THIS NOTE AND THE UNDERLYING COMMON STOCK INTO WHICH THIS NOTE IS CONVERTIBLE ("THE CONVERSION SHARES") HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR UNDER ANY APPLICABLE STATE LAW. THIS NOTE AND THE UNDERLYING COMMON STOCK MAY NOT BE...Convertible Note Agreement • May 5th, 2011 • AvStar Aviation Group, Inc. • Airports, flying fields & airport terminal services • Texas
NEITHER THIS NOTE NOR THE COMMON SHARES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "U.S. SECURITIES ACT"), OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE AND THE COMMON...Convertible Note Agreement • February 4th, 2014 • Nord Resources Corp • Mining & quarrying of nonmetallic minerals (no fuels)
THIS CONVERTIBLE NOTE MAY NOT BE CONVERTED INTO COMMON SHARES BY OR FOR THE ACCOUNT OR BENEFIT OF A "U.S. PERSON" OR A PERSON IN THE UNITED STATES, AND THE COMMON SHARES MAY NOT BE DELIVERED TO AN ADDRESS WITHIN THE UNITED STATES, UNLESS THE CONVERTIBLE NOTE AND THE UNDERLYING COMMON SHARES HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR AN EXEMPTION FROM SUCH REGISTRATION REQUIREMENTS IS AVAILABLE. "UNITED STATES" AND "U.S. PERSON" ARE AS DEFINED BY REGULATION S UNDER THE U.S. SECURITIES ACT.
ContractConvertible Note Agreement • April 18th, 2024 • Odyssey Semiconductor Technologies, Inc. • Semiconductors & related devices • Delaware
THIS INSTRUMENT AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR UPON RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER THE ACT.
ContractConvertible Note Agreement • July 17th, 2008 • X-Change Corp • Telephone communications (no radiotelephone) • Texas
THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE, STATE SECURITIES LAWS. THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS NOTE OR SUCH SHARES UNDER SAID ACT AND APPLICABLE STATE SECURITIES LAWS OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE X-CHANGE CORPORATION THAT SUCH REGISTRATION IS NOT REQUIRED.
ContractConvertible Note Agreement • May 14th, 2014 • Z Trim Holdings, Inc • Grain mill products • Illinois
THIS NOTE AND ANY COMMON STOCK ISSUABLE UPON THE CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR APPLICABLE STATE SECURITIES LAWS (THE “STATE ACTS”), AND MAY NOT BE OFFERED, SOLD, OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR AN APPLICABLE EXEMPTION THEREFROM, AS EVIDENCED BY A LEGAL OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY TO SUCH EFFECT. NOTWITHSTANDING THE FOREGOING, THIS NOTE AND ANY COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN OR FINANCING ARRANGEMENT SECURED BY SUCH SECURITIES.
10% CONVERTIBLE NOTE DUE SIX MONTHS FROM THE ORIGINAL ISSUANCE DATEConvertible Note Agreement • April 14th, 2011 • National Automation Services Inc • Industrial instruments for measurement, display, and control • Nevada
THIS NOTE is a duly authorized note issued by National Automation Services, Inc., a corporation organized and existing under the laws of the State of Nevada (the “Company”), designated as its 10% Convertible Notes (the “Notes”) due in six months from the Original Issuance Date (the “Maturity Date”), issued on September 1, 2010 (the “Original Issuance Date”) in an aggregate principal amount of Fifty Thousand Dollars (US $50,000.00).
PROMISSORY NOTE WITH WARRANTSConvertible Note Agreement • September 25th, 2007 • uVuMobile, Inc • Services-business services, nec
FOR VALUE RECEIVED, uVuMobile, Inc., a Delaware corporation (the “Company”), hereby promises to pay KLC Ventures LP an individual and resident of the State of Georgia, with a mailing address of 574 Vinings Springs Drive, Mableton, GA 30126 or his or her assigns (the “Lender”) the principal amount of Twelve Thousand Five Hundred Dollars ($12,500.00), together with interest accrued thereon calculated from the date hereof in accordance with the provisions of this Note.
EXECUTION COPYConvertible Note Agreement • April 5th, 2010 • Juma Technology Corp. • Telephone communications (no radiotelephone) • New York
THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION OR RECEIPT BY THE COMPANY OF A WRITTEN OPINION OF COUNSEL IN FORM, SUBSTANCE AND SCOPE REASONABLY SATISFACTORY TO THE COMPANY THAT THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF MAY BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF, UNDER AN EXEMPTION FROM REGISTRATION UNDER THE ACT AND SUCH STATE SECURITIES LAWS.
NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE...Convertible Note Agreement • May 21st, 2013 • Ecosphere Technologies Inc • Construction, mining & materials handling machinery & equip • New York
THIS NOTE (“Note”) is one of a duly authorized issue of Notes of ECOSPHERE TECHNOLOGIES, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), designated as the Company's 8.5% Convertible Notes due on February 19, 2015 (the “Maturity Date”) in an aggregate principal amount (when taken together with the original principal amounts of all other Notes) of Three Million Four Hundred Thousand U.S. Dollars (U.S. $3,400,000) (the “Notes”).
10% FIXED CONVERTIBLE PROMISSORY NOTE OF HELIX TCS, INC.Convertible Note Agreement • November 14th, 2019 • Helix TCS, Inc. • Services-detective, guard & armored car services • Nevada
This Note is a duly authorized Fixed Convertible Promissory Note of Helix TCS, Inc. a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), designated as the Company’s 10% Fixed Convertible Promissory Note due May 15, 2020 (“Maturity Date”) in the principal amount of $400,000.00 (the “Note”).
SUNRISE ENERGY RESOURCES, INC. 10% SUBORDINATED CONVERTIBLE NOTE DUE MAY 15TH, 2013Convertible Note Agreement • June 2nd, 2010 • Sunrise Energy Resources Inc • Oil & gas field exploration services
This convertible debenture note agreement (the “Agreement”) is entered into as of this 2 day of June 2010, by and between Zaccam Trading (“the Lender”), located at Gr. Xenopoulou, 17, P.C. 3106, Limassol, Cyprus and Sunrise Energy Resources, Inc. (“Borrower”) located at 570 Seventh Avenue, Suite 800, New York, NY 10018, each, a “Party”, and collectively (the “Parties”).
ContractConvertible Note Agreement • April 9th, 2021 • Vemanti Group, Inc. • California
THIS INSTRUMENT AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SUCH ACT.
PARKERVISION, INC. Form of Convertible Promissory Note due March 15, 2026Convertible Note Agreement • September 19th, 2023 • Parkervision Inc • Radio & tv broadcasting & communications equipment • New York
For value received, PARKERVISION, INC., a Florida corporation (the “Maker” or the “Company”), hereby promises to pay to the order of Paul A. Rosenbaum (the “Holder”), in accordance with the terms hereinafter provided, the principal amount of $100,000.
NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE BORROWER UPON CONVERSION HEREOF (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR THE SECURITIES LAWS OF ANY STATE OR...Convertible Note Agreement • May 11th, 2015 • Blue Water Global Group, Inc. • Retail-eating places • Texas
FOR VALUE RECEIVED, Blue Water Global Group, Inc., a Nevada Corporation (the “Company”) doing business in Canton, GA hereby promises to pay to the order of JSJ Investments Inc., an accredited investor and Texas Corporation, or its assigns (the “Holder”) the principal amount of One Hundred Thousand Dollars ($100,000), on demand of the Holder at any time on or after July 27, 2015 (the “Maturity Date”), and to pay interest on the unpaid principal balance hereof at the rate of Twelve Percent (12%) per annum (the “Interest Rate”) from the date hereof (the “Issuance Date”) until the same becomes due and payable, whether at maturity or upon acceleration or by prepayment or otherwise; provided, that any amount of principal or interest on this Note which is not paid when due shall bear interest at such rate on the unpaid principal balance hereof plus Default Interest from the due date thereof until the same is paid in full. The Principal Amount is One Hundred Thousand Dollars ($100,000) and the
KIWA BIO-TECH PRODUCTS GROUP CORP. (OTC BB:KWBT.OB) AND YOUNG SAN KIM AND SONG N. BANG, JOINTLYConvertible Note Agreement • November 15th, 2004 • Kiwa Bio-Tech Products Group Corp • Services-commercial physical & biological research
EXHIBIT 4.1 NEITHER THIS NOTE NOR THE COMMON STOCK INTO WHICH IT MAY BE CONVERTED HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY OTHER SECURITIES LAWS, AND NEITHER MAY BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS SO...Convertible Note Agreement • October 14th, 2003 • Gadzooks Inc • Retail-family clothing stores • Texas
3% CONVERTIBLE NOTE DUE SEPTEMBER 2, 2012 OF LIBERATOR, INC.Convertible Note Agreement • March 24th, 2010 • WES Consulting, Inc. • Services-management consulting services • New York
This Note (“Note”) is a duly authorized Note of LIBERATOR, INC., a corporation duly organized and existing under the laws of the State of Nevada (the “Company”), designated as the Company's 3% Convertible Note Due SEPTEMBER 2, 2012 (“Maturity Date”) in the principal amount of Two Hundred Fifty Thousand Dollars (US$250,000.00)(the “Note”).
