Trust Indenture Indenture Section Act Section -------------------------------------------------------------------------------Indenture • January 5th, 2006 • Vasogen Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 5th, 2006 Company Industry Jurisdiction
EXHIBIT 3.1 Ritchie Bros. Auctioneers Incorporated (amalgamated under the Canada Business Corporation Act) 1,739,130 Common Shares UNDERWRITING AGREEMENT Dated: January o, 2004 TABLE OF CONTENTSUnderwriting Agreement • January 23rd, 2004 • Ritchie Bros Auctioneers Inc • Services-business services, nec • New York
Contract Type FiledJanuary 23rd, 2004 Company Industry Jurisdiction
COMMON SHARESUnderwriting Agreement • May 10th, 2006 • Silver Standard Resources Inc • Mineral royalty traders • New York
Contract Type FiledMay 10th, 2006 Company Industry Jurisdiction
CREO INC.Underwriting Agreement • March 8th, 2004 • Creo Inc • Printing trades machinery & equipment • British Columbia
Contract Type FiledMarch 8th, 2004 Company Industry Jurisdiction
EXHIBIT 3.1 GERDAU AMERISTEEL CORPORATION (incorporated under the Business Corporations Act (Ontario) 35,000,000 Common Shares PURCHASE AGREEMENT Dated: October 14, 2004Purchase Agreement • October 14th, 2004 • Gerdau Ameristeel Corp • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledOctober 14th, 2004 Company Industry Jurisdiction
Exhibit 3.1 NovaGold Resources Inc. Underwriting AgreementUnderwriting Agreement • February 2nd, 2006 • Novagold Resources Inc • Gold and silver ores • New York
Contract Type FiledFebruary 2nd, 2006 Company Industry Jurisdiction
CYNAPSUS THERAPEUTICS INC. (A corporation incorporated under the Canada Business Corporations Act) [ — ] Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2015 • Cynapsus Therapeutics Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 17th, 2015 Company Industry JurisdictionThe undersigned, a holder of Common Shares[ and an officer and/or director ]of Cynapsus Therapeutics Inc., a corporation organized under the laws of Canada (the “Company”), understands that Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) proposes to enter into an Underwriting Agreement (the “Underwriting Agreement”) with the Company providing for the public offering (the “Public Offering”) of its common shares (the “Common Shares,” and the Common Shares to be offered pursuant to the Underwriting Agreement, the “Securities”). In recognition of the benefit that such an offering will confer upon the undersigned as a holder of Common Shares[ and an officer and/or director of the Company], and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the undersigned agrees with each underwriter to be named in the Underwriting Agreement that, during the period beginning on the date hereof and ending on the date that is 90 da
Exhibit 3 Neurochem Inc. 4,000,000 Common Shares FORM OF UNDERWRITING AGREEMENT March __, 2005 NEUROCHEM INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 3rd, 2005 • Neurochem Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 3rd, 2005 Company Industry Jurisdiction
EXHIBIT 3.1 RESEARCH IN MOTION LIMITED (an Ontario Corporation) 9,000,000 Common Shares PURCHASE AGREEMENT Dated: January 14, 2004 TABLE OF CONTENTSPurchase Agreement • January 14th, 2004 • Research in Motion LTD • Telephone & telegraph apparatus • New York
Contract Type FiledJanuary 14th, 2004 Company Industry Jurisdiction
EXHIBIT 30 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement ("Agreement") is entered into as of August 26, 2004, between INTEROIL CORPORATION., a New Brunswick corporation (the "Company") and the Purchasers set forth on the signature...Registration Rights Agreement • December 15th, 2004 • Interoil Corp • Crude petroleum & natural gas • New York
Contract Type FiledDecember 15th, 2004 Company Industry Jurisdiction
EXHIBIT 3.1 Hydrogenics Corporation [11,000,000] Common Shares plus an option to purchase from the Company up to [1,650,000] additional Common Shares to cover over-allotments Underwriting AgreementUnderwriting Agreement • January 28th, 2004 • Hydrogenics Corp • Motors & generators • New York
Contract Type FiledJanuary 28th, 2004 Company Industry Jurisdiction
AS ISSUER AND THE HOLDERSRegistration Rights Agreement • March 19th, 2004 • Telesystem International Wireless Inc • Radiotelephone communications • New York
Contract Type FiledMarch 19th, 2004 Company Industry Jurisdiction
