Conditional Fee Waiver Agreement Sample Contracts

SECOND AMENDMENT TO AMENDED AND RESTATED CONDITIONAL FEE WAIVER AGREEMENT
Conditional Fee Waiver Agreement • June 28th, 2013 • HMS Income Fund, Inc. • Texas

This Second Amendment to the Amended and Restated Conditional Fee Waiver Agreement (this “Amendment”) is made as of June 28, 2013 by and among HMS Income Fund, Inc. (the “Company”), HMS Adviser LP (the “Adviser”), Main Street Capital Corporation (“Main Street”) and Main Street Capital Partners, LLC (“Main Street Capital Partners” and, together with Main Street, the “Sub-Adviser”). The Adviser and the Sub-Adviser are collectively referred to herein as the “Advisers.”

Sample 1
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CONDITIONAL FEE WAIVER AGREEMENT
Conditional Fee Waiver Agreement • May 31st, 2012 • HMS Income Fund, Inc. • Texas

This Conditional Fee Waiver Agreement (this “Agreement”) is made as of May 31, 2012 by and among HMS Income Fund, Inc. (the “Company”), HMS Adviser LP (the “Adviser”) and Main Street Capital Partners, LLC (the “Sub-Adviser”). The Adviser and the Sub-Adviser are collectively referred to herein as the “Advisers.”

Sample 1
AMENDED AND RESTATED CONDITIONAL FEE WAIVER AGREEMENT
Conditional Fee Waiver Agreement • March 27th, 2013 • HMS Income Fund, Inc. • Texas

This Amended and Restated Conditional Fee Waiver Agreement (this “Agreement”) is made as of March 26, 2013 by and among HMS Income Fund, Inc. (the “Company”), HMS Adviser LP (the “Adviser”), Main Street Capital Corporation (“Main Street”) and Main Street Capital Partners, LLC (“Main Street Capital Partners” and, together with Main Street, the “Sub-Adviser”). The Adviser and the Sub-Adviser are collectively referred to herein as the “Advisers.”

Sample 1
THIRD AMENDMENT TO AMENDED AND RESTATED CONDITIONAL FEE WAIVER AGREEMENT
Conditional Fee Waiver Agreement • January 6th, 2014 • HMS Income Fund, Inc. • Texas

This Third Amendment to Amended and Restated Conditional Fee Waiver Agreement (this “Amendment”) is made as of December 30, 2013 by and among HMS Income Fund, Inc. (the “Company”), HMS Adviser LP (the “HMS Adviser”), Main Street Capital Corporation (“Main Street”) and Main Street Capital Partners, LLC (“Main Street Capital Partners” and, together with Main Street, the “Sub-Adviser”). The HMS Adviser and the Sub-Adviser are collectively referred to herein as the “Advisers.”

Sample 1
FOURTH AMENDMENT TO AMENDED AND RESTATED CONDITIONAL FEE WAIVER AGREEMENT
Conditional Fee Waiver Agreement • April 21st, 2015 • HMS Income Fund, Inc. • Texas

This Fourth Amendment, dated as of April 15, 2015 and effective as of December 31, 2014 (the “Amendment”), is made to the Amended and Restated Conditional Fee Waiver Agreement by and among HMS Income Fund, Inc. (the “Company”), HMS Adviser LP (“HMS Adviser”), Main Street Capital Corporation and Main Street Capital Partners, LLC (collectively, “Main Street”).

Sample 1
FIRST AMENDMENT TO AMENDED AND RESTATED CONDITIONAL FEE WAIVER AGREEMENT
Conditional Fee Waiver Agreement • May 14th, 2013 • HMS Income Fund, Inc. • Texas

This First Amendment to Amended and Restated Conditional Fee Waiver Agreement (this “Amendment”) is made as of May 14, 2013 by and among HMS Income Fund, Inc. (the “Company”), HMS Adviser LP (the “Adviser”), Main Street Capital Corporation (“Main Street”) and Main Street Capital Partners, LLC (“Main Street Capital Partners” and, together with Main Street, the “Sub-Adviser”). The Adviser and the Sub-Adviser are collectively referred to herein as the “Advisers.”

Sample 1
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