SECOND AMENDED AND RESTATED CREDIT AGREEMENT FOR MARGIN FINANCINGCredit Agreement for Margin Financing • October 23rd, 2024 • RiverNorth Flexible Municipal Income Fund, Inc. • New York
Contract Type FiledOctober 23rd, 2024 Company JurisdictionTHIS SECOND AMENDED AND RESTATED CREDIT AGREEMENT FOR MARGIN FINANCING (this "Agreement"), dated March 28, 2022, by and between RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC., a Maryland corporation, that is registered under the Investment Company Act of 1940, as amended (the "Client"), and PERSHING LLC ("Pershing").
AMENDED AND RESTATED CREDIT AGREEMENT FOR MARGIN FINANCINGCredit Agreement for Margin Financing • September 12th, 2023 • Rivernorth Opportunities Fund, Inc. • New York
Contract Type FiledSeptember 12th, 2023 Company JurisdictionAMENDED AND RESTATED CREDIT AGREEMENT FOR MARGIN FINANCING (this “Agreement”), dated March 20 , 2022, by and between RIVERNORTH OPPORTUNITIES FUND INC., a Maryland corporation that is registered under the Investment Company Act of 1940, as amended (the “Client”), and PERSHING LLC (“Pershing”).
CREDIT AGREEMENT FOR MARGIN FINANCINGCredit Agreement for Margin Financing • February 24th, 2012 • ClearBridge Energy MLP Fund Inc. • New York
Contract Type FiledFebruary 24th, 2012 Company JurisdictionCREDIT AGREEMENT FOR MARGIN FINANCING (this “Agreement”), dated as of July 14, 2011, by and between CLEARBRIDGE ENERGY MLP FUND INC., a Maryland corporation that is registered under the Investment Company Act of 1940, as amended, as a closed-end management investment company (the “Client”), and PERSHING LLC (“Pershing”).
Amendment No. 6 To Credit Agreement for Margin FinancingCredit Agreement for Margin Financing • March 18th, 2022 • Western Asset High Income Fund Ii Inc.
Contract Type FiledMarch 18th, 2022 CompanyAMENDMENT No. 6, dated as of August 3, 2020 (this “Amendment”) to the Credit Agreement for Margin Financing, dated as of December 15, 2010 between Western Asset High Income Fund II Inc. (“Client”) and Pershing LLC (“Pershing”).
Amendment No. 6 To Credit Agreement for Margin FinancingCredit Agreement for Margin Financing • September 4th, 2019 • Western Asset Middle Market Income Fund Inc.
Contract Type FiledSeptember 4th, 2019 CompanyAMENDMENT No. 6, dated as of , 2019 (this “Amendment”) to the Credit Agreement for Margin Financing, dated as of August 26, 2014 between Western Asset Middle Market Income Fund Inc. (“Client”) and Pershing LLC (”Pershing”).
Amendment No. 5 To Credit Agreement for Margin FinancingCredit Agreement for Margin Financing • June 3rd, 2020 • Western Asset Middle Market Debt Fund Inc.
Contract Type FiledJune 3rd, 2020 CompanyAMENDMENT No. 5, dated as of September 4, 2019 (this “Amendment”) to the Credit Agreement for Margin Financing, dated as of July 15, 2014 between Western Asset Middle Market Debt Fund Inc. (“Client”) and Pershing LLC (“Pershing”).
AMENDMENT NO. 1 TO CREDIT AGREEMENT FOR MARGIN FINANCINGCredit Agreement for Margin Financing • February 29th, 2016 • Western Asset Middle Market Income Fund Inc.
Contract Type FiledFebruary 29th, 2016 CompanyAMENDMENT NO. 1, dated as of September 4, 2014 (this “Amendment”), to the Credit Agreement, dated as of August 26, 2014, between WESTERN ASSET MIDDLE MARKET INCOME FUND INC. (“Client”) and PERSHING LLC (“Pershing”).
