Dividend Payment in Kind and Exchange of Preferred Stock Sample Contracts

Re: Dividend Payment in Kind and Exchange of Preferred Stock

Dividend Payment in Kind and Exchange of Preferred Stock • April 1st, 2010 • Bridge Capital Holdings • National commercial banks • California

• Contract Type
  Dividend Payment in Kind and Exchange of Preferred Stock
• Filed
  April 1st, 2010
• Company
  Bridge Capital Holdings
• Industry
  National commercial banks
• Jurisdiction
  California

This letter will confirm our agreement regarding Series B Mandatorily Convertible Cumulative Perpetual Preferred Stock (“Series B Preferred Stock”) of Bridge Capital Holdings (the “Company”) and Series B-1 Mandatorily Convertible Cumulative Perpetual Preferred Stock (“Series B-1 Preferred Stock”) of the Company, which the Company originally issued and sold pursuant to the terms of a Stock Purchase Agreement dated December 4, 2008, as amended, and entered into between the Company, and Carpenter Fund Manager GP, LLC (the “Manager”) on behalf of and as General Partner of each of the following investment-related limited partnerships: Carpenter Community BancFund, L.P.; Carpenter Community BancFund-A, L.P.; and Carpenter Community BancFund-CA, L.P. (collectively, the “Investors”). The Manager and the Company are collectively referred to herein as the “Parties” and individually referred to herein as a “Party.”