Pacific Ethanol, Inc. Sacramento, CA 95814 May 22, 2008Dividend Rights Agreement • May 23rd, 2008 • Pacific Ethanol, Inc. • Industrial organic chemicals
This side letter agreement (the “Letter Agreement”) is provided with reference to that certain Securities Purchase Agreement (the “Securities Purchase Agreement”) dated May 20, 2008, by and between Pacific Ethanol, Inc., a Delaware corporation (the “Company”), Neil M. Koehler, Bill Jones, Paul P. Koehler and Thomas D. Koehler (each, a “Purchaser” and collectively, the “Purchasers”), with reference to the Company’s Certificate of Designations, Powers, Preferences, and Rights of the Series B Cumulative Convertible Preferred Stock (the “Series B Certificate of Designations”) with respect to its Series B Cumulative Convertible Preferred Stock, $.001 par value per share (the “Series B Preferred Stock”). Capitalized terms not defined herein shall have the respective meanings given to such terms in the Securities Purchase Agreement.
Pacific Ethanol, Inc. Sacramento, CA 95814 March 27, 2008Dividend Rights Agreement • March 27th, 2008 • Pacific Ethanol, Inc. • Industrial organic chemicals
This side letter agreement (the “Letter Agreement”) is provided with reference to that certain Securities Purchase Agreement (the “Securities Purchase Agreement”) dated March 18, 2008, by and between Pacific Ethanol, Inc., a Delaware corporation (the “Company”), and Lyles United, LLC, a Delaware limited liability company (the “Purchaser”), with reference to the Company’s Certificate of Designations, Powers, Preferences, and Rights of the Series B Cumulative Convertible Preferred Stock (the “Series B Certificate of Designations”) with respect to its Series B Cumulative Convertible Preferred Stock, $.001 par value per share (the “Series B Preferred Stock”), and with reference to the Company’s Certificate of Designations, Powers, Preferences, and Rights of the Series A Cumulative Redeemable Convertible Preferred Stock (the “Series A Certificate of Designations”) with respect to its Series A Cumulative Redeemable Convertible Preferred Stock, $.001 par value per share (the “Series A Preferr
AMENDMENT AGREEMENT relating to aDividend Rights Agreement • March 27th, 1998 • York International Corp /De/ • Air-cond & warm air heatg equip & comm & indl refrig equip
AMENDMENT AGREEMENT DECEMBER 10, 1996 RELATING TO A DIVIDEND RIGHTS AGREEMENT DATED 19 JUNE 1995Dividend Rights Agreement • March 25th, 1997 • York International Corp /De/ • Air-cond & warm air heatg equip & comm & indl refrig equip
