Executing Broker Agreement Sample Contracts

GTN ASIA FINANCIAL SERVICES (PTE.) LTD EXECUTING BROKER AGREEMENT
Executing Broker Agreement • December 19th, 2021

This GTN Asia Financial Services (PTE.) LTD Executing Broker Agreement hereinafter referred to as the “Agreement” is executed and entered into by and between GTN Asia Financial Services (PTE.) LTD ("GTN ASIA", a Firm duly incorporated under the laws of the Republic of Singapore and having its office at No.50, Raffles Place, #15-05/06, Singapore Land Tower, Singapore. (048623). and whose Registration Number is 202004115R), and [Name of the Broker] a broker-dealer / a Firm incorporated under the laws of ………………………………………………………………………and having its office at ……………………………………………………………………………………… and whose Registration Number is …………………… hereinafter referred to as the “Broker”.

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Executing Broker Agreement
Executing Broker Agreement • August 6th, 2020 • New York

This Agreement sets forth the terms and conditions under which Raymond James & Associates, Inc., its successors and assigns (the "Clearing Broker") will clear your securities transactions which such broker-dealer as you may designate, from time to time, as your prime broker ("Prime Broker"), provided that the Clearing Broker has entered into a Prime Brokerage agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as "Prime Brokerage Transaction(s)").

GTN MIDDLE EAST BROKERAGE SERVICES EXECUTING BROKER AGREEMENT
Executing Broker Agreement • March 12th, 2022

This GTN Middle East Brokerage Services Executing Broker Agreement hereinafter referred to as the “Agreement” is executed and entered into by and between GTN Middle East Financial Services (DIFC) Limited, a Firm duly incorporated under the laws of the Dubai International Financial Centre (“DIFC”) and having its office at Unit 303, Liberty House, Dubai International Financial Centre, Dubai, United Arab Emirates and whose Registration Number is 2461 ("GTN ME"), and [Name of the Broker] a broker-dealer / a Firm incorporated under the laws of ………………………………………………………………………and having its office at ……………………………………………………………………………………… and whose Registration Number is …………………… hereinafter referred to as the “Broker”.

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