SECOND AMENDMENT TO CONVERTIBLE UNSECURED NOTESConvertible Unsecured Notes • September 20th, 2017 • Ener-Core, Inc. • Miscellaneous chemical products • New York
Contract Type FiledSeptember 20th, 2017 Company Industry JurisdictionTHIS SECOND AMENDMENT TO CONVERTIBLE UNSECURED NOTES (this “Amendment”) is made and entered into as of September 19, 2017 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Convertible Unsecured Notes dated as of September 1, 2016 (the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated September 1, 2016, by and among the Company, the “Buyers” identified therein, and the Subordinated Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.