Discretionary Client Account AgreementDiscretionary Client Account Agreement • July 22nd, 2019 • New York
You (“Client”) and Financial Guard, LLC, a Delaware limited liability company and an SEC-registered investment adviser (“Financial Guard”), agree to enter into a financial advisory relationship which will allow Financial Guard to manage your securities account maintained at such custodian and securities broker as you may designate upon Financial Guard’s request (the “Custodian” or “Designated Broker”, as applicable), as described further below. This Agreement is effective as of the first day such a securities account is opened and is ready to receive trading instructions from Financial Guard (the “Effective Date”) in accordance with the asset allocation model portfolio recommended by Financial Guard based on Client’s Investment Profile (as defined below) and subject to Client’s reasonable investment restrictions (the “Investment Plan”), as described in Financial Guard’s Form ADV Disclosure Brochure (available on the Website and the App, as defined below), as amended from time to time (
