer Compensation Plan • September 29th, 2014 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services

• Contract Type
  Co-Executive Chairman and Chief Executive Officer Compensation Plan
• Filed
  September 29th, 2014
• Company
  National Holdings Corp
• Industry
  Security & commodity brokers, dealers, exchanges & services

This Second Amendment (this “Amendment”) to the Co-Executive Chairman and Chief Executive Officer Compensation Plan between National Holdings Corporation, a Delaware corporation (the “Company”) and Mark D. Klein (the “Executive”) dated June 7, 2013, including the annexes thereto, and as amended on June 6, 2014 (the “Agreement”), is entered into and effective on the 23rd day of September, 2014.