Exclusive Placement Agent Agreement Sample Contracts
EXHIBIT A TO EXCLUSIVE PLACEMENT AGENT AGREEMENTExclusive Placement Agent Agreement • April 30th, 2002 • Treasury Money Portfolio
Pursuant to the Exclusive Placement Agreement, ICC shall be Exclusive Placement Agent with respect to the following Trust, effective as of the date indicated below:
Standard Contracts
Exhibit e(ii) under Form N-1A Exhibit 1 under Item 601/Reg. S-K Large Cap Equity Core Fund a portfolio of Federated Core Trust II, L.P. Federated Investors Funds 5800 Corporate Drive Pittsburgh, PA 15237-7000 September 1, 2003 Federated Securities...Exclusive Placement Agent Agreement • October 10th, 2003 • Federated Core Trust Ii
High-Yield Bond Portfolio (a portfolio of Federated Core Trust) Federated Investors Funds Pittsburgh, PA 15237-7000Exclusive Placement Agent Agreement • August 28th, 2024 • Federated Hermes Core Trust
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, High-Yield Bond Portfolio, a portfolio of Federated Core Trust (the “Trust”), an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a business trust under the laws of the Commonwealth of Massachusetts, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of High-Yield Bond Portfolio.
Federated Core Trust III, on behalf of its portfolio, Federated Project and Trade Finance Core Fund Federated Investors Funds Pittsburgh, PA 15237-7000 March 1, 2008Exclusive Placement Agent Agreement • May 29th, 2024 • Federated Hermes Core Trust III
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned Federated Project and Trade Finance Core Fund, a portfolio of Federated Core Trust III (the “Trust”), an open-end non-diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a statutory trust under the laws of the State of Delaware, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of Federated Project and Trade Finance Core Fund.
November 25, 2020Exclusive Placement Agent Agreement • December 9th, 2020 • CBAK Energy Technology, Inc. • Miscellaneous electrical machinery, equipment & supplies • Georgia
This Agreement shall become effective fifteen days following the date it is signed by the Company, unless an earlier date is agreed upon in writing by the Company and the Placement Agent (the “Effective Date”). The terms of such Placement(s) and the Securities shall be mutually agreed upon by the Company and the investors (each, an “Investor” and collectively, the “Investors”) and nothing herein enables the Placement Agent to bind the Company or any Investor. This Agreement and the documents executed and delivered by the Company and the Investors in connection with the Placement(s) shall be collectively referred to herein as the “Transaction Documents.” The date of each of the closings of the Placement(s) shall be referred to herein as the “Closing Date.” The Company expressly acknowledges and agrees that the Placement Agent’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by the Placement Ag
Federated Core Trust, on behalf of its portfolio, Federated Emerging Markets Core Fund Federated Investors Funds Warrendale, PA 15086-7561 February 10, 2016Exclusive Placement Agent Agreement • August 28th, 2024 • Federated Hermes Core Trust
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned Federated Emerging Markets Core Fund, a portfolio of Federated Core Trust (the “Trust”), an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a business trust under the laws of the Commonwealth of Massachusetts, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of Federated Emerging Markets Core Fund.
