2,800,000 SHARES FIRST TRUST ENERGY INCOME AND GROWTH FUND COMMON SHARES OF BENEFICIAL INTEREST (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT April 30, 2013Underwriting Agreement • April 30th, 2013 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledApril 30th, 2013 Company Jurisdiction
ENERGY INCOME AND GROWTH FUND as Issuer AND DEUTSCHE BANK NATIONAL TRUST COMPANY, as TrusteeEnergy Income & Growth Fund • January 21st, 2005 • New York
Company FiledJanuary 21st, 2005 Jurisdiction
ENERGY INCOME AND GROWTH FUND 1,700,000 Common Shares of Beneficial Interest UNDERWRITING AGREEMENTEnergy Income & Growth Fund • April 30th, 2010 • New York
Company FiledApril 30th, 2010 Jurisdiction
FIRST TRUST ENERGY INCOME AND GROWTH FUND UP TO 2,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTFirst Trust Energy Income & Growth Fund • September 23rd, 2013 • New York
Company FiledSeptember 23rd, 2013 Jurisdiction
November 19, 2010 RBC Capital Markets, LLC BB&T Capital Markets, a division of Scott & Stringfellow, LLC Janney Montgomery Scott LLC Ladenburg Thalmann & Co. Inc. Maxim Group LLC Oppenheimer & Co. Inc. Wedbush Securities Inc. Wunderlich Securities,...Underwriting Agreement • November 19th, 2010 • Energy Income & Growth Fund • New York
Contract Type FiledNovember 19th, 2010 Company Jurisdiction
] SharesUnderwriting Agreement • June 24th, 2004 • Energy Income & Growth Fund • New York
Contract Type FiledJune 24th, 2004 Company Jurisdiction
ENERGY INCOME AND GROWTH FUND as Issuer AND DEUTSCHE BANK NATIONAL TRUST COMPANY, as TrusteeEnergy Income & Growth Fund • February 10th, 2006 • New York
Company FiledFebruary 10th, 2006 Jurisdiction
2,400,000 SHARES FIRST TRUST ENERGY INCOME AND GROWTH FUND COMMON SHARES OF BENEFICIAL INTEREST (PAR VALUE $0.01 PER SHARE) UNDERWRITING AGREEMENT July 26, 2012Underwriting Agreement • July 26th, 2012 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledJuly 26th, 2012 Company Jurisdiction
AMENDMENT AGREEMENT AMENDMENT AGREEMENT ("Amendment") dated as of March 2, 2010 to the Committed Facility Agreement dated January 23, 2009 between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Energy Income and Growth Fund ("Customer")...Amendment Agreement • March 17th, 2010 • Energy Income & Growth Fund • New York
Contract Type FiledMarch 17th, 2010 Company Jurisdiction
February 12, 2010 RBC Capital Markets Corporation BB&T Capital Markets, a division of Scott & Stringfellow, LLC Oppenheimer & Co. Inc. Wunderlich Securities, Inc. c/o RBC Capital Markets Corporation One Beacon Street, 24th Floor Boston, MA 02108...Energy Income & Growth Fund • February 12th, 2010 • New York
Company FiledFebruary 12th, 2010 Jurisdiction
FORM OF BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of January __, 2005, is between Deutsche Bank Trust Company Americas (the "Auction Agent") (not in its individual capacity, but solely as agent of Energy Income and Growth Fund (the...Broker-Dealer Agreement • November 30th, 2004 • Energy Income & Growth Fund • New York
Contract Type FiledNovember 30th, 2004 Company Jurisdiction
CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of May 25, 2004 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and ENERGY INCOME & GROWTH FUND, a Massachusetts business...Custodian Services Agreement • November 30th, 2004 • Energy Income & Growth Fund
Contract Type FiledNovember 30th, 2004 Company
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of May 25, 2004 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and ENERGY INCOME AND GROWTH FUND, a Massachusetts business trust (the "Fund"). W I T N E S S E T H: WHEREAS,...Transfer Agency Services Agreement • November 30th, 2004 • Energy Income & Growth Fund
Contract Type FiledNovember 30th, 2004 Company
ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of May 25, 2004 by and between PFPC Inc., a Massachusetts corporation ("PFPC"), and ENERGY INCOME AND GROWTH FUND, a Massachusetts business trust (the "Fund"). W I T N E S S E...Administration and Accounting Services Agreement • November 30th, 2004 • Energy Income & Growth Fund
Contract Type FiledNovember 30th, 2004 Company
FIRST AMENDMENT AGREEMENT AMENDMENT AGREEMENT ("Amendment") dated as of June 12, 2014 to the Second Amended and Restated Committed Facility Agreement dated October 8, 2013 between BNP Paribas Prime Brokerage International, Ltd. ("PBL") and First Trust...First Amendment Agreement • June 19th, 2017 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledJune 19th, 2017 Company Jurisdiction
BLANKET BOND INSURANCE AGREEMENT THIS AGREEMENT is made as of the 11th day of December, 2013, by and among the investment companies listed in Appendix A (collectively referred to herein as the "Funds"), First Trust Advisors L.P. (the "Advisor") and...Blanket Bond Insurance Agreement • December 11th, 2013 • First Trust Energy Income & Growth Fund
Contract Type FiledDecember 11th, 2013 Company
THIRD AMENDMENT AGREEMENT AMENDMENT AGREEMENT ("AMENDMENT") dated as of March 18, 2016 to the Second Amended and Restated Committed Facility Agreement dated October 8, 2013 between BNP Paribas Prime Brokerage International, Ltd. ("PBL") and First...Third Amendment Agreement • June 19th, 2017 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledJune 19th, 2017 Company Jurisdiction
