Dealer Assistance Agreement Sample Contracts

UMB DISTRIBUTION SERVICES, LLC Milwaukee, Wisconsin 53233 DEALER ASSISTANCE AGREEMENT FOR THE SALE OF SHARES OF FPA FUNDS
Dealer Assistance Agreement • November 29th, 2013 • Fpa Paramount Fund Inc • Wisconsin

This Dealer Assistance Agreement (the “Agreement”) has been adopted pursuant to Rule 12b-1 under the 1940 Act by the Trust and the Companies on behalf of the Funds and their various shares, as applicable, under one or more distribution plans (the “Plan”) adopted pursuant to said Rule. This Agreement, being made between UMB Distribution Services, LLC (the “Distributor”) and the undersigned authorized dealer, relates to the services to be provided by the authorized dealer and for which it is entitled to receive payments pursuant to the Plan.

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DEALER ASSISTANCE AGREEMENT FOR THE SALE OF ADVISOR CLASS SHARES OF THE FAM FUNDS Ladies and Gentlemen: We have entered into a Distribution Agreement with Fenimore Asset Management Trust (the "Trust"), a Massachusetts business trust registered as a...
Dealer Assistance Agreement • July 1st, 2003 • Fenimore Asset Management Trust
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UMB DISTRIBUTION SERVICES, LLC Milwaukee, Wisconsin 53212 DEALER ASSISTANCE AGREEMENT FOR THE SALE OF SHARES OF THE MARSICO INVESTMENT FUND
Dealer Assistance Agreement • January 28th, 2022 • Marsico Investment Fund • Wisconsin

This Agreement is entered into between (1) UMB Distribution Services, LLC (“we,” “our,” or the “Distributor”), as authorized distributor for The Marsico Investment Fund (the “Trust”), and (2) the undersigned authorized Dealer of shares of the Trust (“you,” “your,” or “Dealer”).

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UMB DISTRIBUTION SERVICES, LLC Milwaukee, Wisconsin 53212 DEALER ASSISTANCE AGREEMENT FOR THE SALE OF SHARES OF THE MARSICO INVESTMENT FUND
Dealer Assistance Agreement • January 29th, 2015 • Marsico Investment Fund • Wisconsin

This Agreement is entered into between (1) UMB Distribution Services, LLC (“we,” “our,” or the “Distributor”), as authorized distributor for The Marsico Investment Fund (the “Trust”), and (2) the undersigned authorized Dealer of shares of the Trust (“you,” “your,” or “Dealer”).

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UMB DISTRIBUTION SERVICES, LLC Milwaukee, Wisconsin 53212 DEALER ASSISTANCE AGREEMENT FOR THE SALE OF SHARES OF SMEAD FUNDS TRUST
Dealer Assistance Agreement • March 29th, 2021 • Smead Funds Trust • Wisconsin

This Dealer Assistance Agreement (the “Agreement”) is entered into between (1) UMB Distribution Services, LLC (“we,” “our” or the “Distributor”), as the principal distributor for Smead Funds Trust (the “Trust”), and (2) the undersigned authorized dealer of shares of the Trust (“you,” “your” or “Dealer”).

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UMB DISTRIBUTION SERVICES, LLC Milwaukee, Wisconsin 53212 DEALER ASSISTANCE AGREEMENT FOR THE SALE OF SHARES OF HAMILTON LANE PRIVATE INFRASTRUCTURE FUND
Dealer Assistance Agreement • June 6th, 2024 • Hamilton Lane Private Infrastructure Fund

This Dealer Assistance Agreement (the “Agreement”) is entered into between (1) UMB Distribution Services, LLC (“we,” “our” or the “Distributor”), as the principal distributor for Hamilton Lane Private Infrastructure Fund (the “Fund”), and (2) the undersigned authorized dealer of shares of the Fund (“you,” “your” or “Dealer”).

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DEALER ASSISTANCE AGREEMENT FOR THE SALE OF INVESTOR CLASS SHARES OF WEITZ PARTNERS III OPPORTUNITY FUND AND WEITZ SHORT-INTERMEDIATE INCOME FUND
Dealer Assistance Agreement • July 29th, 2011 • Weitz Funds • Nebraska

This Dealer Assistance Agreement (the “Agreement”) has been adopted pursuant to Rule 12b-1 under the 1940 Act by the Trust on behalf of the Investor Class Shares of each of the Covered Funds under a Service and Distribution Plan for Investor Class Shares (the “Plan”) adopted pursuant to said Rule. This Agreement, being made between Weitz Securities, Inc. (the “Distributor”) and the undersigned authorized dealer, relates to the services to be provided by the authorized dealer and for which it is entitled to receive payments pursuant to the Plan.

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UMB DISTRIBUTION SERVICES, LLC Milwaukee, Wisconsin 53233 DEALER ASSISTANCE AGREEMENT FOR THE SALE OF SHARES OF THE ASPIRIANT GLOBAL EQUITY TRUST
Dealer Assistance Agreement • November 5th, 2012 • Aspiriant Global Equity Trust • Wisconsin

This Dealer Assistance Agreement (the “Agreement”) has been adopted pursuant to Rule 12b-1 under the 1940 Act by the Trust on behalf of the Funds under a Distribution Plan (the “Plan”) adopted pursuant to said Rule. This Agreement, being made between UMB Distribution Services, LLC (the “Distributor”) and the undersigned authorized dealer, relates to the services to be provided by the authorized dealer and for which it is entitled to receive payments pursuant to the Plan.

Sample 1
DEALER ASSISTANCE AGREEMENT
Dealer Assistance Agreement • February 29th, 2012 • Fenimore Asset Management Trust
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UMB Distribution Services, LLC Milwaukee, Wisconsin 53233 DEALER ASSISTANCE AGREEMENT FOR THE SALE OF SHARES OF THE MARSICO INVESTMENT FUND
Dealer Assistance Agreement • December 28th, 2010 • Marsico Investment Fund • Wisconsin

This Dealer Assistance Agreement (the “Agreement”) has been adopted pursuant to Rule 12b-1 under the 1940 Act by the Trust on behalf of the Funds under a Distribution and Service Plan (the “Plan”) adopted pursuant to said Rule. This Agreement, being made between UMB Distribution Services, LLC (the “Distributor”) and the undersigned authorized dealer, relates to the services to be provided by the authorized dealer and for which it is entitled to receive payments pursuant to the Plan.

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