Expense Reimbursement and Advisory Fee Waiver Agreement Sample Contracts

NORTHERN FUNDS AMENDMENT NO. 1 TO THE AMENDED AND RESTATED EXPENSE REIMBURSEMENT AND ADVISORY FEE WAIVER AGREEMENT

Expense Reimbursement and Advisory Fee Waiver Agreement • March 21st, 2012 • Northern Funds

• Contract Type
  Expense Reimbursement and Advisory Fee Waiver Agreement
• Filed
  March 21st, 2012
• Company
  Northern Funds

This Amendment, dated as of the 24th day of February, 2012 is entered into by and between NORTHERN FUNDS (the “Trust”), a Delaware statutory trust and a registered investment company under the Investment Company Act of 1940, as amended, and NORTHERN TRUST INVESTMENTS, INC. (“NTI”).

Sub-Item 77Q1: Exhibits. EX-99Q1(e): Copies of any new or amended Registrant investment advisory contracts

Expense Reimbursement and Advisory Fee Waiver Agreement • May 24th, 2012 • Northern Funds

• Contract Type
  Expense Reimbursement and Advisory Fee Waiver Agreement
• Filed
  May 24th, 2012
• Company
  Northern Funds

Amended and Restated Expense Reimbursement Agreement, dated November 4, 2011, by Northern Funds and Northern Trust Investments, Inc. is hereby incorporated by reference to Exhibit (d)(129) to Post-Effective Amendment No. 81, filed with the Commission on March 21, 2012 (Accession No. 0001193125-12-125352).

AMENDED AND RESTATED EXPENSE REIMBURSEMENT AND ADVISORY FEE WAIVER AGREEMENT

Expense Reimbursement and Advisory Fee Waiver Agreement • March 21st, 2012 • Northern Funds • Illinois

• Contract Type
  Expense Reimbursement and Advisory Fee Waiver Agreement
• Filed
  March 21st, 2012
• Company
  Northern Funds
• Jurisdiction
  Illinois

Agreement (“Agreement”) dated as of the 4th day of November, 2011 by and between NORTHERN FUNDS (the “Trust”), a Delaware statutory trust and a registered investment company under the Investment Company Act of 1940, as amended and NORTHERN TRUST INVESTMENTS, INC. (“NTI”).

AMENDED AND RESTATED EXPENSE REIMBURSEMENT AND ADVISORY FEE WAIVER AGREEMENT

Expense Reimbursement and Advisory Fee Waiver Agreement • January 26th, 2012 • Northern Funds • Illinois

• Contract Type
  Expense Reimbursement and Advisory Fee Waiver Agreement
• Filed
  January 26th, 2012
• Company
  Northern Funds
• Jurisdiction
  Illinois

Agreement (“Agreement”) dated as of the 4th day of November, 2011 by and between Northern Funds (the “Trust”), a Delaware statutory trust and a registered investment company under the Investment Company Act of 1940, as amended and Northern Trust Investments, INC. (“NTI”).

EXPENSE REIMBURSEMENT AND ADVISORY FEE WAIVER AGREEMENT

Expense Reimbursement and Advisory Fee Waiver Agreement • July 27th, 2011 • Northern Funds • Illinois

• Contract Type
  Expense Reimbursement and Advisory Fee Waiver Agreement
• Filed
  July 27th, 2011
• Company
  Northern Funds
• Jurisdiction
  Illinois

Agreement (“Agreement”) dated as of the 31st day of July, 2011 by and between NORTHERN FUNDS (the “Trust”), a Delaware statutory trust and a registered investment company under the Investment Company Act of 1940, as amended and NORTHERN TRUST INVESTMENTS, INC. (“NTI”).

AMENDED AND RESTATED EXPENSE REIMBURSEMENT AND ADVISORY FEE WAIVER AGREEMENT

Expense Reimbursement and Advisory Fee Waiver Agreement • March 22nd, 2013 • Northern Funds • Illinois

• Contract Type
  Expense Reimbursement and Advisory Fee Waiver Agreement
• Filed
  March 22nd, 2013
• Company
  Northern Funds
• Jurisdiction
  Illinois

Agreement (“Agreement”) dated as of the 15th day of February, 2013 by and between NORTHERN FUNDS (the “Trust”), a Delaware statutory trust and a registered investment company under the Investment Company Act of 1940, as amended and NORTHERN TRUST INVESTMENTS, INC. (“NTI”).