FIFTH AMENDMENT AGREEMENT AMENDMENT AGREEMENT ("AMENDMENT") dated as of November 1, 2017 to the Second Amended and Restated Committed Facility Agreement dated October 8, 2013 between BNP Paribas Prime Brokerage International, Ltd. ("PBL") and First...Fifth Amendment Agreement • February 9th, 2018 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledFebruary 9th, 2018 Company Jurisdiction
CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT This CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT (the "Agreement"), dated as of June [ ], 2004, between A.G. Edwards & Sons, Inc. ("A.G. Edwards") and First Trust Advisors, L.P. ("First Trust...Corporate Finance Services and Consulting Agreement • June 24th, 2004 • Energy Income & Growth Fund • New York
Contract Type FiledJune 24th, 2004 Company Jurisdiction
WITNESSETH:Investment Management Agreement • November 30th, 2004 • Energy Income & Growth Fund • Illinois
Contract Type FiledNovember 30th, 2004 Company Jurisdiction
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 24th day of June, 2004 by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a federally...Sub-Advisory Agreement • November 30th, 2004 • Energy Income & Growth Fund • Illinois
Contract Type FiledNovember 30th, 2004 Company Jurisdiction
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 3rd day of January, 2011, by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a registered...Sub-Advisory Agreement • March 2nd, 2012 • Energy Income & Growth Fund • Illinois
Contract Type FiledMarch 2nd, 2012 Company Jurisdiction
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 12th day of October, 2010 by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a...Interim Investment Sub-Advisory Agreement • November 19th, 2010 • Energy Income & Growth Fund • Illinois
Contract Type FiledNovember 19th, 2010 Company Jurisdiction
Execution copy 7/24/13 AMENDED AND RESTATED COMMITTED FACILITY AGREEMENT ------ -------------------------------------------------------------------------- BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD. ("PBL") and the counterparty specified on the...Committed Facility Agreement • June 19th, 2017 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledJune 19th, 2017 Company Jurisdiction
ENERGY INCOME AND GROWTH FUND AUCTION AGENCY AGREEMENT dated as of January __, 2005Auction Agency Agreement • November 30th, 2004 • Energy Income & Growth Fund • New York
Contract Type FiledNovember 30th, 2004 Company Jurisdiction
WITNESSETH:Investment Management Agreement • July 27th, 2011 • Energy Income & Growth Fund • Illinois
Contract Type FiledJuly 27th, 2011 Company Jurisdiction
WITNESSETH:Investment Management Agreement • March 2nd, 2012 • Energy Income & Growth Fund • Illinois
Contract Type FiledMarch 2nd, 2012 Company Jurisdiction
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 12th day of October, 2010 by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a...Interim Investment Sub-Advisory Agreement • January 31st, 2011 • Energy Income & Growth Fund • Illinois
Contract Type FiledJanuary 31st, 2011 Company Jurisdiction
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 24th day of June, 2004 by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a federally...Sub-Advisory Agreement • June 24th, 2004 • Energy Income & Growth Fund • Illinois
Contract Type FiledJune 24th, 2004 Company Jurisdiction
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 8th day of January, 2008 by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a registered...Sub-Advisory Agreement • January 28th, 2008 • Energy Income & Growth Fund • Illinois
Contract Type FiledJanuary 28th, 2008 Company Jurisdiction
WITNESSETH:Investment Management Agreement • November 19th, 2010 • Energy Income & Growth Fund • Illinois
Contract Type FiledNovember 19th, 2010 Company Jurisdiction
WITNESSETH:Income and Growth Fund • November 30th, 2004 • Energy Income & Growth Fund
Contract Type FiledNovember 30th, 2004 Company
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 14th day of September, 2007 by and among Energy Income and Growth Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership and a...Interim Investment Sub-Advisory Agreement • January 28th, 2008 • Energy Income & Growth Fund • Illinois
Contract Type FiledJanuary 28th, 2008 Company Jurisdiction
EIGHTH AMENDMENT AGREEMENT TO FINANCING LOCK-UP AGREEMENTEighth Amendment Agreement • September 30th, 2022 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledSeptember 30th, 2022 Company JurisdictionEIGHTH AMENDMENT AGREEMENT (“Amendment”) dated as of July 22, 2019 to the Second Amended and Restated Committed Facility Agreement, dated as of October 8, 2013 (as may be amended, supplemented or otherwise modified from time to time, the “Agreement”) by and between BNP PARIBAS PRIME BROKERAGE INTERNATIONAL LIMITED (as successor to BNP Paribas Prime Brokerage International, Ltd., “PBIL”) and FIRST TRUST ENERGY INCOME AND GROWTH FUND (“Customer”), on the other hand;
Execution copy 10/8/13 SECOND AMENDED AND AGREEMENT RESTATED COMMITTED FACILITY BNP PARI BAS PRIME BROKERAGE INTERNATIONAL, L TO. ("PBL") and the counterparty specified on the signature page ("CUSTOMER"), hereby enter into this Committed Facility...Second Amended and Agreement • June 19th, 2017 • First Trust Energy Income & Growth Fund • New York
Contract Type FiledJune 19th, 2017 Company Jurisdiction