August 19, 2002 Scudder Distributors, Inc. 222 South Riverside Plaza Chicago, IL 60606 Ladies and Gentlemen: Re: Exclusive Placement Agent Agreement This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned...Exclusive Placement Agent Agreement • July 28th, 2003 • Scudder Asset Management Portfolio
August 19, 2002 Scudder Distributors, Inc. 222 South Riverside Plaza Chicago, IL 60606 Ladies and Gentlemen: Re: Exclusive Placement Agent Agreement This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned...Exclusive Placement Agent Agreement • May 1st, 2015 • Deutsche Equity 500 Index Portfolio
December 30, 1997 Federated Securities Corp. Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 Ladies and Gentlemen: Re: EXCLUSIVE PLACEMENT AGENT AGREEMENT This is to confirm that, in consideration of the agreements hereinafter...Exclusive Placement Agent Agreement • January 30th, 1998 • Federated Core Trust/Pa
PRIVATE PLACEMENT AGENCY CONTRACTExclusive Placement Agent Agreement • March 11th, 2024 • Master Trust
September 30, 1996 Edgewood Services, Inc. Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 Ladies and Gentlemen: Re: EXCLUSIVE PLACEMENT AGENT AGREEMENT This is to confirm that, in consideration of the agreements hereinafter...Exclusive Placement Agent Agreement • June 2nd, 1997 • Equity 500 Index Portfolio
PRIVATE PLACEMENT AGENCY CONTRACTExclusive Placement Agent Agreement • August 25th, 2017 • Ubs Money Series • New York
Federated Mortgage Core Portfolio (a portfolio of Federated Core Trust) Federated Investors Funds Pittsburgh, PA 15237-7000Exclusive Placement Agent Agreement • February 27th, 2025 • Federated Hermes Core Trust
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, Federated Mortgage Core Portfolio of Federated Core Trust (the “Trust”), an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a business trust under the laws of the Commonwealth of Massachusetts, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of Federated Mortgage Core Portfolio.
Federated Mortgage Core Portfolio (a portfolio of Federated Core Trust) Federated Investors Funds Pittsburgh, PA 15237-7000Exclusive Placement Agent Agreement • December 27th, 2024 • Federated Hermes Core Trust
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned, Federated Mortgage Core Portfolio of Federated Core Trust (the “Trust”), an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a business trust under the laws of the Commonwealth of Massachusetts, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of Federated Mortgage Core Portfolio.
Exhibit (e)(iv) under Form N-1A Exhibit 1 under Item 601/Reg. S-K Amendment to Exclusive Placement Agent AgreementExclusive Placement Agent Agreement • February 27th, 2003 • Federated Core Trust/Pa
Federated Core Trust, on behalf of its portfolio, Federated Emerging Markets Core Fund Federated Investors Funds Warrendale, PA 15086-7561 February 10, 2016Exclusive Placement Agent Agreement • December 27th, 2024 • Federated Hermes Core Trust
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned Federated Emerging Markets Core Fund, a portfolio of Federated Core Trust (the “Trust”), an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a business trust under the laws of the Commonwealth of Massachusetts, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of Federated Emerging Markets Core Fund.
August 19, 2002 Scudder Distributors, Inc. 222 South Riverside Plaza Chicago, IL 60606 Ladies and Gentlemen: Re: Exclusive Placement Agent Agreement This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned...Exclusive Placement Agent Agreement • July 25th, 2003 • Scudder Investment Portfolios
Re: Exclusive Placement Agent AgreementExclusive Placement Agent Agreement • September 18th, 2009 • Investors Cash Trust
This is to confirm that, in consideration of the agreements hereinafter contained, Investors Cash Trust (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and organized as a business trust under the laws of The Commonwealth of Massachusetts, on behalf of its series, Central Cash Management Fund (the “Fund”), has agreed that DWS Investments Distributors, Inc., a Delaware corporation (“DIDI”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of shares of beneficial interest (“Shares”) of the Fund.
