FORM OF AGENCY AGREEMENTForm of Agency Agreement • November 10th, 2009 • Vuzix Corp • Computer peripheral equipment, nec • Ontario
The undersigned, Canaccord Capital Corporation (“Canaccord”) and Bolder Investment Partners, Ltd. (“Bolder” and, together with Canaccord, the “Canadian Agents”), and Canaccord Adams Inc. (the “U.S. Agent”, and together, with the Canadian Agents, the “Agents”) understand that Vuzix Corporation, a Delaware corporation (the “Company”), proposes to complete its initial public offering by offering for sale a minimum of u units of the Company (the “Offered Units”) and a maximum of u Offered Units at a price (the “Offering Price”) of $u per Offered Unit to raise minimum gross proceeds of $6,000,000 and maximum gross proceeds of $12,500,000 (the “Offering”). Each Offered Unit is comprised of one share of common stock of the Company (the “Offered Shares”) and one-half of one common stock purchase warrant (each whole common stock purchase warrant, a “Warrant” and collectively, the “Warrants”). Each whole Warrant will entitle the holder to purchase one additional share of common stock of the Comp
FORM OF AGENCY AGREEMENTForm of Agency Agreement • July 24th, 2014 • NexPoint Capital, Inc. • Delaware
THIS AGREEMENT made the day of 2014, by and between, NexPoint Capital, Inc., a corporation existing under the laws of the State of Delaware, with offices at 300 Crescent Court, Suite 700, Dallas, Texas 75201 (“NexPoint Capital”), which is sponsored by NexPoint Advisors, L.P., a Delaware limited partnership (the “Sponsor”) and any other real estate investment programs set forth on Exhibit A, attached hereto, as amended from time to time and who have executed an amendment to this Agreement agreeing to be bound hereby, each having its principal place of business at (NexPoint Capital and each such real estate investment program hereinafter jointly and severally referred to as the “Fund”), and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
STATE INVESTORS BANCORP, INC. up to 2,530,000 Shares (subject to increase up to 2,909,500 shares) COMMON SHARES ($0.01 Par Value) Subscription Price $10.00 Per Share FORM OF AGENCY AGREEMENT (Exhibits omitted)Form of Agency Agreement • April 18th, 2011 • State Investors Bancorp, Inc. • Savings institution, federally chartered • New York
FORM OF AGENCY AGREEMENTForm of Agency Agreement • June 19th, 2014 • Griffin Institutional Access Real Estate Fund • Missouri
THIS AGREEMENT made the day of , , by and between, Griffin Institutional Access Real Estate Fund, a trust organized under the laws of the State of Delaware, with offices at Griffin Capital Plaza, 1520 Grand Avenue, El Segundo, CA 90245 (the “Fund, and any other investment products set forth on Exhibit A, attached hereto, as amended from time to time, having its principal place of business at Griffin Capital Plaza, 1520 Grand Avenue, El Segundo, CA 90245, and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 (“DST”):
FORM OF AGENCY AGREEMENTForm of Agency Agreement • December 12th, 1997 • Oak Associates Funds • Missouri
