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Contract Type FiledApril 30th, 2014 Company Jurisdiction
BARON CAPITAL, INC. FINANCIAL INTERMEDIARY AGREEMENT This Agreement is made as of August 22nd, 2018, by and between Baron Capital, Inc. ("Distributor") and American United Life Insurance Company, Inc. ("AUL") and OneAmerica Securities, Inc. ("OAS"),...Financial Intermediary Agreement • April 29th, 2019 • Aul American Unit Trust • New York
Contract Type FiledApril 29th, 2019 Company Jurisdiction
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FINANCIAL INTERMEDIARY AGREEMENTFinancial Intermediary Agreement • February 20th, 2015 • Lazard Funds Inc • New York
Contract Type FiledFebruary 20th, 2015 Company Jurisdiction
FINANCIAL INTERMEDIARY AGREEMENTFinancial Intermediary Agreement • October 15th, 2014 • Solarcity Corp • Construction - special trade contractors • California
Contract Type FiledOctober 15th, 2014 Company Industry JurisdictionTHIS FINANCIAL INTERMEDIARY AGREEMENT (this “Agreement”), dated as of , by and between SolarCity Corporation (“SolarCity”), and (“the Financial Intermediary”), governs the purchase and/or distribution of the Solar Bonds, as defined below, by the Financial Intermediary until the termination of this Agreement pursuant to Section 2 hereof.
FINANCIAL INTERMEDIARY AGREEMENTFinancial Intermediary Agreement • May 23rd, 2012 • Lazard Funds Inc • New York
Contract Type FiledMay 23rd, 2012 Company Jurisdictionthat either (i) such funds are received by the Custodian prior to 11:30 a.m., Eastern time on T+1, or (ii) Intermediary provides Distributor or its designee a federal funds wire system reference number prior to 11:30 a.m., Eastern time on T+1 evidencing the entry of the wire transfer of the purchase price prior to such time; and