Electroni� Ac=cess & Trading AgreementElectroni� Access & Trading Agreement • February 7th, 2020 • New York
(bl Client is required to complete an Institutional Account Application or Broker-Dealer Account Application depending on Client's status. Client is considered an "institutional account" if Client is a bank, savings and loan association, insurance company, registered investment company, Federal or state registered investment adviser, or a natural person or entity with total assets of $50 million or more. If Client is an institutional account, Client certifies that it is capable of making its own investment decisions and that Client, in fact, exercises independent judgment in making such decisions for Client and for Client's clients, if applicable, without reliance on any recommendations or advice by Dash or any of its employees, officers, directors, or agents, in accordance with Financial Industry Regulatory Authority ("FINRA") Rule 2111 ("Institutional Account Suitability Exception"), in connection with Client's use of Dash's Services (as defined below). Dash reserves the right to dis
