FORM OF FOLLOW-ON DEALER MANAGER AGREEMENT (THIS “FOLLOW-ON DEALER MANAGER AGREEMENT”)Follow-on Dealer Manager Agreement • May 10th, 2013 • FS Investment Corp II
WHEREAS, FS2 Capital Partners, LLC, a Delaware limited liability company (the “Dealer Manager”), serves as dealer manager to FS Investment Corporation II, a Maryland corporation (the “Company”), in its initial public offering (the “Initial Offering”) of up to 200,000,000 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), to be sold and distributed on a best-efforts basis by the Dealer Manager pursuant to a registration statement on Form N-2 (File No. 333-175654) (the “Existing Registration Statement”) filed with the Securities and Exchange Commission (the “SEC”) on July 19, 2011, as supplemented and amended from time to time, and a Dealer Manager Agreement, dated February 8, 2012 (the “Dealer Manager Agreement”), among the Company, the Dealer Manager and FSIC II Advisor, LLC, a Delaware limited liability company and investment adviser to the Company (the “Advisor”);
FORM OF FOLLOW-ON DEALER MANAGER AGREEMENT (THIS “FOLLOW-ON DEALER MANAGER AGREEMENT”)Follow-on Dealer Manager Agreement • February 27th, 2013 • FS Energy & Power Fund
WHEREAS, FS2 Capital Partners, LLC, a Delaware limited liability company (the “Dealer Manager”), serves as dealer manager to FS Energy and Power Fund, a Delaware Statutory Trust (the “Company”), in its initial public offering of up to $1,500,000,000 shares of the Company’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), to be sold and distributed on a best-efforts basis by the Dealer Manager pursuant to a registration statement on Form N-2 (File No. 333-169679) (the “Existing Registration Statement”) filed with the Securities and Exchange Commission (the “SEC”) on September 30, 2010, as supplemented and amended from time to time, and a Dealer Manager Agreement, dated April 28, 2011 (the “Dealer Manager Agreement”), among the Company, the Dealer Manager and FS Investment Advisor, LLC, a Delaware limited liability company and investment adviser to the Company (the “Advisor”);
FOLLOW-ON DEALER MANAGER AGREEMENT (THIS “FOLLOW-ON DEALER MANAGER AGREEMENT”)Follow-on Dealer Manager Agreement • June 29th, 2017 • FS Investment Corp III • Delaware
WHEREAS, FS Investment Solutions, LLC (formerly FS2 Capital Partners, LLC), a Delaware limited liability company (the “Dealer Manager”), serves as dealer manager to FS Investment Corporation III, a Maryland corporation (the “Company”), in its initial public offering (the “Initial Offering”) of up to 400,000,000 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), to be sold and distributed on a best-efforts basis by the Dealer Manager pursuant to a registration statement on Form N-2 (File No. 333-191925) (the “Existing Registration Statement”) filed with the Securities and Exchange Commission (the “SEC”) on October 28, 2013, as supplemented and amended from time to time, and a Dealer Manager Agreement, dated December 20, 2013 (the “Dealer Manager Agreement”), among the Company, the Dealer Manager and FSIC III Advisor, LLC, a Delaware limited liability company and investment adviser to the Company (the “Advisor”);
CĪON INVESTMENT CORPORATION UP TO 100,000,000 SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE (a Maryland corporation) AMENDED AND RESTATED FOLLOW-ON DEALER MANAGER AGREEMENTFollow-on Dealer Manager Agreement • January 4th, 2017 • CION Investment Corp • New York
This Amended and Restated Follow-On Dealer Manager Agreement (the “Agreement”), effective December 28, 2016, is entered into among CĪON Investment Corporation, CĪON Investment Management, LLC and CĪON Securities, LLC.
FOLLOW-ON DEALER MANAGER AGREEMENT (THIS “2014 FOLLOW-ON DEALER MANAGER AGREEMENT”)Follow-on Dealer Manager Agreement • April 1st, 2015 • FS Energy & Power Fund
WHEREAS, FS2 Capital Partners, LLC, a Delaware limited liability company (the “Dealer Manager”), serves as dealer manager to FS Energy and Power Fund, a Delaware Statutory Trust (the “Company”), in its initial public offering (the “Initial Offering”) of up to $1,500,000,000 shares of the Company’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), to be sold and distributed on a best-efforts basis by the Dealer Manager pursuant to a registration statement on Form N-2 (File No. 333-169679) (the “Initial Registration Statement”) filed with the Securities and Exchange Commission (the “SEC”) on September 30, 2010, as supplemented and amended from time to time, and a Dealer Manager Agreement, dated April 28, 2011 (the “Dealer Manager Agreement”), among the Company, the Dealer Manager and FS Investment Advisor, LLC, a Delaware limited liability company and investment adviser to the Company (the “Advisor”);
FORM OF FOLLOW-ON DEALER MANAGER AGREEMENTFollow-on Dealer Manager Agreement • October 3rd, 2019 • Owl Rock Capital Corp II
WHEREAS, Owl Rock Capital Securities LLC, a Delaware limited liability company (the “Dealer Manager”), serves as the dealer manager to Owl Rock Capital Corporation II, a Maryland corporation (the “Company”), in its initial public offering (the “Initial Offering”) of up to 264,000,000 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), to be sold and distributed on a best-efforts basis by the Dealer Manager pursuant to a registration statement on Form N-2 (File No. 333-213715) (the “Existing Registration Statement”) filed with the Securities and Exchange Commission (the “SEC”) on September 20, 2016, as supplemented and amended from time to time, and a Dealer Manager Agreement, dated February 8, 2017 (the “Dealer Manager Agreement”), among the Company, the Dealer Manager and Owl Rock Capital Advisors, LLC, a Delaware limited liability company and investment adviser to the Company (the “Adviser”);
FORM OF FOLLOW-ON DEALER MANAGER AGREEMENT (THIS “FOLLOW-ON DEALER MANAGER AGREEMENT”)Follow-on Dealer Manager Agreement • May 10th, 2013 • FS Energy & Power Fund
WHEREAS, FS2 Capital Partners, LLC, a Delaware limited liability company (the “Dealer Manager”), serves as dealer manager to FS Energy and Power Fund, a Delaware Statutory Trust (the “Company”), in its initial public offering (the “Initial Offering”) of up to $1,500,000,000 shares of the Company’s common shares of beneficial interest, par value $0.001 per share (the “Common Shares”), to be sold and distributed on a best-efforts basis by the Dealer Manager pursuant to a registration statement on Form N-2 (File No. 333-169679) (the “Existing Registration Statement”) filed with the Securities and Exchange Commission (the “SEC”) on September 30, 2010, as supplemented and amended from time to time, and a Dealer Manager Agreement, dated April 28, 2011 (the “Dealer Manager Agreement”), among the Company, the Dealer Manager and FS Investment Advisor, LLC, a Delaware limited liability company and investment adviser to the Company (the “Advisor”);
