Financial Planning Client Agreement Sample Contracts

FINANCIAL PLANNING CLIENT AGREEMENT

Financial Planning Client Agreement • November 13th, 2008 • Massachusetts

• Contract Type
  Financial Planning Client Agreement
• Filed
  November 13th, 2008
• Jurisdiction
  Massachusetts

This Financial Planning Agreement (“Agreement”) is entered into by and among LPL Financial Corporation (“LPL”), a registered investment advisor, the LPL Investment Adviser Representative (“IAR”) identified in Section 2 of the Financial Planning Profile (“Profile”) attached hereto as Schedule A, and the client identified in Section 1 of the Profile (“Client”), whereby Client desires to receive financial planning services as outlined below.

Client Agreement Financial Planning

Financial Planning Client Agreement • June 9th, 2017 • New York

• Contract Type
  Financial Planning Client Agreement
• Filed
  June 9th, 2017
• Jurisdiction
  New York

This Financial Planning Client Agreement (the “Agreement”) is between Park Avenue Securities LLC (“PAS”), a registered investment adviser, through its investment advisory representative named above (the “Financial Adviser”), and the undersigned client (hereinafter referred to as the “Client”).