ContractExchange Warrant • April 17th, 2015 • Jaguar Animal Health, Inc. • Pharmaceutical preparations • New York
THIS WARRANT AND ANY COMMON STOCK ISSUED UPON THE EXERCISE OF THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED, SOLD, OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR AN APPLICABLE EXEMPTION THEREFROM, AS EVIDENCED BY A LEGAL OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY TO SUCH EFFECT. NOTWITHSTANDING THE FOREGOING, THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN OR FINANCING ARRANGEMENT SECURED BY SUCH SECURITIES.
AMERICAN SEAFOODS CORPORATION Exchange Warrant to Purchase Income Deposit Securities Expiring on or about August 11, 2008 (as provided in this Exchange Warrant)Exchange Warrant • August 3rd, 2004 • American Seafoods Corp • Fishing, hunting and trapping
This warrant is an Exchange Warrant (each a “Exchange Warrant” and collectively, the “Exchange Warrants”, such term to include all Exchange Warrants issued substantially in the form hereof or in substitution therefor), originally issued pursuant to the Exchange and Registration Rights Agreement, dated as of August 11, 2004 (as the same may be amended, restated or supplemented from time to time, the “Exchange and Registration Rights Agreement”), between the Company, American Seafoods Holdings, L.P. (“Holdings”), and ASLP in connection with the issuance and sale by the Company of up to 40,155,378 IDSs in a public offering registered under the
