INNUITY, INC.Convertible Secured Promissory Note • August 4th, 2006 • Innuity, Inc. /Ut/ • Crude petroleum & natural gas • Washington
EXHIBIT 10.3 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), NOR QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS AND HAS BEEN TAKEN FOR INVESTMENT PURPOSES ONLY. IT MAY NOT BE SOLD, OFFERED FOR SALE,...Convertible Secured Promissory Note • September 1st, 2006 • IElement CORP • Services-business services, nec
CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • April 14th, 2006 • Villageedocs Inc • Services-business services, nec
FOR VALUE RECEIVED, the undersigned, VillageEDOCS (the "Maker"), hereby promises to pay to the order of Joan P. Williams and C. Alan Williams (together, the "Lender"), the principal sum of _______________ Dollars ($____________) together with interest earned thereon from the date on which funds were initially deposited in the Maker's bank, Sunwest Bank. Interest will be earned at the per annum rate equal to ten percent (10%). Principal and interest are payable as described herein.
FOURTH AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTE THIS FOURTH AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTE (the "FOURTH AMENDMENT") is made and entered into as of July 26, 2005, by and among NORTHWEST BIOTHERAPEUTICS, INC., a Delaware...Convertible Secured Promissory Note • August 1st, 2005 • Northwest Biotherapeutics Inc • Pharmaceutical preparations • Washington
ContractConvertible Secured Promissory Note • January 3rd, 2014 • Rockdale Resources Corp • Wholesale-furniture & home furnishings • Texas
THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR REGISTERED OR QUALIFIED UNDER ANY APPLICABLE STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND REGISTRATION OR QUALIFICATION UNDER ANY APPLICABLE STATE SECURITIES LAWS OR (B) AN OPINION OF COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION AND QUALIFICATION ARE NOT REQUIRED PURSUANT TO AN EXEMPTION UNDER SUCH ACT AND SECURITIES LAWS.
WAIVER AND AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • March 25th, 2008 • Catcher Holdings, Inc • Electronic computers • Virginia
This Amendment to Convertible Secured Promissory Note (this “Amendment”) is entered into as of February 28, 2008 by and between Catcher Holdings, Inc., a Delaware corporation (the “Company”), and the Purchasers (as defined below). This Amendment amends the Convertible Secured Promissory Notes (the “Notes”) issued pursuant to the each of the Note and Restricted Stock Purchase Agreements, dated as of April 4, 2007 and June 20, 2007 by and among the Company and the persons and entities listed on Exhibit A thereto (each a “Purchaser” and collectively, the “Purchasers”) (together the “Agreements”). Capitalized terms not otherwise defined herein shall have the meanings given in the Notes.
ContractConvertible Secured Promissory Note • August 14th, 2009 • Octus Inc • Blank checks • California
THIS CONVERTIBLE PROMISSORY NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR UNDER ANY SECURITIES LAWS OF ANY STATE. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR ANY SUCH LAW.
CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • May 15th, 2002 • Villageedocs Inc • Services-business services, nec
FIRST AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • March 15th, 2017 • MusclePharm Corp • Pharmaceutical preparations
This First Amendment to the Convertible Secured Promissory Note dated December 7, 2015 (the “First Amendment”) is made as of January 14, 2017 (the “First Amendment Effective Date”), by and between MusclePharm Corporation (the “Company”) and Ryan Drexler (the “Holder”).