PRECISION DRILLING CORPORATION as Issuer and THE BANK OF NOVA SCOTIA TRUST COMPANY OF NEW YORK, as Trustee INDENTUREIndenture • May 18th, 2004 • Precision Drilling Corp • Drilling oil & gas wells • New York
Contract Type FiledMay 18th, 2004 Company Industry Jurisdiction
TRANSALTA CORPORATION Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of ____________ 2002Indenture • May 14th, 2002 • Transalta Corp • Electric services • New York
Contract Type FiledMay 14th, 2002 Company Industry Jurisdiction
EXHIBIT 3.1 SIERRA WIRELESS, INC. UNDERWRITING AGREEMENT TABLE OF CONTENTSUnderwriting Agreement • November 12th, 2003 • Sierra Wireless Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledNovember 12th, 2003 Company Industry Jurisdiction
UNDERWRITING AGREEMENT March 26, 2004 Central Fund of Canada Limited Hallmark Estates, Suite 805 1323-15th Avenue S.W. Calgary, Alberta T3C 0X8 Attention: Mr. J.C. Stefan Spicer President, CEO and Director CIBC World Markets Inc., (the "Underwriter"),...Underwriting Agreement • April 1st, 2004 • Central Fund of Canada LTD • Investors, nec • Ontario
Contract Type FiledApril 1st, 2004 Company Industry Jurisdiction
Draft Underwriting AgreementUnderwriting Agreement • March 19th, 2004 • Telesystem International Wireless Inc • Radiotelephone communications • Quebec
Contract Type FiledMarch 19th, 2004 Company Industry Jurisdiction
AND oTrust Indenture • November 8th, 2002 • Agnico Eagle Mines LTD • Gold and silver ores • Ontario
Contract Type FiledNovember 8th, 2002 Company Industry Jurisdiction
SECOND AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • March 19th, 2004 • Telesystem International Wireless Inc • Radiotelephone communications • Quebec
Contract Type FiledMarch 19th, 2004 Company Industry Jurisdiction
Exhibit 3.1 Ritchie Bros. Auctioneers Incorporated (amalgamated under the Canada Business Corporation Act) 2,173,913 Common Shares UNDERWRITING AGREEMENT Dated: November 8, 2005 TABLE OF CONTENTSUnderwriting Agreement • November 16th, 2005 • Ritchie Bros Auctioneers Inc • Services-business services, nec • New York
Contract Type FiledNovember 16th, 2005 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENT by and among HudBay Minerals Inc. and the Guarantors named herein and Jefferies LLC Dated as of December 9, 2013Registration Rights Agreement • April 22nd, 2014 • Hudson Bay Mining & Smelting Co., LTD • Metal mining • New York
Contract Type FiledApril 22nd, 2014 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”) is made and entered into as of December 9, 2013, by and among HudBay Minerals, Inc., a corporation under the federal laws of Canada (the “Company”), the guarantors named in Schedule A hereto (collectively, the “Guarantors”), and Jefferies LLC (the “Initial Purchaser”), who has agreed to purchase US$100,000,000 aggregate principal amount of the Company’s 9.50% Senior Notes due 2020 (the “Initial Notes”) fully and unconditionally guaranteed by the Guarantors (the “Guarantees”) pursuant to the Purchase Agreement (as defined below). The Initial Notes and the Guarantees attached thereto are herein collectively referred to as the “Initial Securities.” The Initial Securities constitute “Additional Notes” under the Indenture.
INDENTUREIndenture • October 22nd, 2003 • Paramount Resources LTD • Oil & gas field exploration services
Contract Type FiledOctober 22nd, 2003 Company Industry
as the Corporation and COMPUTERSHARE TRUST COMPANY OF CANADA as the Warrant Agent WARRANT INDENTURE Providing for the Issue of Warrants Dated as of February [●], 2023Warrant Indenture • February 3rd, 2023 • enCore Energy Corp. • Miscellaneous metal ores • British Columbia
Contract Type FiledFebruary 3rd, 2023 Company Industry JurisdictionCOMPUTERSHARE TRUST COMPANY OF CANADA, a trust company existing under the laws of Canada and authorized to carry on business in all provinces of Canada (the “Warrant Agent”)
INTEROIL CORPORATION, as Issuer and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee INDENTURE Dated as of August 6, 2008Indenture • August 7th, 2008 • Interoil Corp • Crude petroleum & natural gas • New York
Contract Type FiledAugust 7th, 2008 Company Industry JurisdictionINDENTURE, dated as of [ ], between InterOil Corporation, a corporation duly incorporated under the laws of the Province of New Brunswick (herein called the “Company”), having its principal office at Level 1, 60-92 Cook Street, Cairns, QLD 4870, Australia, and The Bank of New York Mellon Trust Company, N.A., a national banking association, as Trustee (herein called the “Trustee”).