Amendment No. 3 To Credit Agreement for Margin FinancingCredit Agreement for Margin Financing • March 18th, 2022 • Western Asset High Income Fund Ii Inc.
Contract Type FiledMarch 18th, 2022 CompanyAMENDMENT No. 3, dated as of March 28, 2018 (this “Amendment”) to the Credit Agreement for Margin Financing, dated as of December 15, 2010 between WESTERN ASSET HIGH INCOME FUND II INC. (“Client”) and Pershing LLC (“Pershing”).
AMENDMENT NO. 1 TO CREDIT AGREEMENT FOR MARGIN FINANCINGCredit Agreement for Margin Financing • March 18th, 2022 • Western Asset High Income Fund Ii Inc.
Contract Type FiledMarch 18th, 2022 CompanyAMENDMENT NO. 1, dated as of December 14, 2011 (this “Amendment”), to the Credit Agreement, dated as of December 15, 2010, between WESTERN ASSET HIGH INCOME FUND II INC., (“Client”) and PERSHING LLC (“Pershing”).
AMENDMENT NO. 1 TO CREDIT AGREEMENT FOR MARGIN FINANCINGCredit Agreement for Margin Financing • June 5th, 2017 • Western Asset Middle Market Debt Fund Inc.
Contract Type FiledJune 5th, 2017 CompanyAMENDMENT NO. 1, dated as of December , 2014 (this “Amendment”), to the Credit Agreement for Margin Financing, dated as of July 15, 2014 (as amended, supplemented or otherwise modified prior to the date hereof, the “Credit Agreement”), between WESTERN ASSET MIDDLE MARKET DEBT FUND INC. (“Client”) and PERSHING LLC (“Pershing”). Unless defined herein, all capitalized terms used herein shall have the meanings ascribed to them in the Credit Agreement.
Amendment No. 7 To Credit Agreement for Margin FinancingCredit Agreement for Margin Financing • March 18th, 2022 • Western Asset High Income Fund Ii Inc.
Contract Type FiledMarch 18th, 2022 CompanyAMENDMENT No. 7, dated as of May 27, 2021 (this “Amendment”) to the Credit Agreement for Margin Financing, dated as of December 15, 2010 between Western Asset High Income Fund II Inc. (“Client”) and Pershing LLC (“Pershing”).
CREDIT AGREEMENT FOR MARGIN FINANCINGCredit Agreement for Margin Financing • March 18th, 2022 • Western Asset High Income Fund Ii Inc. • New York
Contract Type FiledMarch 18th, 2022 Company JurisdictionCREDIT AGREEMENT FOR MARGIN FINANCING (this “Agreement”), dated as of December 15, 2010, by and between WESTERN ASSET HIGH INCOME FUND II INC., a Maryland corporation that is registered under the Investment Company Act of 1940, as amended, as a closed-end management investment company (the “Client”), and PERSHING LLC (“Pershing”).
Amendment No. 5 To Credit Agreement for Margin FinancingCredit Agreement for Margin Financing • March 18th, 2022 • Western Asset High Income Fund Ii Inc.
Contract Type FiledMarch 18th, 2022 CompanyAMENDMENT No. 5, dated as of September 4, 2019 (this “Amendment”) to the Credit Agreement for Margin Financing, dated as of December 15, 2010 between Western Asset High Income Fund II Inc. (“Client”) and Pershing LLC (“Pershing”).
Amendment No. 4 To Credit Agreement for Margin FinancingCredit Agreement for Margin Financing • March 18th, 2022 • Western Asset High Income Fund Ii Inc.
Contract Type FiledMarch 18th, 2022 CompanyAMENDMENT No. 4, dated as of June 26, 2019 (this “Amendment”) to the Credit Agreement for Margin Financing, dated as of December 15, 2010 between WESTERN ASSET HIGH INCOME FUND II INC. (“Client”) and Pershing LLC (“Pershing”).