EXHIBIT 10.1Convertible Secured Promissory Note • November 26th, 2002 • Majestic Companies LTD • General bldg contractors - nonresidential bldgs • Texas
EXHIBIT 10.3 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), NOR QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS AND HAS BEEN TAKEN FOR INVESTMENT PURPOSES ONLY. IT MAY NOT BE SOLD, OFFERED FOR SALE,...Convertible Secured Promissory Note • June 7th, 2006 • IElement CORP • Services-business services, nec
June 30, 2000 $2,100,000.00 Atlanta, Georgia CONVERTIBLE SECURED PROMISSORY NOTE ----------------------------------- FOR VALUE RECEIVED, the undersigned Netvoice Encom LP, a Texas limited partnership ("Maker"), promises to pay to the order of World...Convertible Secured Promissory Note • July 17th, 2000 • Netvoice Technologies Corp • Services-business services, nec • Georgia
FIFTH AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTE THIS FIFTH AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTE (the "Fifth Amendment") is made and entered into as of November 14, 2005, by and among NORTHWEST BIOTHERAPEUTICS, INC., a Delaware...Convertible Secured Promissory Note • November 14th, 2005 • Northwest Biotherapeutics Inc • Pharmaceutical preparations • Washington
AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • February 17th, 2011 • Sustainable Environmental Technologies Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
THIS AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTE (the “Amendment”), is entered into as of this 14th day of January 2011 (“Effective Date”), by and between Sustainable Environmental Technologies Corporation (formerly RG Global Lifestyles, Inc.), a California corporation (“SETS”), and Horst Franz Geicke (“Lender”).
EX-10.4 10 dex104.htm CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • May 5th, 2020 • New York
The obligations evidenced by this instrument are subordinated to the prior payment in full of the Senior Obligations (as defined in the Subordination Agreement hereinafter referred to) pursuant to, and to the extent provided in, the Subordination Agreement, dated as of December , 2008 (as amended, restated or otherwise modified from time to time, the “Subordination Agreement”), made by the Subordinated Agent, each Subordinated Creditor and the Obligors referred to therein in favor of Wells Fargo Foothill, LLC, as Agent, all as referred to in such Subordination Agreement.
CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • November 16th, 2009 • Villageedocs Inc • Services-business services, nec
THIS THIRD AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTE (this “Amendment”), dated as of October 22, 2009, is entered into between C. Alan Williams and Joan P. Williams (the “Lender”), and VillageEDOCS, a Delaware corporation (the “Maker”).
CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • August 15th, 2008 • CPI Investments, Inc. • Biological products, (no disgnostic substances) • Arizona
THIS CONVERTIBLE SECURED PROMISSORY NOTE (this “Note”) is hereby issued by Clearant, Inc., a Delaware corporation (“Borrower”) to CPI Investments, Inc., an Arizona corporation (“Lender”), as of the date first listed above (the “Closing Date”) pursuant to the Subscription and Purchase Agreement between the Borrower and Lender dated as of July 8, 2008 (the “Subscription Agreement”). Capitalized terms used herein but not defined shall have the meaning ascribed to such term in the Subscription Agreement.
EX-10.61 64 dex1061.htm CONVERTIBLE SECURED PROMISSORY NOTE CONVERTIBLE SECURED PROMISSORY NOTE AND SECURITY AGREEMENT June 12, 2003 $ 875,538.47 New York, New YorkConvertible Secured Promissory Note • May 5th, 2020 • New York
FOR VALUE RECEIVED, Biovest International, Inc., a Delaware corporation with offices at 8500 Evergreen Blvd., Minneapolis MN 55433 and at 540 Sylvan Avenue, Englewood Cliffs, New Jersey 07632 (“Obligor”), hereby promises to pay to Morrison Cohen Singer & Weinstein, LLP, a New York limited liability partnership, 750 Lexington Avenue, New York, NY 10022 (“Payee”), the principal amount of Eight Hundred Seventy-Five Thousand Five Hundred Thirty-Eight and 47/100 Dollars ($875,538.47) (“Principal”), together with any accrued but unpaid interest thereon calculated in accordance with provisions of this Convertible Secured Promissory Note and Security Agreement (“Note”). Accentia, Inc. hereby acknowledges and agrees to the terms of this Note.
