Denver, CO 80208 August 14, 2006 Principal Life Insurance Company Attn: Mark A. Stark Des Moines, IA 50306-9397 Re: Action Requested - Distribution, Shareholder Servicing, Administrative Servicing and Fund/SERV Agreements relating to Janus Adviser...Distribution, Shareholder Servicing, Administrative Servicing and Fund/Serv Agreements • October 7th, 2014 • Principal Life Insurance Co Separate Account B
Effective May 23, 2005, the Securities and Exchange Commission adopted Rule 22-c(2) (and as may be amended from time to time, the "Rule") of the Investment Company Act of 1940 (the "1940 Act"). The Rule requires that Janus enter into written agreements with its financial intermediaries (as such term is defined in the Rule) whereby each such financial intermediary agrees to provide Janus with certain shareholder identity and transaction information and to carry out certain instructions from Janus. These requirements are designed to allow Janus to more effectively enforce its market timing policies in an effort to protect Janus and its shareholders from the harmful effects of short-term trading.
August 14, 2006 Annuity Investors Life Insurance Company Attn: James Henderson, Vice President 525 Vine Street, 20th Floor Cincinnati, OH 45202 Re: Action Requested — Distribution, Shareholder Servicing, Administrative Servicing and Fund/SERV...Distribution, Shareholder Servicing, Administrative Servicing and Fund/Serv Agreements • April 27th, 2009 • Annuity Investors Variable Account C
Effective May 23, 2005, the Securities and Exchange Commission adopted Rule 22-c(2) (and as may be amended from time to time, the “Rule”) of the Investment Company Act of 1940 (the “1940 Act”). The Rule requires that Janus enter into written agreements with its financial intermediaries (as such term is defined in the Rule) whereby each such financial intermediary agrees to provide Janus with certain shareholder identity and transaction information and to carry out certain instructions from Janus. These requirements are designed to allow Janus to more effectively enforce its market timing policies in an effort to protect Janus and its shareholders from the harmful effects of short-term trading.
April 12, 2007 Protective Life Insurance CompanyDistribution, Shareholder Servicing, Administrative Servicing and Fund/Serv Agreements • April 26th, 2016 • Protective Variable Annuity Separate Account
Effective December 4, 2006, the Securities and Exchange Commission adopted amendments to Rule 22-c(2) (and as may be amended from time to time, the “Rule”) of the Investment Company Act of 1940 (the “1940 Act”). The Rule requires that, by April 16, 2007, Janus enter into written agreements with its financial intermediaries (as such term is defined in the Rule) whereby each such financial intermediary agrees to provide Janus with certain shareholder identity and transaction information and to carry out certain instructions from Janus. These requirements are designed to allow Janus to more effectively enforce its market timing policies in an effort to protect Janus and its shareholders from the harmful effects of short-term trading.
