Financial Advisory and Continuing Disclosure Services Agreement Sample Contracts

Financial Advisory and Continuing Disclosure Services Agreement

Financial Advisory and Continuing Disclosure Services Agreement • April 29th, 2015 • California

• Contract Type
  Financial Advisory and Continuing Disclosure Services Agreement
• Filed
  April 29th, 2015
• Jurisdiction
  California

It is our understanding that the Mt. Diablo Unified School District (the “District”) wishes to address its capital needs by reviewing its current debt profile, issuing general obligation bonds, certificates of participation, and/or refunding bonds (collectively, the “Bonds”). Additionally, the District wishes to comply with secondary market disclosure (“Continuing Disclosure”) as required under the tax regulations of the Treasury Department of the United States of America, in relation to its various tax-exempt financings. In connection with this District goal, Dale Scott & Company, Inc. (“DS&C”) proposes to advise and assist the District as its independent financial advisor as set forth below (the “Agreement”).