Fee Waiver and Operating Expense Limitation Agreement Sample Contracts

SARATOGA ADVANTAGE TRUST FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES

Fee Waiver and Operating Expense Limitation Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware

• Contract Type
  Fee Waiver and Operating Expense Limitation Agreement
• Filed
  August 13th, 2018
• Company
  Saratoga Advantage Trust
• Jurisdiction
  Delaware

THIS FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES (the “Agreement”) is effective as of the 25th day of June, 2018, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Structured Credit Value Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).

UNIFIED SERIES TRUST FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT NIGHTSHARES 500 1X/1.5X ETF (NSPL) NIGHTSHARES 100 1X/1.5X ETF (NQQL)

Fee Waiver and Operating Expense Limitation Agreement • October 25th, 2022 • Unified Series Trust • Ohio

• Contract Type
  Fee Waiver and Operating Expense Limitation Agreement
• Filed
  October 25th, 2022
• Company
  Unified Series Trust
• Jurisdiction
  Ohio

THIS FEE WAIVER AGREEMENT (the “Agreement”) is effective as of the 3rd day of October, 2022, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, AlphaTrAI Funds, Inc. (the “Adviser”).