SENSE TECHNOLOGIES, INC. SERIES “B” 10% CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • August 26th, 2003 • Sense Technologies Inc • Metal mining • North Carolina
THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED BY THE HOLDER OF THIS NOTE IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THE NOTE UNDER SUCH ACT AND APPLICABLE LAWS OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
ContractConvertible Secured Promissory Note • May 2nd, 2005 • MetaMorphix Inc. • Delaware
THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, ANY STATE SECURITIES LAWS OR THE SECURITIES LAWS OF ANY OTHER JURISDICTION. THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED BY THE HOLDER IN THE UNITED STATES OR TO U.S. PERSONS IN THE ABSENCE OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT TO THE NOTE UNDER SUCH ACT AND SUCH APPLICABLE STATE LAWS OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF SUCH ACT AND SUCH LAWS OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
FIRST AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • July 18th, 2007 • Catcher Holdings, Inc • Electronic computers • Virginia
This First Amendment to Convertible Secured Promissory Note (this “Amendment”) is entered into as of July , 2007 by and between Catcher Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Noteholder”). This Amendment amends that Convertible Secured Promissory Note from the Company to the Holder dated as of [ ] (the “Note”). Capitalized terms not otherwise defined herein shall have the meanings given in the Note.
ContractConvertible Secured Promissory Note • February 4th, 2011 • Avax Technologies Inc • Biological products, (no disgnostic substances) • Delaware
THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. NEITHER THIS NOTE NOR THE SECURITIES ISSUABLE UPON CONVERSION HEREOF MAY BE TRANSFERRED EXCEPT (A) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND APPLICABLE STATE SECURITIES LAWS, OR (B) IN A TRANSACTION WHICH IS EXEMPT FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND APPLICABLE STATE SECURITIES LAWS. THIS NOTE IS SUBJECT TO THAT CERTAIN CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT, DATED OCTOBER 15, 2009, BY AND AMONG AVAX AND THE PURCHASER NAMED THEREIN.
WAIVER AND AMENDMENT TO CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • January 3rd, 2008 • Catcher Holdings, Inc • Electronic computers • Virginia
This Amendment to Convertible Secured Promissory Note (this “Amendment”) is entered into as of December 27, 2007 by and between Catcher Holdings, Inc., a Delaware corporation (the “Company”), and the Purchasers (as defined below). This Amendment amends the Convertible Secured Promissory Notes (the “Notes”) issued pursuant to the each of the Note and Restricted Stock Purchase Agreements, dated as of April 4, 2007 and June 20, 2007 by and among the Company and the persons and entities listed on Exhibit A thereto (each a “Purchaser” and collectively, the “Purchasers”) (together the “Agreements”). Capitalized terms not otherwise defined herein shall have the meanings given in the Notes.
ContractConvertible Secured Promissory Note • May 5th, 2020 • Georgia
<DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>6 <FILENAME>0006.txt <DESCRIPTION>CONVERTIBLE SECURED PROMISSORY NOTE <TEXT> EXHIBIT 99.3 June 30, 2000 $2,100,000.00 Atlanta, Georgia CONVERTIBLE SECURED PROMISSORY NOTE ----------------------------------- FOR VALUE RECEIVED, the undersigned Netvoice Encom LP, a Texas limited partnership ("Maker"), promises to pay to the order of World Access Telecommunications Group, Inc., an Illinois corporation ("Holder"), the principal amount of Two Million and One Hundred Thousand Dollars ($2,100,000.00), together with interest on so much thereof as is from time to time outstanding and unpaid at the Applicable Interest Rate (as defined in Section 1(b) hereof), in lawful money of the United States of America, which shall at the time of payment be legal tender in payment of all debts and dues, public and private. 1. ACCRUAL AND CALCULATION OF INTEREST. (a) Interest shall accrue on the outstanding principal balance of this Convertible Secured Promissory Note (this
CONVERTIBLE SECURED PROMISSORY NOTEConvertible Secured Promissory Note • November 9th, 2016 • Fortress Biotech, Inc. • Pharmaceutical preparations • New York
Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to them in that certain Credit Facility Agreement, dated as of September 14, 2016, by and among Fortress Biotech, Inc. (the “Company”), Opus Point Healthcare Innovations Fund, LP and other lenders (if any) listed on the signature pages thereto (the “Facility Agreement”).