ContractConvertible Note Agreement • March 31st, 2008 • Cargo Connection Logistics Holding, Inc. • Transportation services • Florida
THIS NOTE AND THE STOCK INTO WHICH IT IS CONVERTIBLE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OF THE UNITED STATES OF AMERICA (THE “ACT”) OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES (“STATE ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OF DISTRIBUTION THEREOF, AND MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED FOR VALUE, DIRECTLY OR INDIRECTLY, IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND COMPLIANCE WITH APPLICABLE STATE ACTS, OR PURSUANT TO AN EXAMPTION FROM REGISTRAITON UNDER THE ACT AND UNDER APPLICABLE STATE ACTS, THE AVAILABILITY OF WHICH ARE ESTABLISHED BY MEANS OF AN OPINION TO SUCH EFFECT IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY AND RENDERED BY LEGAL COUNSEL SATISFACTORY TO THE COMPANY.
NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE...Convertible Note Agreement • August 18th, 2008 • Isco International Inc • Instruments for meas & testing of electricity & elec signals • New York
This Note (“Note”) is one of a duly authorized issue of Notes of ISCO INTERNATIONAL, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), designated as the Company's 9 ½% Secured Convertible Notes Due August 1, 2010 (“Maturity Date”) in an aggregate principal amount (when taken together with the original principal amounts of all other Notes) which does not exceed THREE MILLION U.S. Dollars (U.S. $3,000,000.00) (the “Notes”). The Notes have been issued pursuant to the terms of that certain August 2008 Loan Agreement dated as of the date hereof by and among the Company, the Holder (as defined below) and [ ] (the “August 2008 Loan Agreement”). Capitalized terms used herein not otherwise defined herein shall have the meaning ascribed to such terms in the August 2008 Loan Agreement.
ContractConvertible Note Agreement • April 28th, 2017 • Co-Diagnostics, Inc. • Surgical & medical instruments & apparatus • Utah
TIDS NOTE AND THE SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED WIIB THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT.
10% FIXED CONVERTIBLE PROMISSORY NOTE OF OROPLATA RESOURCES, INC.Convertible Note Agreement • March 13th, 2017 • Oroplata Resources, Inc. • Metal mining • California
THIS NOTE is a duly authorized Fixed Convertible Promissory Note of Oroplata Resources, Inc. a corporation duly organized and existing under the laws of the State of Nevada (the “Company”), designated as the Company's 10% Fixed Convertible Promissory Note in the principal amount of $250,000 (the “Note”). This Note will become effective only upon execution by both parties and delivery of the first payment of consideration by the Holder (the “Effective Date”).
ContractConvertible Note Agreement • February 15th, 2018 • Clean Energy Technologies, Inc. • Printed circuit boards • New York
NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE "SECURITIES") HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED: (I) IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE 1933 ACT, OR APPLICABLE STATE SECURITIES LAWS; OR (II) IN THE ABSENCE OF AN OPINION OF COUNSEL, IN A FORM ACCEPTABLE TO THE ISSUER, THAT REGISTRATION IS NOT REQUIRED UNDER THE 1933 ACT, (III) MAY BE TRANSFERRED WITHOUT LIMITATION TO AN AFFILIATE OF THE HOLDER OR; (IV) UNLESS SOLD, TRANSFERRED OR ASSIGNED PURSUANT TO RULE 144 UNDER THE 1933 ACT.
ContractConvertible Note Agreement • December 22nd, 2008 • ICC Worldwide, Inc. • Computer & office equipment • Florida
NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY.
