FINRA HISTORIC DATA AGREEMENT v. 1.2aFinra Historic Data Agreement • July 7th, 2023 • New York
This Historic Data Agreement, together with all Attachments attached hereto (“Agreement”), is made by and between the undersigned Vendor and Financial Industry Regulatory Authority, Inc. (“FINRA”), a self-regulatory organization registered with the United States Securities and Exchange Commission (“SEC”) and subject to the Securities Exchange Act of 1934 (“Act”). FINRA and its subsidiaries and affiliated entities are collectively referred to herein as FINRA.
FINRA HISTORIC DATA AGREEMENT v. 1.2Finra Historic Data Agreement • March 15th, 2018 • New York
THIS HISTORIC DATA AGREEMENT together with all Attachments and Addenda attached hereto (Agreement), is made by and between the Financial Industry Regulatory Authority, Inc. (FINRA), a Delaware nonprofit corporation that is a securities self-regulatory organization, registered with the United States Securities and Exchange Commission (SEC) and subject to the Securities Exchange Act of 1934 (Act) (FINRA and its subsidiaries and affiliated entities are collectively referred to herein as FINRA)), whose principal place of business is located at 1735 K Street, N.W., NW, Washington, D.C. and the Vendor.
