WARRANT -------Illinois Superconductor Corporation • March 31st, 1999 • Instruments for meas & testing of electricity & elec signals • New York
Company FiledMarch 31st, 1999 Industry Jurisdiction
1 EXHIBIT 4.5 SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 11th, 1998 • Illinois Superconductor Corporation • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledJune 11th, 1998 Company Industry Jurisdiction
1 EXHIBIT 4.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of June 6, 1997, between Illinois Superconductor Corporation, a Delaware corporation (the "Company"), and Southbrook...Registration Rights Agreement • June 23rd, 1997 • Illinois Superconductor Corporation • Services-commercial physical & biological research • New York
Contract Type FiledJune 23rd, 1997 Company Industry Jurisdiction
June 30, 2000 Illinois Superconductor Corporation 451 Kingston Court Mt. Prospect, Illinois 60056 RE: LETTER AGREEMENT AMONG PARTIES HERETO DATED NOVEMBER 5, 1999 ("LETTER AGREEMENT") Ladies and Gentlemen: Reference is made to the Letter Agreement....Letter Agreement • July 7th, 2000 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals
Contract Type FiledJuly 7th, 2000 Company Industry
WARRANTIllinois Superconductor Corporation • June 11th, 1998 • Radio & tv broadcasting & communications equipment • New York
Company FiledJune 11th, 1998 Industry Jurisdiction
RECITALSIndemnification Agreement • March 31st, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Delaware
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
1 Exhibit 4.10 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is made and entered into as of October 29, 1997, between Illinois Superconductor Corporation, a Delaware corporation (the "Company"), and Elliott...Registration Rights Agreement • December 8th, 1997 • Illinois Superconductor Corporation • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledDecember 8th, 1997 Company Industry Jurisdiction
EXHIBIT 2.1 TRANSACTION AGREEMENT DATED AS OF NOVEMBER 1, 2000Assignment Agreement • January 4th, 2001 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Delaware
Contract Type FiledJanuary 4th, 2001 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • March 25th, 1997 • Illinois Superconductor Corporation • Services-commercial physical & biological research • New York
Contract Type FiledMarch 25th, 1997 Company Industry Jurisdiction
AGREEMENTEmployment Agreement • March 25th, 1997 • Illinois Superconductor Corporation • Services-commercial physical & biological research • Illinois
Contract Type FiledMarch 25th, 1997 Company Industry Jurisdiction
2 "Until such time as the amount of Common Stock issuable upon conversion of the then outstanding 2% Notes (including the Designated 2% Notes) and 6% Notes is less than 5% of then outstanding Common Stock (the "MINIMUM AMOUNT"), the Company shall...Securities Purchase Agreement • March 31st, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals
Contract Type FiledMarch 31st, 1999 Company Industry
RECITALSManagement Services Agreement • September 8th, 2000 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals
Contract Type FiledSeptember 8th, 2000 Company Industry
Elliott Associates, L.P., 712 Fifth Avenue New York, New York 10019 Westgate International, L.P. c/o Stonington Management Corporation 712 Fifth Avenue New York, New York 10019Illinois Superconductor Corporation • March 22nd, 2000 • Instruments for meas & testing of electricity & elec signals
Company FiledMarch 22nd, 2000 Industry
1 EXHIBIT 4.21 REGISTRATION RIGHTS AGREEMENT ----------------------------- This Registration Rights Agreement (this "Agreement") is made and entered into as of March 31, 1999, by and among Illinois Superconductor Corporation, a Delaware corporation...Registration Rights Agreement • March 31st, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
Exhibit 4.20 SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 31st, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
1 EXHIBIT 10.26 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this "Agreement") is made as of the 2nd day of August, 2000, by and between Illinois Superconductor Corporation, a Delaware corporation (the "Company"), and Richard Herring (the...Employment Agreement • September 8th, 2000 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Illinois
Contract Type FiledSeptember 8th, 2000 Company Industry Jurisdiction
1 EXHIBIT 10-C SECURITY AGREEMENT Security Agreement, dated as of November 5, 1999, made by and among Illinois Superconductor Corporation, a Delaware Corporation with offices at 451 Kingston Court, Mt. Prospect, Illinois 60056 (the "Company"), Elliott...Security Agreement • November 15th, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledNovember 15th, 1999 Company Industry Jurisdiction
1 Exhibit 4.9 CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENTConvertible Preferred Stock Purchase Agreement • December 8th, 1997 • Illinois Superconductor Corporation • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledDecember 8th, 1997 Company Industry Jurisdiction
AGREEMENTEmployment Agreement • March 25th, 1997 • Illinois Superconductor Corporation • Services-commercial physical & biological research • Illinois
Contract Type FiledMarch 25th, 1997 Company Industry Jurisdiction
WARRANTIllinois Superconductor Corporation • June 23rd, 1997 • Services-commercial physical & biological research • New York
Company FiledJune 23rd, 1997 Industry Jurisdiction
EXHIBIT 10.25 ESCROW AGREEMENT THIS ESCROW AGREEMENT is made and entered into this 8th day of August, 2000, by and among Illinois Superconductor Corporation, a Delaware corporation ("Parent"), American National Bank and Trust Company of Chicago, as...Escrow Agreement • September 8th, 2000 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Illinois
