Designated Market Maker Agreement Sample Contracts

DESIGNATED MARKET MAKER AGREEMENT
Designated Market Maker Agreement • July 22nd, 2022 • Ontario

This agreement (the “Designated Market Maker Agreement”), with an effective date as of the date executed on the signature page hereof (“Effective Date”), is made between Neo Exchange Inc., a Canadian corporation, with its principal place of business at 65 Queen Street West, Suite 1900, Toronto, Ontario M5H 2M5 (the “Exchange”), and the member referenced in the signature page hereto (the “DMM”).

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Designated Market Maker Agreement CurveGlobal products traded on LSEDM
Designated Market Maker Agreement • December 6th, 2017 • London
Designated Market Maker Agreement CurveGlobal products traded on LSEDM
Designated Market Maker Agreement • April 24th, 2018 • London
DESIGNATED MARKET MAKER AGREEMENT
Designated Market Maker Agreement • November 12th, 2014 • Ontario

This agreement (the “Designated Market Maker Agreement”), with an effective date as of the date executed on the signature page hereof, is made between Aequitas Neo Exchange Inc., a Canadian corporation, with its principal place of business at 155 University Avenue, Suite 400, Toronto, Ontario M5H 3B7 (the “Exchange”), and the member referenced in the signature page hereto (the “Designated Market Maker” or “DMM”).

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