Exhibit 9(iv) under Form N-1A Exhibit 10 under Item 601/Reg. S-K DEUTSCHE PORTFOLIOS Cardinal Avenue Grand Cayman, Cayman Islands, BWI JULY 28, 1997 Edgewood Services, Inc. Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 Ladies...Exclusive Placement Agent Agreement • May 1st, 1998 • Deutsche Portfolios
December 20, 1999 ICC Distributors, Inc. Two Portland Square Portland, ME 04101 Ladies and Gentlemen: Re: Exclusive Placement Agent Agreement ----------------------------------- This is to confirm that, in consideration of the agreements hereinafter...Exclusive Placement Agent Agreement • September 29th, 2000 • Flag Investors Portfolios Trust
October 31, 1997 Edgewood Services, Inc. Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 Ladies and Gentlemen: Re: EXCLUSIVE PLACEMENT AGENT AGREEMENT This is to confirm that, in consideration of the agreements hereinafter...Exclusive Placement Agent Agreement • January 28th, 1998 • Bt Institutional Funds
March 1, 2005 Federated Securities Corp. Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 Ladies and Gentlemen: Re: EXCLUSIVE PLACEMENT AGENT AGREEMENT ----------------------------------- This is to confirm that, in...Exclusive Placement Agent Agreement • June 23rd, 2005 • Federated Core Trust Ii
EXCLUSIVE PLACEMENT AGENT AGREEMENTExclusive Placement Agent Agreement • October 17th, 1996 • Emerging Growth Portfilio
PRIVATE PLACEMENT AGENCY CONTRACTExclusive Placement Agent Agreement • February 24th, 2017 • Hartford Funds Master Fund • New York
This letter agreement (“Agreement”) confirms the appointment of Hartford Funds Distributors, LLC (“HFD”) as an exclusive private placement agent in connection with the sale of units of beneficial interest (the “Interests”) that are issued by Hartford Funds Master Fund, a Delaware statutory trust (the “Master Fund”), with respect to each of its series offered or to be offered as set forth in Exhibit A hereto (as such Exhibit shall be modified from time to time) (the “Portfolios”).
February 10, 2025 Fangdd Network Group Ltd.Exclusive Placement Agent Agreement • February 11th, 2025 • Fangdd Network Group Ltd. • Real estate • New York
Republic Portfolios September __, 1996 BISYS Fund Services (Ireland), Limited Floor 2, Block 2, Harcourt Centre Harcourt Street Dublin 2, Ireland Re: Exclusive Placement Agent Agreement Ladies and Gentlemen: This is to confirm that, in consideration...Exclusive Placement Agent Agreement • February 28th, 1997 • Republic Portfolios
AMENDMENT NO. 1 TO EXCLUSIVE PLACEMENT AGENT AGREEMENTExclusive Placement Agent Agreement • August 22nd, 2011 • Integrity Applications, Inc.
This Amendment No. 1 to Exclusive Placement Agent Agreement (this “Amendment”), effective as of December 16, 2010, is entered into by and between Andrew Garrett, Inc. (the “Placement Agent”), Integrity Applications, Inc., a Delaware corporation (the “Company”), and A.D. Integrity Applications Ltd., an Israeli corporation and a wholly owned subsidiary of the Company (“Subsidiary”) and each of their respective successors and assigns.
September 28, 1997 Edgewood Services, Inc. Federated Investors Tower 1001 Liberty Avenue Pittsburgh, PA 15222-3779 Ladies and Gentlemen: Re: EXCLUSIVE PLACEMENT AGENT AGREEMENT This is to confirm that, in consideration of the agreements hereinafter...Exclusive Placement Agent Agreement • September 23rd, 1997 • Deutsche Portfolios
Federated Core Trust, on behalf of its portfolio, Federated Emerging Markets Core Fund Federated Investors Funds Warrendale, PA 15086-7561 February 10, 2016Exclusive Placement Agent Agreement • February 27th, 2025 • Federated Hermes Core Trust
This is to confirm that, in consideration of the agreements hereinafter contained, the undersigned Federated Emerging Markets Core Fund, a portfolio of Federated Core Trust (the “Trust”), an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), organized as a business trust under the laws of the Commonwealth of Massachusetts, has agreed that Federated Securities Corp., a Pennsylvania corporation (“FSC”), shall be the exclusive placement agent (the “Exclusive Placement Agent”) of beneficial interests (“Trust Interests”) of Federated Emerging Markets Core Fund.
PRIVATE PLACEMENT AGENCY CONTRACTExclusive Placement Agent Agreement • August 23rd, 2007 • Master Trust • New York