Contract Type FiledSeptember 8th, 2000 Company Industry Jurisdiction
3- 4 registration statement is not required to be effective or such prospectus is not required to be available pursuant to the Registration Rights Agreement), that names the recipient of such dividend as a selling stockholder thereunder and may not be...Securities Purchase Agreement • March 31st, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
AGREEMENTAgreement Agreement • December 8th, 1997 • Illinois Superconductor Corporation • Radio & tv broadcasting & communications equipment
Contract Type FiledDecember 8th, 1997 Company Industry
AGREEMENTEmployment Agreement • July 1st, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Illinois
Contract Type FiledJuly 1st, 1999 Company Industry Jurisdiction
1 EXHIBIT 4.2 NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE, IN RELIANCE UPON AN EXEMPTION FROM...Securities Purchase Agreement • June 11th, 1998 • Illinois Superconductor Corporation • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledJune 11th, 1998 Company Industry Jurisdiction
Elliott Associates, L.P. 712 Fifth Avenue New York, New York 10019 Westgate International, L.P. c/o Stonington Management Corporation 712 Fifth Avenue New York, New York 10019 Alexander Finance, L.P. 1560 Sherman Avenue Evanston, Illinois 60201 March...Illinois Superconductor Corporation • May 12th, 2000 • Instruments for meas & testing of electricity & elec signals
Company FiledMay 12th, 2000 Industry
NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE...Isco International Inc • August 18th, 2008 • Instruments for meas & testing of electricity & elec signals • New York
Company FiledAugust 18th, 2008 Industry JurisdictionThis Note (“Note”) is one of a duly authorized issue of Notes of ISCO INTERNATIONAL, INC., a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), designated as the Company's 9 ½% Secured Convertible Notes Due August 1, 2010 (“Maturity Date”) in an aggregate principal amount (when taken together with the original principal amounts of all other Notes) which does not exceed THREE MILLION U.S. Dollars (U.S. $3,000,000.00) (the “Notes”). The Notes have been issued pursuant to the terms of that certain August 2008 Loan Agreement dated as of the date hereof by and among the Company, the Holder (as defined below) and [ ] (the “August 2008 Loan Agreement”). Capitalized terms used herein not otherwise defined herein shall have the meaning ascribed to such terms in the August 2008 Loan Agreement.
1 EXHIBIT 4.3 CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENTStock Purchase Agreement • June 23rd, 1997 • Illinois Superconductor Corporation • Services-commercial physical & biological research • New York
Contract Type FiledJune 23rd, 1997 Company Industry Jurisdiction
SEVENTH AMENDED AND RESTATED SECURITY AGREEMENTSecurity Agreement • August 18th, 2008 • Isco International Inc • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledAugust 18th, 2008 Company Industry JurisdictionSeventh Amended and Restated Security Agreement, dated as of August 18, 2008 made by and among ISCO International, Inc., a Delaware Corporation with offices at 1001 Cambridge Drive, Elk Grove Village, Illinois 60007 (the “Company”), the Company’s undersigned subsidiary (the “Subsidiary,” the Company and the Subsidiary are hereafter together referred to as the “Debtors” or individually as a “Debtor”), Manchester Securities Corporation, a New York corporation with offices at 712 Fifth Avenue, 36th Floor, New York, New York 10019 (“Manchester”), Alexander Finance, LP, an Illinois limited partnership with offices at 1560 Sherman Avenue, Evanston, IL 60201 (“Alexander”; Manchester and Alexander are sometimes individually referred to as a “Secured Party” or together referred to as “Secured Parties”), and Manchester Securities Corporation as collateral agent (the “Collateral Agent”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 18th, 2008 • Isco International Inc • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledAugust 18th, 2008 Company Industry JurisdictionThis Registration Rights Agreement (“Agreement”) is entered into as of August 18, 2008, among ISCO International, Inc., a Delaware corporation with offices at 1001 Cambridge Drive, Elk Grove Village, Illinois 60007 (the “Company”) and the Lenders set forth on the signature page hereto (the “Lenders”).
AGREEMENTEmployment Agreement • March 31st, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Illinois
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
AGREEMENTEmployment Agreement • March 31st, 1999 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Illinois
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
EMPLOYMENT AGREEMENTEmployment Agreement • November 14th, 2001 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Illinois
Contract Type FiledNovember 14th, 2001 Company Industry JurisdictionThis EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the first day of January, 2001, by and between ISCO International, Inc., a Delaware corporation (the “Company”), and Charles F. Willes (the “Employee”).
3 4 provision, to waive the restriction on increasing the size of the Board of Directors referenced to in Section 3.12 the 6% Note Agreement and corresponding provisions relating to the 2% Notes and Amended 2% Notes.Illinois Superconductor Corporation • November 15th, 1999 • Instruments for meas & testing of electricity & elec signals
Company FiledNovember 15th, 1999 Industry
RECITALSIndemnification Agreement • November 16th, 1998 • Illinois Superconductor Corporation • Instruments for meas & testing of electricity & elec signals • Delaware
Contract Type FiledNovember 16th, 1998 Company Industry Jurisdiction