NON-NEGOTIABLE CONVERTIBLE PROMISSORY NOTEConvertible Note Agreement • April 20th, 2005 • Superconductive Components Inc • Electrical industrial apparatus • Ohio
Exhibit 10.2 [uWink Letterhead] October 25, 2006 Bradley Rotter 850 Corbet Avenue Suite 6 San Francisco, CA 94131 Dear Bradley: Reference is made to the $100,000, 10% Convertible Note, dated April 19, 2006, and due October 19, 2006, between uWink,...Convertible Note Agreement • October 27th, 2006 • uWink, Inc. • Services-prepackaged software
SENIOR SUBORDINATED CONVERTIBLE PROMISSORY NOTEConvertible Note Agreement • October 24th, 2007 • Tower Tech Holdings Inc. • Fabricated structural metal products • Wisconsin
FOR VALUE RECEIVED, TOWER TECH HOLDINGS INC., a Nevada corporation (hereinafter referred to as the “Borrower”), hereby promises to pay to the order of TONTINE OVERSEAS FUND, LTD., and its successors and assigns (hereinafter referred to as “Holder”), in the manner hereinafter provided, the principal sum of EIGHT MILLION, NINETY-ONE THOUSAND, FOUR HUNDRED EIGHTY-TWO DOLLARS AND FOUR CENTS ($8,091,482.04), as it may be increased herein, in immediately available funds and in lawful money of the United States of America, together with interest thereon, all in accordance with the provisions hereinafter specified. This Note is one of approximately $25,000,000 in aggregate principal amount of Senior Subordinated Convertible Promissory Notes (each a “Note” and collectively, the “Notes”) issued pursuant to the Securities Purchase Agreement dated August 22, 2007, by and among the Borrower and the original purchasers of the Notes (the “Purchase Agreement”), and is subject to the provisions set for
CONVERTIBLE NOTE AGREEMENTConvertible Note Agreement • August 21st, 2019 • Sequans Communications • Semiconductors & related devices
This Convertible Note Agreement (this “Agreement”) is made as of August 16, 2019, by and between Sequans Communications S.A., a société anonyme incorporated in the French Republic (the “Company”), and the purchaser listed on Exhibit A attached to this Agreement (the “Purchaser”).
THIS NOTE AND THE STOCK INTO WHICH IT IS CONVERTIBLE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OF THE UNITED STATES OF AMERICA (THE "ACT") OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES ("STATE ACT"). THIS NOTE...Convertible Note Agreement • February 9th, 2004 • Championlyte Holdings Inc • Sugar & confectionery products • Florida
ContractConvertible Note Agreement • May 3rd, 2007 • Nascent Wine Company, Inc. • Wholesale-beer, wine & distilled alcoholic beverages • California
THIS NOTE AND THE SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECT WE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT. SUCH SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT WITH A REGISTERED BROKER-DEALER OR OTHER LOAN WITH A FINANCIAL INSTITUTION THAT IS AN "ACCREDITED INVESTOR" AS DEFINED IN RULE 501(a) UNDER THE SECURITIES ACT.
CHINA EDUCATION ALLIANCE, INC. 3% CONVERTIBLE SUBORDINATED NOTE DUE SEPTEMBER 30, 2007Convertible Note Agreement • June 7th, 2007 • China Education Alliance Inc. • Services-educational services • New York
FOR VALUE RECEIVED, China Education Alliance, Inc., a North Carolina corporation (the “Company”), hereby promises to pay to the order of Barron Partners LP or registered assigns (the “Holder”), the principal amount of one million dollars ($1,000,000) on September 30, 2007 (“Maturity Date”). Interest on the outstanding principal balance shall be paid at the rate of three percent (3%) per annum, payable on the Maturity Date. Interest shall be computed on the basis of a 360-day year, using the number of days actually elapsed. This Note is issued pursuant to a securities purchase agreement dated May 8, 2007, as amended by an amendment dated May 23, 2007, by and among the Company, Barron Partners LP and the other Investors named therein, which agreement, as so amended, is referred to as the “Agreement,” and is the note referred to in the Agreement as the New Note. All terms defined in the Agreement and used in this Note shall have the same meaning in this Note as in the Agreement.
EXHIBIT 10.12 THE SECURITIES DESCRIBED IN THIS AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR THE SECURITIES LAWS OF CERTAIN STATES, AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR...Convertible Note Agreement • August 14th, 2003 • Us Dataworks Inc • Wholesale-misc durable goods • Texas
EXHIBIT 4.2 THIS INSTRUMENT AND THE COMMON STOCK ISSUABLE UPON ITS CONVERSION HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT...Convertible Note Agreement • December 20th, 2002 • Catapult Communications Corp • Services-prepackaged software
CONVERTIBLE NOTE AGREEMENTConvertible Note Agreement • November 29th, 2013 • Ricks Gerald • Bottled & canned soft drinks & carbonated waters • Nevada
This Convertible Note Agreement (the “Agreement”) being exercised on November 8, 2013 by and between Gerald Ricks (“Investor/Note-holder”) and Sport Endurance, Inc., a Nevada corporation (the “Company”), with reference to the following facts:
NOTEConvertible Note Agreement • February 14th, 2003 • Harken Energy Corp • Crude petroleum & natural gas • New York
OF NEXMED, INC.Convertible Note Agreement • January 13th, 2004 • Nexmed Inc • Pharmaceutical preparations • New York