EXHIBIT 3.1 UNDERWRITING AGREEMENT October 22, 2004 Central Fund of Canada Limited Hallmark Estates, Suite 805 1323-15th Avenue S.W. Calgary, Alberta T3C 0X8 Attention: Mr. J. C. Stefan Spicer President, CEO and Director CIBC World Markets Inc., (the...Underwriting Agreement • October 28th, 2004 • Central Fund of Canada LTD • Investors, nec • Ontario
Contract Type FiledOctober 28th, 2004 Company Industry Jurisdiction
WARRANT AGREEMENTWarrant Agreement • December 19th, 2002 • Domtar Inc /Canada • Paper mills • Quebec
Contract Type FiledDecember 19th, 2002 Company Industry Jurisdiction
Common Shares (Without Par Value)Underwriting Agreement • March 17th, 2005 • Cardiome Pharma Corp • Pharmaceutical preparations • New York
Contract Type FiledMarch 17th, 2005 Company Industry Jurisdiction
EXHIBIT 3.1 UNDERWRITING AGREEMENTUnderwriting Agreement • November 6th, 2002 • Agnico Eagle Mines LTD • Gold and silver ores • Ontario
Contract Type FiledNovember 6th, 2002 Company Industry Jurisdiction
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION...Statement of Eligibility • May 14th, 2002 • Transalta Corp • Electric services
Contract Type FiledMay 14th, 2002 Company Industry------------------------ TRANSALTA CORPORATION (Exact name of obligor as specified in its charter) CANADA NOT APPLICABLE (State or other jurisdiction of (I.R.S. employer incorporation or organization) identification no.) 110 - 12TH AVENUE S.W. CALGARY, ALBERTA, CANADA T2P 2M1 (Address of principal executive offices) (Zip code)
INDENTURE Made as of [l] Between CARDIOL THERAPEUTICS INC. as Issuer and as TrusteeIndenture • August 3rd, 2021 • Cardiol Therapeutics Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 3rd, 2021 Company Industry JurisdictionCARDIOL THERAPEUTICS INC., a corporation duly organized and existing under the laws of the Province of Ontario, having its principal office at 2265 Upper Middle Road East, Suite 602, Oakville, Ontario L6H 0G5
DEFINITIONSUnderwriting Agreement • December 15th, 2004 • Western Silver Corp • Miscellaneous metal ores • Ontario
Contract Type FiledDecember 15th, 2004 Company Industry Jurisdiction
ANDWarrant Indenture • November 6th, 2002 • Agnico Eagle Mines LTD • Gold and silver ores • Ontario
Contract Type FiledNovember 6th, 2002 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • February 2nd, 2023 • Mag Silver Corp • Gold and silver ores • British Columbia
Contract Type FiledFebruary 2nd, 2023 Company Industry JurisdictionBMO Nesbitt Burns Inc. and Raymond James Ltd. (together, the “Lead Underwriters”), and Canaccord Genuity Corp., H.C. Wainwright & Co., LLC, National Bank Financial Inc., Roth Canada Inc., TD Securities Inc. and Scotia Capital Inc. (together with the Lead Underwriters, the “Underwriters” and each individually an “Underwriter”) hereby severally, and not jointly nor jointly and severally, offer to purchase from MAG Silver Corp. (the “Corporation”) in the respective percentages set forth in Section 22 hereof, and the Corporation hereby agrees to issue and sell to the Underwriters, upon and subject to the terms hereof, an aggregate of 2,735,000 common shares of the Corporation (the “Firm Shares”) on an underwritten basis at a price of US$14.65 per Firm Share (the “Offering Price”) for an aggregate purchase price of US$40,067,750.00.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 2020 • Northern Dynasty Minerals LTD • Gold and silver ores • British Columbia
Contract Type FiledApril 30th, 2020 Company Industry JurisdictionCantor Fitzgerald Canada Corporation ("CFCC"), as sole bookrunning manager and lead underwriter, together with BMO Nesbitt Burns Inc., H.C. Wainwright & Co., LLC and TD Securities Inc. as co-managers (collectively with CFCC, the "Underwriters" and each individually an "Underwriter"), hereby severally, and not jointly nor jointly and severally, offer to purchase from Northern Dynasty Minerals Ltd. (the "Company") in the respective percentages set forth in Section 18 hereof, and the Company hereby agrees to issue and sell to the Underwriters, upon and subject to the terms hereof, an aggregate of 12,500,000 common shares of the Company (the "Firm Shares") on an underwritten basis at a price of $0.70 per Firm Share (the "Offering Price") for an aggregate purchase price of $8,750,000.
ACUITYADS HOLDINGS INC. Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • June 9th, 2021 • AcuityAds Holdings Inc. • Services-computer processing & data preparation • New York
Contract Type FiledJune 9th, 2021 Company Industry JurisdictionAcuityAds Holdings Inc. (the “Company”), a corporation incorporated under the Canada Business Corporations Act, proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as managers (the “Managers”), the number of its common shares of the Company set forth in Schedule I hereto (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters not more than the additional number of its common shares set forth in Schedule I hereto (the “Additional Shares” and, together with the Firm Shares, the “Shares”), if and to the extent that you, as Managers of this offering (the “Offering”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such common shares granted to the Underwriters in Section 2 of this Underwriting Agreement (the “Agreement”). The common shares of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafte