AGREEMENT FOR THE PROVISION OF DISCRETIONARY MANAGEMENT SERVICES Client Name (“you”) Is the name specified in section 1.1 of the Account Opening Form forPersonal Discretionary ServiceDiscretionary Management Services Agreement • December 6th, 2019 • England
Account An account opened by you with K&S, held at PSL Account Opening Form The account opening form for the Personal Discretionary Service completed by you. Affiliates Entities in the same group as K&S Base Currency Sterling, unless previously agreed otherwise by you and K&S FCA The Financial Conduct Authority FCA Rules The Handbook of Rules and Guidance issued by the FCA as amended from time to time Gearing The use of borrowed funds to supplement capital IFA The independent financial advisor who has introduced you to us K&S, the Company, we, us King & Shaxson Ethical Investing, a trading division of King & Shaxson Asset Management Limited Pershing Agreement The agreement between K&S and PSL, PSL, and you, a copy of which is provided in Appendix I PSL Pershing Securities Limited Portfolio The portfolio of investments and cash which you place in your Account for us to manage on your behalf Retail Client A person who is not a “professional client” or “eligible counterparty” as defined i
